SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Sipes David

(Last) (First) (Middle)
C/O RINGCENTRAL, INC.
1400 FASHION ISLAND BLVD, 7TH FLOOR

(Street)
SAN MATEO CA 94404

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/29/2015
3. Issuer Name and Ticker or Trading Symbol
RingCentral Inc [ RNG ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP of International Business
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock 128,797(1)(2) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) (3) 07/22/2018 Class B Common Stock 10,865 $0.99 D
Stock Option (Right to Buy) (4) 04/24/2019 Class B Common Stock 27,818 $0.99 D
Stock Option (Right to Buy) (5) 11/12/2019 Class B Common Stock 18,033 $0.99 D
Stock Option (Right to Buy) 03/02/2012(6) 03/02/2022 Class B Common Stock 83,314 $2.73 D
Stock Option (Right to Buy) (7) 02/11/2021 Class A Common Stock 20,000 $20.88 D
Stock Option (Right to Buy) (8) 04/15/2021 Class A Common Stock 40,000 $16.05 D
Explanation of Responses:
1. Includes 7,500 Restricted Stock Units that will vest and be settled in shares of Class A Common Stock in 12 remaining equal quarterly installments commencing on February 20, 2015.
2. Includes 16,250 Restricted Stock Units that will vest and be settled in shares of Class A Common Stock in 13 remaining equal quarterly installments commencing on February 20, 2015.
3. The option to purchase 325,000 shares was granted on 7/22/2008 and was exercised in part prior to the date on which the Reporting Person became subject to Section 16. 25% of the shares subject to the option vested on 6/25/2009, and 1/48th of the shares vested each month thereafter over the following 36 months.
4. The option to purchase 112,578 shares was granted on 4/29/2009 and was exercised in part prior to the date on which the Reporting Person became subject to Section 16. 25% of the shares subject to the option vested on 4/24/2009, and 1/48th of the shares vested each month thereafter over the following 36 months.
5. The option to purchase 80,960 shares was granted on 11/12/2009 and was exercised in part prior to the date on which the Reporting Person became subject to Section 16. 25% of the shares subject to the option vested on 3/2/2013, and 1/48th of the shares vest each month thereafter over the following 36 months.
6. The option to purchase 115,000 shares was granted on 3/2/2012 and was exercised in part prior to the date on which the Reporting Person became subject to Section 16. The option was immediately exercisable on the date of grant. 25% of the shares subject to the option vested on 3/2/2013, and 1/48th of the shares vest each month thereafter over the following 36 months.
7. 1/48th of the shares subject to the option vested on the 3/11/2014 and 1/48th of the shares vest each month thereafter over the following 47 months.
8. 1/48th of the shares subject to the option vested on the 5/15/2014 and 1/48th of the shares vest each month thereafter over the following 47 months.
Remarks:
/s/ Bruce P. Johnson, Attorney-in-fact for David Sipes 02/05/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.