0000919574-11-005985.txt : 20111114
0000919574-11-005985.hdr.sgml : 20111111
20111110180810
ACCESSION NUMBER: 0000919574-11-005985
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111110
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fox Point Capital Management LLC
CENTRAL INDEX KEY: 0001385011
IRS NUMBER: 205001541
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12128
FILM NUMBER: 111196807
BUSINESS ADDRESS:
STREET 1: 101 PARK AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10011
BUSINESS PHONE: (212) 984-2373
MAIL ADDRESS:
STREET 1: 101 PARK AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10011
13F-HR
1
d1237125_13f-hr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F Cover Page
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment: |_|; Amendment Number: ____
This Amendment (Check only one): |_| is a restatement
|_| adds new holding entries.
Institutional Manager Filing this Report:
Name: Fox Point Capital Management LLC
Address: 101 Park Avenue, 21st Floor
New York, New York 10178
13F File Number: 28-12128
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Scott Schweitzer
Title: Chief Financial Officer
Phone: (212) 984-2373
Signature, Place and Date of Signing:
/s/ Scott Schweitzer New York, New York November 10, 2011
-------------------------- ---------------------- ----------------------
[Signature] [City, State] [Date]
Report Type: (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report).
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting managers(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager: NONE
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 3
Form 13F Information Table Entry Total: 102
Form 13F Information Table Value Total: $731,507
(thousands)
List of Other Included Managers:
No. Form 13F File Number Name
1. Fox Point Fund LP
2. Fox Point Offshore, Ltd.
3. Fox Point QP Fund LP
FORM 13F INFORMATION TABLE
Fox Point Capital Management LLC
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- --------- ------ --------- -------- --- ----- ----------- --------- ----- ------- -----
ALLERGAN INC COM 018490102 1,625 19,720 SH DEFINED 1 19,720
ALLERGAN INC COM 018490102 2,039 24,748 SH DEFINED 2 24,748
ALLERGAN INC COM 018490102 4,575 55,532 SH DEFINED 3 55,532
ALLIED NEVADA GOLD CORP COM 019344100 1,236 34,509 SH DEFINED 1 34,509
ALLIED NEVADA GOLD CORP COM 019344100 1,551 43,310 SH DEFINED 2 43,310
ALLIED NEVADA GOLD CORP COM 019344100 3,480 97,181 SH DEFINED 3 97,181
ALTRIA GROUP INC COM 02209S103 2,643 98,598 SH DEFINED 1 98,598
ALTRIA GROUP INC COM 02209S103 3,318 123,742 SH DEFINED 2 123,742
ALTRIA GROUP INC COM 02209S103 7,444 277,660 SH DEFINED 3 277,660
AMAZON COM INC COM 023135106 4,051 18,734 SH DEFINED 1 18,734
AMAZON COM INC COM 023135106 5,084 23,511 SH DEFINED 2 23,511
AMAZON COM INC COM 023135106 11,407 52,755 SH DEFINED 3 52,755
APPLE INC COM 037833100 4,512 11,832 SH DEFINED 1 11,832
APPLE INC COM 037833100 5,662 14,849 SH DEFINED 2 14,849
APPLE INC COM 037833100 12,705 33,319 SH DEFINED 3 33,319
ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 1,212 52,257 SH DEFINED 1 52,257
ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 1,521 65,583 SH DEFINED 2 65,583
ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 3,413 147,160 SH DEFINED 3 147,160
AUTOZONE INC COM 053332102 1,574 4,930 SH DEFINED 1 4,930
AUTOZONE INC COM 053332102 1,975 6,187 SH DEFINED 2 6,187
AUTOZONE INC COM 053332102 4,431 13,883 SH DEFINED 3 13,883
CELGENE CORP COM 151020104 3,357 54,229 SH DEFINED 1 54,229
CELGENE CORP COM 151020104 4,213 68,058 SH DEFINED 2 68,058
CELGENE CORP COM 151020104 9,454 152,713 SH DEFINED 3 152,713
CHECK POINT SOFTWARE TECH LT ORD M22465104 1,040 19,720 SH DEFINED 1 19,720
CHECK POINT SOFTWARE TECH LT ORD M22465104 1,306 24,748 SH DEFINED 2 24,748
CHECK POINT SOFTWARE TECH LT ORD M22465104 2,930 55,532 SH DEFINED 3 55,532
DOLLAR TREE INC COM 256746108 3,705 49,312 SH DEFINED 1 49,312
DOLLAR TREE INC COM 256746108 4,649 61,867 SH DEFINED 2 61,867
DOLLAR TREE INC COM 256746108 10,431 138,821 SH DEFINED 3 138,821
DOMINOS PIZZA INC COM 25754A201 1,343 49,299 SH DEFINED 1 49,299
DOMINOS PIZZA INC COM 25754A201 1,686 61,871 SH DEFINED 2 61,871
DOMINOS PIZZA INC COM 25754A201 3,783 138,830 SH DEFINED 3 138,830
DUKE ENERGY CORP NEW COM 26441C105 2,956 147,897 SH DEFINED 1 147,897
DUKE ENERGY CORP NEW COM 26441C105 3,710 185,613 SH DEFINED 2 185,613
DUKE ENERGY CORP NEW COM 26441C105 8,326 416,490 SH DEFINED 3 416,490
EDWARDS LIFESCIENCES CORP COM 28176E108 2,636 36,974 SH DEFINED 1 36,974
EDWARDS LIFESCIENCES CORP COM 28176E108 3,308 46,403 SH DEFINED 2 46,403
EDWARDS LIFESCIENCES CORP COM 28176E108 7,422 104,123 SH DEFINED 3 104,123
GENERAL ELECTRIC CO COM 369604103 7,503 493,000 PUT DEFINED 1 493,000
GENERAL ELECTRIC CO COM 369604103 9,415 618,600 PUT DEFINED 2 618,600
GENERAL ELECTRIC CO COM 369604103 21,131 1,388,400 PUT DEFINED 3 1,388,400
GREEN MTN COFFEE ROASTERS IN COM 393122106 5,498 59,159 SH DEFINED 1 59,159
GREEN MTN COFFEE ROASTERS IN COM 393122106 6,900 74,245 SH DEFINED 2 74,245
GREEN MTN COFFEE ROASTERS IN COM 393122106 15,483 166,596 SH DEFINED 3 166,596
HANSEN NAT CORP COM 411310105 861 9,860 SH DEFINED 1 9,860
HANSEN NAT CORP COM 411310105 1,080 12,374 SH DEFINED 2 12,374
HANSEN NAT CORP COM 411310105 2,424 27,766 SH DEFINED 3 27,766
IAC INTERACTIVECORP COM PAR $.001 44919P508 975 24,649 SH DEFINED 1 24,649
IAC INTERACTIVECORP COM PAR $.001 44919P508 1,224 30,936 SH DEFINED 2 30,936
IAC INTERACTIVECORP COM PAR $.001 44919P508 2,745 69,415 SH DEFINED 3 69,415
INTERNATIONAL BUSINESS MACHS COM 459200101 17,242 98,600 PUT DEFINED 1 98,600
INTERNATIONAL BUSINESS MACHS COM 459200101 21,649 123,800 PUT DEFINED 2 123,800
INTERNATIONAL BUSINESS MACHS COM 459200101 48,544 277,600 PUT DEFINED 3 277,600
KINDER MORGAN INC DEL COM 49456B101 638 24,649 SH DEFINED 1 24,649
KINDER MORGAN INC DEL COM 49456B101 801 30,936 SH DEFINED 2 30,936
KINDER MORGAN INC DEL COM 49456B101 1,797 69,415 SH DEFINED 3 69,415
MASTERCARD INC CL A 57636Q104 1,251 3,944 SH DEFINED 1 3,944
MASTERCARD INC CL A 57636Q104 1,570 4,950 SH DEFINED 2 4,950
MASTERCARD INC CL A 57636Q104 3,522 11,106 SH DEFINED 3 11,106
MCDONALDS CORP COM 580135101 2,165 24,649 SH DEFINED 1 24,649
MCDONALDS CORP COM 580135101 2,717 30,936 SH DEFINED 2 30,936
MCDONALDS CORP COM 580135101 6,096 69,415 SH DEFINED 3 69,415
MINEFINDERS LTD COM 602900102 343 24,649 SH DEFINED 1 24,649
MINEFINDERS LTD COM 602900102 431 30,936 SH DEFINED 2 30,936
MINEFINDERS LTD COM 602900102 966 69,415 SH DEFINED 3 69,415
NIKE INC CL B 654106103 843 9,860 SH DEFINED 1 9,860
NIKE INC CL B 654106103 1,058 12,374 SH DEFINED 2 12,374
NIKE INC CL B 654106103 2,374 27,766 SH DEFINED 3 27,766
PERRIGO CO COM 714290103 1,436 14,790 SH DEFINED 1 14,790
PERRIGO CO COM 714290103 1,802 18,561 SH DEFINED 2 18,561
PERRIGO CO COM 714290103 4,045 41,649 SH DEFINED 3 41,649
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 41,409 788,900 PUT DEFINED 1 788,900
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 51,960 989,900 PUT DEFINED 2 989,900
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 116,591 2,221,200 PUT DEFINED 3 2,221,200
PRICELINE COM INC COM NEW 741503403 1,108 2,465 SH DEFINED 1 2,465
PRICELINE COM INC COM NEW 741503403 1,391 3,094 SH DEFINED 2 3,094
PRICELINE COM INC COM NEW 741503403 3,120 6,941 SH DEFINED 3 6,941
ROSS STORES INC COM 778296103 1,940 24,649 SH DEFINED 1 24,649
ROSS STORES INC COM 778296103 2,434 30,936 SH DEFINED 2 30,936
ROSS STORES INC COM 778296103 5,462 69,415 SH DEFINED 3 69,415
ROYAL GOLD INC COM 780287108 316 4,930 SH DEFINED 1 4,930
ROYAL GOLD INC COM 780287108 396 6,187 SH DEFINED 2 6,187
ROYAL GOLD INC COM 780287108 889 13,883 SH DEFINED 3 13,883
SPDR S&P 500 ETF TR TR UNIT 78462F103 22,370 197,700 PUT DEFINED 1 197,700
SPDR S&P 500 ETF TR TR UNIT 78462F103 28,084 248,200 PUT DEFINED 2 248,200
SPDR S&P 500 ETF TR TR UNIT 78462F103 62,696 554,100 PUT DEFINED 3 554,100
ULTA SALON COSMETCS & FRAG I COM 90384S303 1,350 21,692 SH DEFINED 1 21,692
ULTA SALON COSMETCS & FRAG I COM 90384S303 1,694 27,223 SH DEFINED 2 27,223
ULTA SALON COSMETCS & FRAG I COM 90384S303 3,801 61,085 SH DEFINED 3 61,085
US BANCORP DEL COM NEW 902973304 1,277 54,229 SH DEFINED 1 54,229
US BANCORP DEL COM NEW 902973304 1,602 68,058 SH DEFINED 2 68,058
US BANCORP DEL COM NEW 902973304 3,595 152,713 SH DEFINED 3 152,713
VERISIGN INC COM 92343E102 1,410 49,299 SH DEFINED 1 49,299
VERISIGN INC COM 92343E102 1,770 61,871 SH DEFINED 2 61,871
VERISIGN INC COM 92343E102 3,972 138,830 SH DEFINED 3 138,830
VISA INC COM CL A 92826C839 1,902 22,185 SH DEFINED 1 22,185
VISA INC COM CL A 92826C839 2,387 27,842 SH DEFINED 2 27,842
VISA INC COM CL A 92826C839 5,355 62,473 SH DEFINED 3 62,473
WISDOMTREE INVTS INC COM 97717P104 588 83,808 SH DEFINED 1 83,808
WISDOMTREE INVTS INC COM 97717P104 738 105,181 SH DEFINED 2 105,181
WISDOMTREE INVTS INC COM 97717P104 1,657 236,011 SH DEFINED 3 236,011
SK 26105 0001 1237125