0000919574-11-005985.txt : 20111114 0000919574-11-005985.hdr.sgml : 20111111 20111110180810 ACCESSION NUMBER: 0000919574-11-005985 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111110 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fox Point Capital Management LLC CENTRAL INDEX KEY: 0001385011 IRS NUMBER: 205001541 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12128 FILM NUMBER: 111196807 BUSINESS ADDRESS: STREET 1: 101 PARK AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: (212) 984-2373 MAIL ADDRESS: STREET 1: 101 PARK AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10011 13F-HR 1 d1237125_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Fox Point Capital Management LLC Address: 101 Park Avenue, 21st Floor New York, New York 10178 13F File Number: 28-12128 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott Schweitzer Title: Chief Financial Officer Phone: (212) 984-2373 Signature, Place and Date of Signing: /s/ Scott Schweitzer New York, New York November 10, 2011 -------------------------- ---------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 102 Form 13F Information Table Value Total: $731,507 (thousands) List of Other Included Managers: No. Form 13F File Number Name 1. Fox Point Fund LP 2. Fox Point Offshore, Ltd. 3. Fox Point QP Fund LP FORM 13F INFORMATION TABLE Fox Point Capital Management LLC
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- --------- ------ --------- -------- --- ----- ----------- --------- ----- ------- ----- ALLERGAN INC COM 018490102 1,625 19,720 SH DEFINED 1 19,720 ALLERGAN INC COM 018490102 2,039 24,748 SH DEFINED 2 24,748 ALLERGAN INC COM 018490102 4,575 55,532 SH DEFINED 3 55,532 ALLIED NEVADA GOLD CORP COM 019344100 1,236 34,509 SH DEFINED 1 34,509 ALLIED NEVADA GOLD CORP COM 019344100 1,551 43,310 SH DEFINED 2 43,310 ALLIED NEVADA GOLD CORP COM 019344100 3,480 97,181 SH DEFINED 3 97,181 ALTRIA GROUP INC COM 02209S103 2,643 98,598 SH DEFINED 1 98,598 ALTRIA GROUP INC COM 02209S103 3,318 123,742 SH DEFINED 2 123,742 ALTRIA GROUP INC COM 02209S103 7,444 277,660 SH DEFINED 3 277,660 AMAZON COM INC COM 023135106 4,051 18,734 SH DEFINED 1 18,734 AMAZON COM INC COM 023135106 5,084 23,511 SH DEFINED 2 23,511 AMAZON COM INC COM 023135106 11,407 52,755 SH DEFINED 3 52,755 APPLE INC COM 037833100 4,512 11,832 SH DEFINED 1 11,832 APPLE INC COM 037833100 5,662 14,849 SH DEFINED 2 14,849 APPLE INC COM 037833100 12,705 33,319 SH DEFINED 3 33,319 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 1,212 52,257 SH DEFINED 1 52,257 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 1,521 65,583 SH DEFINED 2 65,583 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 3,413 147,160 SH DEFINED 3 147,160 AUTOZONE INC COM 053332102 1,574 4,930 SH DEFINED 1 4,930 AUTOZONE INC COM 053332102 1,975 6,187 SH DEFINED 2 6,187 AUTOZONE INC COM 053332102 4,431 13,883 SH DEFINED 3 13,883 CELGENE CORP COM 151020104 3,357 54,229 SH DEFINED 1 54,229 CELGENE CORP COM 151020104 4,213 68,058 SH DEFINED 2 68,058 CELGENE CORP COM 151020104 9,454 152,713 SH DEFINED 3 152,713 CHECK POINT SOFTWARE TECH LT ORD M22465104 1,040 19,720 SH DEFINED 1 19,720 CHECK POINT SOFTWARE TECH LT ORD M22465104 1,306 24,748 SH DEFINED 2 24,748 CHECK POINT SOFTWARE TECH LT ORD M22465104 2,930 55,532 SH DEFINED 3 55,532 DOLLAR TREE INC COM 256746108 3,705 49,312 SH DEFINED 1 49,312 DOLLAR TREE INC COM 256746108 4,649 61,867 SH DEFINED 2 61,867 DOLLAR TREE INC COM 256746108 10,431 138,821 SH DEFINED 3 138,821 DOMINOS PIZZA INC COM 25754A201 1,343 49,299 SH DEFINED 1 49,299 DOMINOS PIZZA INC COM 25754A201 1,686 61,871 SH DEFINED 2 61,871 DOMINOS PIZZA INC COM 25754A201 3,783 138,830 SH DEFINED 3 138,830 DUKE ENERGY CORP NEW COM 26441C105 2,956 147,897 SH DEFINED 1 147,897 DUKE ENERGY CORP NEW COM 26441C105 3,710 185,613 SH DEFINED 2 185,613 DUKE ENERGY CORP NEW COM 26441C105 8,326 416,490 SH DEFINED 3 416,490 EDWARDS LIFESCIENCES CORP COM 28176E108 2,636 36,974 SH DEFINED 1 36,974 EDWARDS LIFESCIENCES CORP COM 28176E108 3,308 46,403 SH DEFINED 2 46,403 EDWARDS LIFESCIENCES CORP COM 28176E108 7,422 104,123 SH DEFINED 3 104,123 GENERAL ELECTRIC CO COM 369604103 7,503 493,000 PUT DEFINED 1 493,000 GENERAL ELECTRIC CO COM 369604103 9,415 618,600 PUT DEFINED 2 618,600 GENERAL ELECTRIC CO COM 369604103 21,131 1,388,400 PUT DEFINED 3 1,388,400 GREEN MTN COFFEE ROASTERS IN COM 393122106 5,498 59,159 SH DEFINED 1 59,159 GREEN MTN COFFEE ROASTERS IN COM 393122106 6,900 74,245 SH DEFINED 2 74,245 GREEN MTN COFFEE ROASTERS IN COM 393122106 15,483 166,596 SH DEFINED 3 166,596 HANSEN NAT CORP COM 411310105 861 9,860 SH DEFINED 1 9,860 HANSEN NAT CORP COM 411310105 1,080 12,374 SH DEFINED 2 12,374 HANSEN NAT CORP COM 411310105 2,424 27,766 SH DEFINED 3 27,766 IAC INTERACTIVECORP COM PAR $.001 44919P508 975 24,649 SH DEFINED 1 24,649 IAC INTERACTIVECORP COM PAR $.001 44919P508 1,224 30,936 SH DEFINED 2 30,936 IAC INTERACTIVECORP COM PAR $.001 44919P508 2,745 69,415 SH DEFINED 3 69,415 INTERNATIONAL BUSINESS MACHS COM 459200101 17,242 98,600 PUT DEFINED 1 98,600 INTERNATIONAL BUSINESS MACHS COM 459200101 21,649 123,800 PUT DEFINED 2 123,800 INTERNATIONAL BUSINESS MACHS COM 459200101 48,544 277,600 PUT DEFINED 3 277,600 KINDER MORGAN INC DEL COM 49456B101 638 24,649 SH DEFINED 1 24,649 KINDER MORGAN INC DEL COM 49456B101 801 30,936 SH DEFINED 2 30,936 KINDER MORGAN INC DEL COM 49456B101 1,797 69,415 SH DEFINED 3 69,415 MASTERCARD INC CL A 57636Q104 1,251 3,944 SH DEFINED 1 3,944 MASTERCARD INC CL A 57636Q104 1,570 4,950 SH DEFINED 2 4,950 MASTERCARD INC CL A 57636Q104 3,522 11,106 SH DEFINED 3 11,106 MCDONALDS CORP