0001209191-19-058372.txt : 20191127 0001209191-19-058372.hdr.sgml : 20191127 20191127185715 ACCESSION NUMBER: 0001209191-19-058372 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191126 FILED AS OF DATE: 20191127 DATE AS OF CHANGE: 20191127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marlow John H CENTRAL INDEX KEY: 0001586695 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 191259364 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RingCentral, Inc. CENTRAL INDEX KEY: 0001384905 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 943322844 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 FORMER COMPANY: FORMER CONFORMED NAME: RingCentral Inc DATE OF NAME CHANGE: 20070103 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-11-26 0 0001384905 RingCentral, Inc. RNG 0001586695 Marlow John H C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 1 0 0 SVP, CAO & General Counsel Class A Common Stock 2019-11-26 4 M 0 13500 15.77 A 158170 D Class A Common Stock 2019-11-26 4 S 0 3563 171.52 D 154607 D Class A Common Stock 2019-11-26 4 S 0 13923 172.05 D 140684 D Class A Common Stock 2019-11-27 4 M 0 11756 15.77 A 152440 D Class A Common Stock 2019-11-27 4 S 0 1500 170.47 D 150940 D Class A Common Stock 2019-11-27 4 S 0 10256 171.45 D 140684 D Stock Options (right to buy) 15.77 2019-11-26 4 M 0 13500 0.00 D 2022-02-27 Class A Common Stock 13500 21756 D Stock Options (right to buy) 15.77 2019-11-27 4 M 0 11756 0.00 D 2022-02-27 Class A Common Stock 11756 10000 D Class B Common Stock Class A Common Stock 12500 12500 I By Trust Class B Common Stock Class A Common Stock 12500 12500 I By Trust The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2018. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.77 to $171.76, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (5) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.785 to $172.42, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.89 to $170.885, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.96 to $171.89, inclusive. Options are fully vested and exercisable. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation. Shares held in a trust for the benefit of the Reporting Person's children. The Reporting Person and his spouse are co-trustees of this trust. /s/ Bruce Johnson, Attorney-in-fact 2019-11-27