-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V9RY32pZV7oF6rL++mfa7DNQJc13qT5ZX4/D0oMTE59dI1Ad+vRzG1gq/x8UG7Cz enlTgh6s+sc/AENpyUUNsw== 0001140361-08-003966.txt : 20080213 0001140361-08-003966.hdr.sgml : 20080213 20080213171018 ACCESSION NUMBER: 0001140361-08-003966 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20080213 GROUP MEMBERS: BARRY M. KITT GROUP MEMBERS: THE PINNACLE CHINA FUND, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHINA SECURITY & SURVEILLANCE TECHNOLOGY INC CENTRAL INDEX KEY: 0001384206 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-82355 FILM NUMBER: 08606042 BUSINESS ADDRESS: STREET 1: 13F SHENZHEN SPECIAL ZONE PRESS STREET 2: SHENNAN ROAD FUTIAN CITY: SHENZHEN STATE: F4 ZIP: 100020 BUSINESS PHONE: (86)755-83765666 MAIL ADDRESS: STREET 1: 13F SHENZHEN SPECIAL ZONE PRESS STREET 2: SHENNAN ROAD FUTIAN CITY: SHENZHEN STATE: F4 ZIP: 100020 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Pinnacle China Fund, L.P. CENTRAL INDEX KEY: 0001342419 IRS NUMBER: 203358646 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 4965 PRESTON PARK BLVD. STREET 2: SUITE 240 CITY: PLANO STATE: TX ZIP: 75093 BUSINESS PHONE: 972-985-2121 MAIL ADDRESS: STREET 1: 4965 PRESTON PARK BLVD. STREET 2: SUITE 240 CITY: PLANO STATE: TX ZIP: 75093 SC 13G/A 1 formsc13ga.htm THE PINNACLE CHINA FUND LP SC13GA 12-31-2007 formsc13ga.htm


SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 
 
SCHEDULE 13G
(Rule 13d-102)
 
INFORMATION TO BE INCLUDED IN THE STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b)
 
(Amendment No. 2)*
 
China Security & Surveillance Technology, Inc.
(Name of Issuer)
 
Common Stock, par value $0.0001 per share
(Title of Class of Securities)
 
16942J105
(CUSIP Number)
 
December 31, 2007
(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
£           Rule 13d-1(b)
 
R           Rule 13d-1(c)
 
£           Rule 13d-1(d)
 
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 


 
 

 

 
SCHEDULE 13G
 
CUSIP NO. 16942J105
 
Page 2 of 7

 
NAMES OF REPORTING PERSONS
   
 
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
   
1
     
 
Pinnacle China Fund, L.P., a Texas limited partnership
   
 
20-3358646
   
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a)  ¨
2
   
(b)  þ
       
 
SEC USE ONLY
   
3
     
       
 
CITIZENSHIP OR PLACE OF ORGANIZATION
   
4
     
 
Texas
   
NUMBER OF
 
SOLE VOTING POWER
 
5
 
SHARES
 
1,659,254 shares of Common Stock
   
SHARED VOTING POWER
BENEFICIALLY
6
 
   
0
OWNED BY EACH
 
SOLE DISPOSITIVE POWER
 
7
 
REPORTING
 
1,659,254 shares of Common Stock
   
SHARED DISPOSITIVE POWER
PERSON WITH
8
 
   
0
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
9
     
 
1,659,254 shares of Common Stock
   
 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
¨
10
     
       
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
11
     
 
3.9% (See Item 4)
   
 
TYPE OF REPORTING PERSON
   
12
     
 
PN
   

 
 

 

 
SCHEDULE 13G
 
CUSIP NO. 16942J105
 
Page 3 of 7

 
NAMES OF REPORTING PERSONS
   
 
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
   
1
     
 
The Pinnacle Fund, L.P., a Texas limited partnership
   
 
75-2512784
   
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a)  ¨
2
   
(b)  þ
       
 
SEC USE ONLY
   
3
     
       
 