COM 580135101 2,165 24,649 SH DEFINED 1 24,649 MCDONALDS CORP COM 580135101 2,717 30,936 SH DEFINED 2 30,936 MCDONALDS CORP COM 580135101 6,096 69,415 SH DEFINED 3 69,415 MINEFINDERS LTD COM 602900102 343 24,649 SH DEFINED 1 24,649 MINEFINDERS LTD COM 602900102 431 30,936 SH DEFINED 2 30,936 MINEFINDERS LTD COM 602900102 966 69,415 SH DEFINED 3 69,415 NIKE INC CL B 654106103 843 9,860 SH DEFINED 1 9,860 NIKE INC CL B 654106103 1,058 12,374 SH DEFINED 2 12,374 NIKE INC CL B 654106103 2,374 27,766 SH DEFINED 3 27,766 PERRIGO CO COM 714290103 1,436 14,790 SH DEFINED 1 14,790 PERRIGO CO COM 714290103 1,802 18,561 SH DEFINED 2 18,561 PERRIGO CO COM 714290103 4,045 41,649 SH DEFINED 3 41,649 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 41,409 788,900 PUT DEFINED 1 788,900 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 51,960 989,900 PUT DEFINED 2 989,900 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 116,591 2,221,200 PUT DEFINED 3 2,221,200 PRICELINE COM INC COM NEW 741503403 1,108 2,465 SH DEFINED 1 2,465 PRICELINE COM INC COM NEW 741503403 1,391 3,094 SH DEFINED 2 3,094 PRICELINE COM INC COM NEW 741503403 3,120 6,941 SH DEFINED 3 6,941 ROSS STORES INC COM 778296103 1,940 24,649 SH DEFINED 1 24,649 ROSS STORES INC COM 778296103 2,434 30,936 SH DEFINED 2 30,936 ROSS STORES INC COM 778296103 5,462 69,415 SH DEFINED 3 69,415 ROYAL GOLD INC COM 780287108 316 4,930 SH DEFINED 1 4,930 ROYAL GOLD INC COM 780287108 396 6,187 SH DEFINED 2 6,187 ROYAL GOLD INC COM 780287108 889 13,883 SH DEFINED 3 13,883 SPDR S&P 500 ETF TR TR UNIT 78462F103 22,370 197,700 PUT DEFINED 1 197,700 SPDR S&P 500 ETF TR TR UNIT 78462F103 28,084 248,200 PUT DEFINED 2 248,200 SPDR S&P 500 ETF TR TR UNIT 78462F103 62,696 554,100 PUT DEFINED 3 554,100 ULTA SALON COSMETCS & FRAG I COM 90384S303 1,350 21,692 SH DEFINED 1 21,692 ULTA SALON COSMETCS & FRAG I COM 90384S303 1,694 27,223 SH DEFINED 2 27,223 ULTA SALON COSMETCS & FRAG I COM 90384S303 3,801 61,085 SH DEFINED 3 61,085 US BANCORP DEL COM NEW 902973304 1,277 54,229 SH DEFINED 1 54,229 US BANCORP DEL COM NEW 902973304 1,602 68,058 SH DEFINED 2 68,058 US BANCORP DEL COM NEW 902973304 3,595 152,713 SH DEFINED 3 152,713 VERISIGN INC COM 92343E102 1,410 49,299 SH DEFINED 1 49,299 VERISIGN INC COM 92343E102 1,770 61,871 SH DEFINED 2 61,871 VERISIGN INC COM 92343E102 3,972 138,830 SH DEFINED 3 138,830 VISA INC COM CL A 92826C839 1,902 22,185 SH DEFINED 1 22,185 VISA INC COM CL A 92826C839 2,387 27,842 SH DEFINED 2 27,842 VISA INC COM CL A 92826C839 5,355 62,473 SH DEFINED 3 62,473 WISDOMTREE INVTS INC COM 97717P104 588 83,808 SH DEFINED 1 83,808 WISDOMTREE INVTS INC COM 97717P104 738 105,181 SH DEFINED 2 105,181 WISDOMTREE INVTS INC COM 97717P104 1,657 236,011 SH DEFINED 3 236,011
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