-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RE1wrikcH2Seho08F7Ck2cefp+MxB//Y7zDJ7FkXGZs3fdSFDMmQiAEb3BA67XK1 XrJgVP2xO2l/IeyA8dLULg== 0000919574-10-000933.txt : 20100212 0000919574-10-000933.hdr.sgml : 20100212 20100212154304 ACCESSION NUMBER: 0000919574-10-000933 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 EFFECTIVENESS DATE: 20100212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fox Point Capital Management LLC CENTRAL INDEX KEY: 0001385011 IRS NUMBER: 205001541 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12128 FILM NUMBER: 10598849 BUSINESS ADDRESS: STREET 1: 101 PARK AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: (212) 984-2373 MAIL ADDRESS: STREET 1: 101 PARK AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10011 13F-HR 1 d1070627_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Fox Point Capital Management LLC Address: 101 Park Avenue, 21st Floor New York, New York 10178 13F File Number: 28-12128 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott Schweitzer Title: Chief Operating Officer Phone: (212) 984-2373 Signature, Place and Date of Signing: /s/ Scott Schweitzer New York, New York February 12, 2010 - -------------------------- ---------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 102 Form 13F Information Table Value Total: $1,014,396 (thousands) List of Other Included Managers: No. Form 13F File Number Name 1. Fox Point Fund LP 2. Fox Point Offshore, Ltd. 3. Fox Point QP Fund LP FORM 13F INFORMATION TABLE Fox Point Capital Management LLC
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------- ----- -------- ------- --- ---- ---------- -------- ---- ------ ---- ALLERGAN INC 018490102 COM 2,499 39,661 SH DEFINED 1 39,661 ALLERGAN INC 018490102 COM 8,453 134,159 SH DEFINED 2 134,159 ALLERGAN INC 018490102 COM 7,951 126,180 SH DEFINED 3 126,180 ALTRIA GROUP INC 02209S103 COM 1,946 99,156 SH DEFINED 1 99,156 ALTRIA GROUP INC 02209S103 COM 6,583 335,379 SH DEFINED 2 335,379 ALTRIA GROUP INC 02209S103 COM 6,193 315,465 SH DEFINED 3 315,465 AMAZON COM INC 023135106 COM 2,223 16,526 SH DEFINED 1 16,526 AMAZON COM INC 023135106 COM 7,519 55,896 SH DEFINED 2 55,896 AMAZON COM INC 023135106 COM 7,073 52,578 SH DEFINED 3 52,578 APPLE INC 037833100 COM 4,875 23,136 SH DEFINED 1 23,136 APPLE INC 037833100 COM 16,491 78,257 SH DEFINED 2 78,257 APPLE INC 037833100 COM 15,511 73,607 SH DEFINED 3 73,607 BLACK & DECKER CORP 091797100 COM 1,071 16,526 SH DEFINED 1 16,526 BLACK & DECKER CORP 091797100 COM 3,624 55,898 SH DEFINED 2 55,898 BLACK & DECKER CORP 091797100 COM 3,409 52,576 SH DEFINED 3 52,576 BLOCK H & R INC 093671105 COM 4,486 198,307 SH DEFINED 1 198,307 BLOCK H & R INC 093671105 COM 15,173 670,776 SH DEFINED 2 670,776 BLOCK H & R INC 093671105 COM 14,271 630,917 SH DEFINED 3 630,917 CIGNA CORP 125509109 COM 1,632 46,272 SH DEFINED 1 46,272 CIGNA CORP 125509109 COM 5,520 156,514 SH DEFINED 2 156,514 CIGNA CORP 125509109 COM 5,192 147,214 SH DEFINED 3 147,214 COGNIZANT TECHNOLOGY SOLUTIO 192446102 CL A 749 16,525 SH DEFINED 1 16,525 COGNIZANT TECHNOLOGY SOLUTIO 192446102 CL A 2,534 55,900 SH DEFINED 2 55,900 COGNIZANT TECHNOLOGY SOLUTIO 192446102 CL A 2,383 52,575 SH DEFINED 3 52,575 DECKERS OUTDOOR CORP 243537107 COM 1,681 16,526 SH DEFINED 1 16,526 DECKERS OUTDOOR CORP 243537107 COM 5,686 55,896 SH DEFINED 2 55,896 DECKERS OUTDOOR CORP 243537107 COM 5,348 52,578 SH DEFINED 3 52,578 DIRECTV 25490A101 COM CL A 5,511 165,242 SH DEFINED 1 165,242 DIRECTV 25490A101 COM CL A 18,643 559,012 SH DEFINED 2 559,012 DIRECTV 25490A101 COM CL A 17,534 525,746 SH DEFINED 3 525,746 EBAY INC 278642103 COM 5,910 251,188 SH DEFINED 1 251,188 EBAY INC 278642103 COM 19,992 849,651 SH DEFINED 2 849,651 EBAY INC 278642103 COM 18,804 799,161 SH DEFINED 3 799,161 HEALTH NET INC 42222G108 COM 77 3,305 SH DEFINED 1 3,305 HEALTH NET INC 42222G108 COM 260 11,180 SH DEFINED 2 11,180 HEALTH NET INC 42222G108 COM 245 10,515 SH DEFINED 3 10,515 IAC INTERACTIVECORP 44919P508 COM PAR $.001 2,978 145,425 SH DEFINED 1 145,425 IAC INTERACTIVECORP 44919P508 COM PAR $.001 10,074 491,902 SH DEFINED 2 491,902 IAC INTERACTIVECORP 44919P508 COM PAR $.001 9,476 462,673 SH DEFINED 3 462,673 INTERCONTINENTALEXCHANGE INC 45865V100 COM 2,672 23,797 SH DEFINED 1 23,797 INTERCONTINENTALEXCHANGE INC 45865V100 COM 9,039 80,493 SH DEFINED 2 80,493 INTERCONTINENTALEXCHANGE INC 45865V100 COM 8,502 75,710 SH DEFINED 3 75,710 ISHARES TR INDEX 464287655 RUSSELL 2000 37,146 594,900 PUT DEFINED 1 594,900 ISHARES TR INDEX 464287655 RUSSELL 2000 125,661 2,012,500 PUT DEFINED 2 2,012,500 ISHARES TR INDEX 464287655 RUSSELL 2000 118,174 1,892,600 PUT DEFINED 3 1,892,600 ISHARES TR INDEX 464287184 FTSE XNHUA IDX 11,174 264,400 PUT DEFINED 1 264,400 ISHARES TR INDEX 464287184 FTSE XNHUA IDX 37,797 894,400 PUT DEFINED 2 894,400 ISHARES TR INDEX 464287184 FTSE XNHUA IDX 35,549 841,200 PUT DEFINED 3 841,200 J CREW GROUP INC 46612H402 COM 611 13,656 SH DEFINED 1 13,656 J CREW GROUP INC 46612H402 COM 2,067 46,196 SH DEFINED 2 46,196 J CREW GROUP INC 46612H402 COM 1,944 43,448 SH DEFINED 3 43,448 JPMORGAN CHASE & CO 46625H100 COM 1,102 26,442 SH DEFINED 1 26,442 JPMORGAN CHASE & CO 46625H100 COM 3,727 89,434 SH DEFINED 2 89,434 JPMORGAN CHASE & CO 46625H100 COM 3,505 84,124 SH DEFINED 3 84,124 KIMBERLY CLARK CORP 494368103 COM 905 14,212 SH DEFINED 1 14,212 KIMBERLY CLARK CORP 494368103 COM 3,063 48,072 SH DEFINED 2 48,072 KIMBERLY CLARK CORP 494368103 COM 2,881 45,216 SH DEFINED 3 45,216 LENDER PROCESSING SVCS INC 52602E102 COM 672 16,525 SH DEFINED 1 16,525 LENDER PROCESSING SVCS INC 52602E102 COM 2,273 55,900 SH DEFINED 