CITIZENSHIP OR PLACE OF ORGANIZATION
   
4
     
 
Texas
   
NUMBER OF
 
SOLE VOTING POWER
 
5
 
SHARES
 
1,659,253 shares of Common Stock
   
SHARED VOTING POWER
BENEFICIALLY
6
 
   
0
OWNED BY EACH
 
SOLE DISPOSITIVE POWER
 
7
 
REPORTING
 
1,659,253 shares of Common Stock
   
SHARED DISPOSITIVE POWER
PERSON WITH
8
 
   
0
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
9
     
 
1,659,253 shares of Common Stock
   
 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
¨
10
     
       
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
11
     
 
3.9% (See Item 4)
   
 
TYPE OF REPORTING PERSON
   
12
     
 
PN
   

 
 

 

 
SCHEDULE 13G
 
CUSIP NO. 16942J105
 
Page 4 of 7

 
NAMES OF REPORTING PERSONS
   
 
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
   
1
     
 
Barry M. Kitt
   
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a)  ¨
2
   
(b)  þ
       
 
SEC USE ONLY
   
3
     
       
 
CITIZENSHIP OR PLACE OF ORGANIZATION
   
4
     
 
United States of America
   
   
SOLE VOTING POWER
 
5
 
NUMBER OF
 
3,318,507 shares of Common Stock
SHARES
 
SHARED VOTING POWER
 
6
 
BENEFICIALLY
 
0
OWNED BY EACH
 
SOLE DISPOSITIVE POWER
 
7
 
REPORTING
 
3,318,507 shares of Common Stock
PERSON WITH
 
SHARED DISPOSITIVE POWER
 
8
 
   
0
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
9
     
 
3,318,507 shares of Common Stock
   
 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
¨
10
     
       
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
11
     
 
7.9% (See Item 4)
   
 
TYPE OF REPORTING PERSON
   
12
     
 
IN
   

 
 

 

 
SCHEDULE 13G
 
CUSIP NO. 16942J105
 
Page 5 of 7
 
Item 1(a).
Name of Issuer:
 
China Security & Surveillance Technology, Inc. (the "Issuer")

Item 1(b).
Address of Issuer's Principal Executive Offices:
 
13/F, Shenzhen Special Zone Press Tower, Shennan Road
Futian, Shenzhen, China, 518034

Items 2(a),
(b) and (c).
Name of Persons Filing, Address of Principal Business Office and Citizenship:
 
This Amendment No. 2 to Schedule 13G is being filed on behalf of Pinnacle China Fund, L.P. (“Pinnacle China”), The Pinnacle Fund, L.P. (“Pinnacle”) and Barry M. Kitt, as joint filers (collectively, the "Reporting Persons").
 
The Reporting Persons have entered into a Joint Filing Agreement, a copy of which is filed with this Amendment No. 2 to Schedule 13G as Exhibit 1, pursuant to which the Reporting Persons have agreed to file this Amendment No. 2 to Schedule 13G jointly in accordance with the provisions of Rule 13d-1(k) of the Securities Exchange Act of 1934, as amended.
 
The principal business office of the Reporting Persons is 4965 Preston Park Blvd., Suite 240, Plano, TX 75093.  For citizenship, see Item 4 of each cover page.
 
Item 2(d).
Title of Class of Securities:
 
Common Stock, par value $0.0001 per share (the "Common Stock")

Item 2(e).
CUSIP Number:
 
16942J105
 
Item 3.
Not applicable
 
Item 4.
Ownership.
 
 
(a)
Amount beneficially owned:
 
3,318,507 shares of Common Stock*
 
 
(b)
Percent of class:
 
Based on 42,153,676 shares of Common Stock of the Issuer outstanding as of November 9, 2007, the Reporting Persons hold approximately 7.9%* of the issued and outstanding Common Stock of the Issuer.
 
