SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Davis Richard Todd

(Last) (First) (Middle)
60 EAST RIO SALADO PARKWAY, SUITE 400

(Street)
TEMPE AZ 85281

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/02/2012
3. Issuer Name and Ticker or Trading Symbol
LIFELOCK, INC. [ LOCK ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman and CEO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 1,384,723 I 2010 Todd Davis Trust(1)
Common Stock 428,571 I S&J Investment Trust(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (Right to Buy) (3) 12/05/2017 Common Stock 1,000 $4.5 D
Non-Qualified Stock Option (Right to Buy) (4) 08/07/2019 Common Stock 750,000 $2.71 D
Non-Qualified Stock Option (Right to Buy) (4) 08/07/2019 Common Stock 14,000 $2.71 D
Non-Qualified Stock Option (Right to Buy) (5) 03/29/2022 Common Stock 200,000 $5.2 D
Explanation of Responses:
1. These shares are held by the 2010 Todd Todd Davis Trust, for which Mr. Davis holds voting and dispositive power.
2. These shares are held by the S&J Investment Trust, for which Mr. Davis holds shared voting and dispositive power.
3. 25% of the total number of shares underlying this option vested on December 5, 2008. The remaining shares underlying this option vest at a rate of 1/48 of the total number of shares underlying this option on the last day of each month thereafter for a period of 36 months.
4. 25% of the total number of shares underlying this option vested on August 7, 2010. The remaining shares underlying this option vest at a rate of 1/48 of the total number of shares underlying this option on the seventh day of each month thereafter for a period of 36 months.
5. 1/30 of the total number of shares underlying this option vest on the twenty-ninth day of each month, beginning on October 29, 2013, for a period of 30 months.
Remarks:
/s/Richard Todd Davis 10/02/2012
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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