2 55,900 LENDER PROCESSING SVCS INC 52602E102 COM 2,138 52,575 SH DEFINED 3 52,575 MASTERCARD INC 57636Q104 CL A 1,269 4,958 SH DEFINED 1 4,958 MASTERCARD INC 57636Q104 CL A 4,293 16,769 SH DEFINED 2 16,769 MASTERCARD INC 57636Q104 CL A 4,038 15,773 SH DEFINED 3 15,773 MATTEL INC 577081102 COM 2,641 132,205 SH DEFINED 1 132,205 MATTEL INC 577081102 COM 8,935 447,184 SH DEFINED 2 447,184 MATTEL INC 577081102 COM 8,404 420,611 SH DEFINED 3 420,611 MONSANTO CO NEW 61166W101 COM 1,621 19,831 SH DEFINED 1 19,831 MONSANTO CO NEW 61166W101 COM 5,484 67,077 SH DEFINED 2 67,077 MONSANTO CO NEW 61166W101 COM 5,158 63,092 SH DEFINED 3 63,092 NVR INC 62944T105 COM 470 661 SH DEFINED 1 661 NVR INC 62944T105 COM 1,589 2,236 SH DEFINED 2 2,236 NVR INC 62944T105 COM 1,495 2,103 SH DEFINED 3 2,103 POWERSHARES QQQ TRUST 73935A104 UNIT SER 1 16,635 363,600 PUT DEFINED 1 363,600 POWERSHARES QQQ TRUST 73935A104 UNIT SER 1 56,259 1,229,700 PUT DEFINED 2 1,229,700 POWERSHARES QQQ TRUST 73935A104 UNIT SER 1 52,919 1,156,700 PUT DEFINED 3 1,156,700 ROVI CORP 779376102 COM 6,004 188,396 SH DEFINED 1 188,396 ROVI CORP 779376102 COM 20,308 637,220 SH DEFINED 2 637,220 ROVI CORP 779376102 COM 19,102 599,384 SH DEFINED 3 599,384 SKECHERS U S A INC 830566105 CL A 972 33,051 SH DEFINED 1 33,051 SKECHERS U S A INC 830566105 CL A 3,288 111,796 SH DEFINED 2 111,796 SKECHERS U S A INC 830566105 CL A 3,093 105,153 SH DEFINED 3 105,153 SNAP ON INC 833034101 COM 634 15,005 SH DEFINED 1 15,005 SNAP ON INC 833034101 COM 2,145 50,757 SH DEFINED 2 50,757 SNAP ON INC 833034101 COM 2,017 47,738 SH DEFINED 3 47,738 STARBUCKS CORP 855244109 COM 762 33,052 SH DEFINED 1 33,052 STARBUCKS CORP 855244109 COM 2,578 111,793 SH DEFINED 2 111,793 STARBUCKS CORP 855244109 COM 2,425 105,155 SH DEFINED 3 105,155 TERADATA CORP DEL 88076W103 COM 312 9,915 SH DEFINED 1 9,915 TERADATA CORP DEL 88076W103 COM 1,054 33,539 SH DEFINED 2 33,539 TERADATA CORP DEL 88076W103 COM 991 31,546 SH DEFINED 3 31,546 VERISIGN INC 92343E102 COM 3,846 158,646 SH DEFINED 1 158,646 VERISIGN INC 92343E102 COM 13,008 536,621 SH DEFINED 2 536,621 VERISIGN INC 92343E102 COM 12,235 504,733 SH DEFINED 3 504,733 VIRGIN MEDIA INC 92769L101 COM 2,670 158,642 SH DEFINED 1 158,642 VIRGIN MEDIA INC 92769L101 COM 9,032 536,636 SH DEFINED 2 536,636 VIRGIN MEDIA INC 92769L101 COM 8,494 504,722 SH DEFINED 3 504,722 WARNACO GROUP INC 934390402 COM NEW 1,534 36,357 SH DEFINED 1 36,357 WARNACO GROUP INC 934390402 COM NEW 5,188 122,972 SH DEFINED 2 122,972 WARNACO GROUP INC 934390402 COM NEW 4,880 115,671 SH DEFINED 3 115,671 WELLPOINT INC 94973V107 COM 4,817 82,630 SH DEFINED 1 82,630 WELLPOINT INC 94973V107 COM 16,291 279,482 SH DEFINED 2 279,482 WELLPOINT INC 94973V107 COM 15,324 262,888 SH DEFINED 3 262,888
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