 
 

 

 
SCHEDULE 13G
 
CUSIP NO. 16942J105
 
Page 6 of 7
 
 
(c)
Number of shares to which such person has:

 
(i)
Sole power to vote or direct the vote:  3,318,507 shares of Common Stock*
 
 
(ii)
Shared power to vote or direct the vote:  0
 
 
(iii)
Sole power to dispose or to direct the disposition of:  3,318,507 shares of Common Stock*
 
 
(iv)
Shared power to dispose of or direct the disposition of: 0
 
*This statement is filed on behalf of Pinnacle, Pinnacle China and Barry M. Kitt.  Pinnacle Advisers, L.P. (“Advisers”) is the general partner of Pinnacle.  Pinnacle Fund Management, LLC (“Management”) is the general partner of Advisers.  Mr. Kitt is the sole member of Management.  Pinnacle China Advisers, L.P. (“China Advisers”) is the general partner of Pinnacle China.  Pinnacle China Management, LLC (“China Management”) is the general partner of China Advisers.  Kitt China Management, LLC (“China Manager”) is the manager of China Management.  Mr. Kitt is the manager of China Management. Mr. Kitt may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by Pinnacle and Pinnacle China.  Mr. Kitt expressly disclaims beneficial ownership of all shares of Common Stock beneficially owned by Pinnacle and Pinnacle China.
 
Item 5.
Ownership of Five Percent or Less of a Class.
 
Not applicable
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
 
Not applicable
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported By the Parent Holding Company.
 
Not applicable

Item 8.
Identification and Classification of Members of the Group.
 
Not applicable
 
Item 9.
Notice of Dissolution of a Group.
 
Not applicable
 
Item 10.
Certification.
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
 
 

 

 
SCHEDULE 13G
 
CUSIP NO. 16942J105
 
Page 7 of 7
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Dated:
February 13, 2008
 

 
PINNACLE CHINA FUND, L.P.
 
By:
Pinnacle China Advisers, L.P., its general partner
 
By:
Pinnacle China Management, LLC, its general partner
 
By:
Kitt China Management, LLC, its manager
       
 
By:
/s/ Barry M. Kitt
 
   
Barry M. Kitt, its manager
 
       
       
 
THE PINNACLE FUND, L.P.
 
By:
Pinnacle Advisers, L.P., its general partner
 
By:
Pinnacle Fund Management, LLC, its general partner
       
 
By:
/s/ Barry M. Kitt
 
   
Barry M. Kitt, its sole member
 
       
       
 
/s/ Barry M. Kitt
 
 
Barry M. Kitt
 
 


EX-1 2 ex_1.htm EXHIBIT 1 ex_1.htm

 
 
SCHEDULE 13G
 
CUSIP NO. 16942J105
   
 
Exhibit 1

JOINT FILING AGREEMENT

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to 3,318,507 shares of Common Stock of China Security & Surveillance Technology, Inc. and further agree that this Joint Filing Agreement shall be included as an exhibit to such joint filings.

The undersigned further agree that each party hereto is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such party contained therein; provided, however, that no party is responsible for the completeness or accuracy of the information concerning any other party making the filing, unless such party knows or has reason to believe that such information is inaccurate.

IN WITNESS WHEREOF, the parties have executed this Joint Filing Agreement on February 13, 2008.


 
PINNACLE CHINA FUND, L.P.
 
By:
Pinnacle China Advisers, L.P., its general partner
 
By:
Pinnacle China Management, LLC, its general partner
 
By:
Kitt China Management, LLC, its manager
       
 
By:
/s/ Barry M. Kitt
 
   
Barry M. Kitt, its manager
 
       
       
 
THE PINNACLE FUND, L.P.
 
By:
Pinnacle Advisers, L.P., its general partner
 
By:
Pinnacle Fund Management, LLC, its general partner
       
 
By:
/s/ Barry M. Kitt
 
   
Barry M. Kitt, its sole member
 
       
       
 
/s/ Barry M. Kitt
 
 
Barry M. Kitt
 

 

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