FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 03/09/2015 |
3. Issuer Name and Ticker or Trading Symbol
TE Connectivity Ltd. [ TEL ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Shares | 2,049 | D | |
Common Shares | 18,676 | I | By family trusts |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Performance Stock Units | (1) | (1) | Common Shares | 6,316 | $0.0000(2) | D | |
Restricted Stock Units | (3) | (3) | Common Shares | 14,324 | $0.0000(2) | D | |
Stock Option (Right to Buy) | (4) | 11/12/2022 | Common Shares | 28,000 | $34.05 | D | |
Stock Option (Right to Buy) | (4) | 11/14/2021 | Common Shares | 43,850 | $34.49 | D | |
Stock Option (Right to Buy) | (4) | 11/14/2023 | Common Shares | 15,250 | $51.61 | D | |
Stock Option (Right to Buy) | (4) | 11/10/2024 | Common Shares | 17,550 | $61.5 | D |
Explanation of Responses: |
1. 4,696 PSUs vest on the later of the third anniversary of the grant date, November 12, 2012, or the certification date for the performance results for the third year of the performance cycle in December 2015, and 1,620 PSUs vest on the later of the third anniversary of the grant date, November 14, 2013, or the certification date for the performance results for the third year of the performance cycle in December 2016, in each case, receive dividend equvalent stock units and convert to common shares upon vesting. |
2. Conversion is 1-for-1. |
3. Subject to acceleration upon certain events, the restricted stock units (RSUs) vest in equal installments on each of the first, second, third and fourth anniversary of the grant date, receive dividend equivalent stock units and convert to common shares upon vesting. There are 1,269 remaining unvested RSUs with a 11/14/2011 grant date, 9,478 remaining unvested RSUs with a 11/12/2012 grant date, 1,458 remaining unvested RSUs with a 11/14/2013 grant date, and 2,119 remaining unvested RSUs with a 11/10/2014 grant date, which will vest on the remaining anniversaries of the grant dates. |
4. Subject to acceleration upon certain events, the options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. 43,850 options granted on 11/14/2011, 28,000 options granted on 11/12/2012, 15,250 options granted on 11/14/2013 and 17,550 options granted on 11/10/2014 vested and will vest in four installments. |
Remarks: |
rockpoa.txt |
H. Gregory Barksdale, attorney-in-fact | 03/10/2015 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |