X0306
4
2019-02-20
0
0001384905
RingCentral Inc
RNG
0001586647
Shmunis Vladimir
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
1
1
1
0
CEO & Chairman
0001587526
Shmunis Sandra
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
1
0
0001587616
ELCA Fund I, LP
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
1
0
0001587618
ELCA Fund II, LP
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
1
0
0001587622
ELCA Fund III, LP
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
1
0
0001587543
ELCA, LLC
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
1
0
Class A Common Stock
2019-02-20
4
C
0
63564
0.00
A
329193
D
Class A Common Stock
2019-02-20
4
S
0
55755
103.5048
D
273438
D
Class A Common Stock
2019-02-20
4
S
0
42835
104.2935
D
230603
D
Class A Common Stock
2019-02-21
4
C
0
16900
0.00
A
247503
D
Class A Common Stock
2019-02-21
4
S
0
3605
102.363
D
243898
D
Class A Common Stock
2019-02-21
4
S
0
5942
103.5055
D
237956
D
Class A Common Stock
2019-02-21
4
S
0
9231
104.1217
D
228725
D
Class A Common Stock
2019-02-22
4
C
0
16901
0.00
A
245626
D
Class A Common Stock
2019-02-22
4
S
0
7397
105.4788
D
238229
D
Class A Common Stock
2019-02-22
4
S
0
9504
105.9495
D
228725
D
Stock Option (right to buy)
1.10
2019-02-20
4
M
0
4677
0.00
D
2020-01-18
Class B Common Stock
4677
79521
D
Class B Common Stock
2019-02-20
4
M
0
4677
0.00
A
Class A Common Stock
4677
4677
D
Class B Common Stock
2019-02-20
4
C
0
4677
0.00
D
Class A Common Stock
4677
0
D
Stock Option (right to buy)
6.78
2019-02-20
4
M
0
58887
0.00
D
2022-09-25
Class B Common Stock
58887
657781
D
Class B Common Stock
2019-02-20
4
M
0
58887
0.00
A
Class A Common Stock
58887
58887
D
Class B Common Stock
2019-02-20
4
C
0
58887
0.00
D
Class A Common Stock
58887
0
D
Stock Option (right to buy)
1.10
2019-02-21
4
M
0
4677
0.00
D
2020-01-18
Class B Common Stock
4677
74844
D
Class B Common Stock
2019-02-21
4
M
0
4677
0.00
A
Class A Common Stock
4677
4677
D
Class B Common Stock
2019-02-21
4
C
0
4677
0.00
D
Class A Common Stock
4677
0
D
Stock Option (right to buy)
6.78
2019-02-21
4
M
0
12223
0.00
D
2022-09-25
Class B Common Stock
12223
645558
D
Class B Common Stock
2019-02-21
4
M
0
12223
0.00
A
Class A Common Stock
12223
12223
D
Class B Common Stock
2019-02-21
4
C
0
12223
0.00
D
Class A Common Stock
12223
0
D
Stock Option (right to buy)
1.10
2019-02-22
4
M
0
4678
0.00
D
2020-01-18
Class B Common Stock
4678
70166
D
Class B Common Stock
2019-02-22
4
M
0
4678
0.00
A
Class A Common Stock
4678
4678
D
Class B Common Stock
2019-02-22
4
C
0
4678
0.00
D
Class A Common Stock
4678
0
D
Stock Option (right to buy)
6.78
2019-02-22
4
M
0
12223
0.00
D
2022-09-25
Class B Common Stock
12223
633335
D
Class B Common Stock
2019-02-22
4
M
0
12223
0.00
A
Class A Common Stock
12223
12223
D
Class B Common Stock
2019-02-22
4
C
0
12223
0.00
D
Class A Common Stock
12223
0
D
Class B Common Stock
Class A Common Stock
5893107
5893107
I
By ELCA Fund I, L.P.
Class B Common Stock
Class A Common Stock
7200
7200
I
By ELCA Fund II, L.P.
Class B Common Stock
Class A Common Stock
7200
7200
I
By ELCA Fund III, L.P.
Class B Common Stock
Class A Common Stock
111
111
I
By ELCA, LLC
Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2018.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.83 to $103.82, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (9) to this Form 4.
The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $103.83 to $104.81, inclusive.
The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $101.93 to $102.90, inclusive.
The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $102.95 to $103.94, inclusive.
The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $103.95 to $104.42, inclusive.
The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $104.80 to $105.79, inclusive.
The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $105.80 to $106.26, inclusive.
Shares subject to the option are fully vested and immediately exercisable.
Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation.
Vladimir Shmunis and Sandra Shmunis are the managing members of ELCA, LLC. ELCA, LLC is the general partner of ELCA Fund I, L.P., ELCA Fund II, L.P., and ELCA Fund III, L.P. By virtue of this relationship, Mr. Shmunis and Mrs. Shmunis may be deemed to share voting and dispositive power with respect to the shares held by ELCA Fund I, L.P., and certain of the shares held by ELCA Fund II, L.P. and ELCA Fund III, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
/s/ Bruce P. Johnson, attorney-in-fact for Vladimir Shmunis
2019-02-22
/s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis
2019-02-22
/s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund I, L.P.
2019-02-22
/s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund II, L.P.
2019-02-22
/s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund III, L.P.
2019-02-22
/s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC
2019-02-22