0001515156-18-000015.txt : 20180305
0001515156-18-000015.hdr.sgml : 20180305
20180305183245
ACCESSION NUMBER: 0001515156-18-000015
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180301
FILED AS OF DATE: 20180305
DATE AS OF CHANGE: 20180305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sjostrom Sharon
CENTRAL INDEX KEY: 0001384158
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37822
FILM NUMBER: 18668026
MAIL ADDRESS:
STREET 1: 9135 S. RIDGELINE BLVD., SUITE 200
STREET 2: C/O ADVANCED EMISSIONS SOLUTIONS, INC.
CITY: HIGHLANDS RANCH
STATE: CO
ZIP: 80129
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Advanced Emissions Solutions, Inc.
CENTRAL INDEX KEY: 0001515156
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890]
IRS NUMBER: 275472457
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 640 PLAZA DRIVE, SUITE 270
CITY: HIGHLANDS RANCH
STATE: CO
ZIP: 80129
BUSINESS PHONE: 720-598-3500
MAIL ADDRESS:
STREET 1: 640 PLAZA DRIVE, SUITE 270
CITY: HIGHLANDS RANCH
STATE: CO
ZIP: 80129
4
1
wf-form4_152029274486389.xml
FORM 4
X0306
4
2018-03-01
0
0001515156
Advanced Emissions Solutions, Inc.
ADES
0001384158
Sjostrom Sharon
640 PLAZA DRIVE, SUITE 270
C/O ADVANCED EMISSIONS SOLUTIONS, INC.
HIGHLANDS RANCH
CO
80129
0
1
0
0
Chief Product Officer
Common Stock
2018-03-01
4
M
0
3589
0
A
56830
D
Common Stock
2018-03-01
4
M
0
479
0
A
57309
D
Common Stock
2018-03-01
4
F
0
1394
9.73
D
55915
D
Performance Share Units
2018-03-01
4
M
0
8510
0
D
Common Stock
8510.0
0
D
Performance Share Units
2018-03-01
4
M
0
1136
0
D
Common Stock
1136.0
0
D
On March 1, 2018, the Compensation Committee of the Board of Directors of the issuer determined that of the 8,510 performance share units ("PSUs") awarded to the reporting person on March 3, 2015 pursuant to the 2015 Long Term Incentive Plan under the issuer's Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan"), 3,589 PSUs vested based on the achievement of specific performance criteria over a three year performance period ended December 31, 2017. Each vested PSU represented the right to receive one share of the issuer's common stock.
On March 1, 2018, the Compensation Committee of the Board of Directors of the issuer determined that of the 1,136 PSUs awarded to the reporting person on July 3, 2015 pursuant to the 2015 Long Term Incentive Plan under the 2007 Plan, 479 PSUs vested based on the achievement of specific performance criteria over a three year performance period ended December 31, 2017. Each vested PSU represented the right to receive one share of the issuer's common stock.
/s/ Sharon Sjostrom
2018-03-05