-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MOU6yU8Yrqxh8RWGA8N5Cngq1bSzoHX2ccQeq896lUOV9euAXB1n6aD1g7ovmU3m BQ5PsvJ3v3W+OoieG3hMaQ== 0001013594-10-000182.txt : 20100216 0001013594-10-000182.hdr.sgml : 20100215 20100216153338 ACCESSION NUMBER: 0001013594-10-000182 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 EFFECTIVENESS DATE: 20100216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MAK CAPITAL ONE LLC CENTRAL INDEX KEY: 0001385702 IRS NUMBER: 731650481 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12344 FILM NUMBER: 10607170 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-486-3211 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: MAK Capital DATE OF NAME CHANGE: 20070109 13F-HR 1 mak13fhr-021610.txt FEBRUARY 16, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: MAK Capital One LLC Address: 590 Madison Ave, 9th Floor New York, New York 10022 Form 13F File Number: 028-12344 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Kaufman Title: Managing Member Phone: (212) 486-3211 Signature, Place, and Date of Signing: /s/ Michael Kaufman New York, New York February 16, 2010 - ----------------------- ----------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 50 Form 13F Information Table Value Total: $287,305 (thousands) List of Other Included Managers: No. 13F File No. Name - --- ------------ ---- 01 028-05431 Sunrise Partners Limited Partnership FORM 13F INFORMATION TABLE MAK CAPITAL ONE LLC 12/31/2009 Other Reporting Manager: 01 = Sunrise Partners Limited Partnership
SHARES/ TITLE OF VALUE PRN SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE - -------------- -------- ------ -------- -------- ---- ---- -------- -------- ---- ------ ---- ACETO CORP COM 004446100 1,825 354,425 SH SOLE 354,425 ACETO CORP COM 004446100 2,287 444,060 SH DEFINED 01 444,060 AMN HEALTHCARE SERVICES INC COM 001744101 1,686 186,100 SH SOLE 186,100 AMN HEALTHCARE SERVICES INC COM 001744101 278 30,676 SH DEFINED 01 30,676 AGILYSYS INC COM 00847J105 24,107 2,646,161 SH SOLE 2,646,161 AGILYSYS INC COM 00847J105 15,690 1,722,286 SH DEFINED 01 1,722,286 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 13,791 611,300 SH SOLE 611,300 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 7,399 327,979 SH DEFINED 01 327,979 CADENCE DESIGN SYS INC COM 127387108 11,390 1,901,524 SH SOLE 1,901,524 CADENCE DESIGN SYS INC COM 127387108 4,369 729,310 SH DEFINED 01 729,310 CARIZZO OIL & CO INC NOTE 4.375% 6/0 144577AA1 19,532 22,450 PRN SOLE 22,450 CARIZZO OIL & CO INC NOTE 4.375% 6/0 144577AA1 9,483 10,900 PRN DEFINED 01 10,900 CHAMPION ENTERPRISES INC NOTE 2.750% 11/0 158496AC3 148 59,000 PRN SOLE 59,000 CHAMPION ENTERPRISES INC NOTE 2.750% 11/0 158496AC3 65 25,920 PRN DEFINED 01 25,920 DENNYS CORP COM 24B69P104 3,933 1,795,991 SH SOLE 1,795,991 DENNYS CORP COM 24B69P104 603 275,336 SH DEFINED 01 275,336 EQUITABLE RES INC COM 26884L109 6,421 146,200 SH SOLE 146,200 EQUITABLE RES INC COM 26884L109 1,687 38,419 SH DEFINED 01 38,419 EXACT SCIENCES CORP COM 30063P105 6,734 1,986,383 SH SOLE 1,986,383 EXACT SCIENCES CORP COM 30063P105 4,287 1,264,520 SH DEFINED 01 1,264,520 GOLDEN STAR RES LTD CDA COM 38119T04 17,704 5,674,202 SH SOLE 5,674,202 GOLDEN STAR RES LTD CDA COM 38119T04 8,952 2,869,250 SH DEFINED 01 2,869,250 LOEWS CORP COM 540424108 2,781 76,500 SH SOLE 76,500 LOEWS CORP COM 540424108 680 18,700 SH DEFINED 01 18,700 MOSAIC CO COM 61945A107 23,677 396,400 SH SOLE 396,400 MOSAIC CO COM 61945A107 6,327 105,920 SH DEFINED 01 105,920 NEUROBIOLOGICAL TECHNOLOGIES COM 64124W106 417 3,627,192 SH SOLE 3,627,192 NEUROBIOLOGICAL TECHNOLOGIES COM 64124W106 183 1,592,865 SH DEFINED 01 1,592,865 NEWPARK RES INC COM PAR $.01NEW 651718504 902 213,200 SH SOLE 213,200 NEWPARK RES INC COM PAR $.01NEW 651718504 145 34,391 SH DEFINED 01 34,391 OCEANEERING INTL INC COM 675232102 10,668 182,300 SH SOLE 182,300 OCEANEERING INTL INC COM 675232102 5,477 93,593 SH DEFINED 01 93,593 PERMA-FIX ENVIRONMENTAL SVCS COM 714157104 3,580 1,577,305 SH SOLE 1,577,305 PERMA-FIX ENVIRONMENTAL SVCS COM 714157104 1,825 803,829 SH DEFINED 01 803,829 PHARMERICA CORP COM 71714F104 1,923 121,108 SH SOLE 121,108 PHARMERICA CORP COM 71714F104 304 19,158 SH DEFINED 01 19,158 REPUBLIC SERVICES INC COM 760759100 16,224 573,100 SH SOLE 573,100 REPUBLIC SERVICES INC COM 760759100 8,388 296,299 SH DEFINED 01 296,299 SANDISK CORP NOTE 1% 5/1 80004CAC5 11,303 13,700 PRN SOLE 13,700 SANDISK CORP NOTE 1% 5/1 80004CAC5 6,023 7,300 PRN DEFINED 01 7,300 SOTHEBY'S COM 835898107 21,282 946,700 SH SOLE 946,700 SOTHEBY'S COM 835898107 3,663 162,954 SH DEFINED 01 162,954 SOTHEBY'S NOTE 3.125% 6/1 26884L109 8,758 8,900 PRN SOLE 8,900 SOTHEBY'S NOTE 3.125% 6/1 26884L109 4,280 4,350 PRN DEFINED 01 4,350 THQ INC COM NEW 872443403 12,033 2,387,456 SH SOLE 2,387,456 THQ INC COM NEW 872443403 2,085 413,775 SH DEFINED 01 413,775 WEBMD CORP NOTE 1.750% 6/1 94769MAE5 12,080 10,700 PRN SOLE 10,700 WEBMD CORP NOTE 1.750% 6/1 94769MAE5 6,181 5,475 PRN DEFINED 01 5,475 ZYGO CORP COM 989855101 16,146 2,399,144 SH SOLE 2,399,144 ZYGO CORP COM 989855101 4,662 692,717 SH DEFINED 01 692,717
-----END PRIVACY-ENHANCED MESSAGE-----