-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fy4eLe0bQrq7gGmQfW79dUMMdz/ePMhnGX9Azb1Xr8Uh07DbTGIlMIlKB/zsync/ l8vZHpQ0cUO98aO6rRncgg== 0001398344-09-001176.txt : 20100119 0001398344-09-001176.hdr.sgml : 20100118 20091203180139 ACCESSION NUMBER: 0001398344-09-001176 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20091204 DATE AS OF CHANGE: 20091203 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHINA YUCHAI INTERNATIONAL LTD CENTRAL INDEX KEY: 0000932695 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-52249 FILM NUMBER: 091221163 BUSINESS ADDRESS: STREET 1: 16 RAFFLES QUAY #26-00 STREET 2: HONG LEONG BUILDING CITY: SINGAPORE STATE: U0 ZIP: 048581 BUSINESS PHONE: 0116563226220 MAIL ADDRESS: STREET 1: 16 RAFFLES QUAY #26-00 STREET 2: HONG LEONG BUILDING CITY: SINGAPORE STATE: U0 ZIP: 048581 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SHAH CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0001383838 IRS NUMBER: 201804775 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 8601 SIX FORKS ROAD STREET 2: SUITE 630 CITY: RALEIGH STATE: NC ZIP: 27615 BUSINESS PHONE: 919 719 6360 MAIL ADDRESS: STREET 1: 8601 SIX FORKS ROAD STREET 2: SUITE 630 CITY: RALEIGH STATE: NC ZIP: 27615 SC 13D/A 1 fp0001181_sc13da.htm fp0001181_sc13da.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 
SCHEDULE 13D/A
 
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
 
China Yuchai International Limited
 
(Name of Issuer)
 
Common Stock
(Title of Class of Securities)
 
G21082105
(CUSIP Number)
 
Shah Capital Management, Inc.
8601 Six Forks Road, Suite 630
Raleigh, NC 27615
(919) 719-6360

 
December 3, 2009
(Date of Event which Requires Filing of this Statement)
 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. o
 
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
 
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 

 
CUSIP No.   G21082105
Schedule 13D/A
Page 1 of 2 Pages

Item 7.    Material to be filed as Exhibits.

Exhibit 99.1 
Trading data of the transactions in securities of China Yuchai International Limited by  Shah Capital Management, Inc., Shah Capital Opportunity Fund, L.P. (formerly Shah Capital Fund, L.P.) and Mr. Himanshu Shah that were effected since the Schedule 13D filing on November 24, 2008.
 

 
CUSIP No.   G21082105
Schedule 13D/A
 Page 2 of 2 Pages
 
SIGNATURES
 
     After reasonable inquiry and to the best of each of the undersigned’s knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Date: December 3, 2009
 
 
 
 
 
 
 
 
 
 
SHAH CAPITAL OPPORTUNITY FUND, L.P.
 
 
 
 
 
 
 
 
 
 
 
By:
 
Shah Capital Management, Inc., its General Partner
 
 
 
 
 
 
 
 
 
 
 
By:
Name:
 
/s/ Himanshu Shah
Himanshu Shah
 
 
 
 
 
 
President
 
 
 
 
 
 
 
 
 
 
 
SHAH CAPITAL MANAGEMENT, INC.
 
 
 
 
 
 
 
 
 
 
 
By:
Name:
 
/s/ Himanshu Shah
Himanshu Shah
 
 
 
 
 
 
President
 
 
 
 
 
 
 
 
 
 
 
/s/ Himanshu Shah
 
 
 
 
Himanshu Shah
 
 
 
EX-99.1 2 fp0001181_ex991.htm fp0001181_ex991.htm
 
Exhibit 99.1
                       
                         
                         
Name
Buy/Sell
Security
Trade Date
 
Quantity
   
Trade Amount
   
Price Per Share
 
                         
Shah Capital Fund, LP*
Sell Short
January Put @ 5
12/18/2008
 
136 Contracts
**   $ 15,333.91     $ 1.14  
Himanshu Shah
Sell
Common Stock
12/19/2008
    10,000     $ 42,000.00     $ 4.20  
Shah Capital Fund, LP*
Buy
Common Stock
1/13/2009
    49,520     $ 208,172.00     $ 4.20  
Shah Capital Fund, LP*
Buy
Common Stock
1/16/2009
    13,600 **   $ 68,000.00     $ 5.00  
Shah Capital Fund, LP*
Sell
Common Stock
4/16/2009
    56,667     $ 410,836.00     $ 7.25  
Shah Capital Fund, LP*
Sell
Common Stock
4/24/2009
    953     $ 6,337.00     $ 6.65  
Shah Capital Fund, LP*
Sell
Common Stock
4/30/2009
    8,500     $ 64,600.00     $ 7.60  
Shah Capital Fund, LP*
Sell
Common Stock
5/11/2009
    17,000     $ 144,500.00     $ 8.50  
Shah Capital Fund, LP*
Buy
October Call @ 7.5
8/25/2009
 
500 Contracts
***   $ 105,500.00     $ 2.10  
Shah Capital Fund, LP*
Buy
Common Stock
9/29/2009
    7,000     $ 60,252.50     $ 8.60  
Shah Capital Fund, LP*
Buy
Common Stock
10/16/2009
    50,000 ***   $ 376,000.00     $ 7.52  
Shah Capital Fund, LP*
Sell
Common Stock
11/11/2009
    64,307     $ 1,006,405.00     $ 15.65  
Shah Capital Fund, LP*
Sell
Common Stock
11/16/2009
    5,593     $ 90,047.00     $ 16.10  
Shah Capital Management, Inc.
Sell
Common Stock
11/16/2009
    56,709     $ 924,923.79     $ 16.31  
Shah Capital Management, Inc.
Sell
Common Stock
11/17/2009
    78,996     $ 1,269,465.72     $ 16.07  
                               
*     Shah Capital Fund, LP is now known as Shah Capital Opportunity Fund, LP
                       
**   January Puts sold short on 12/18/2008 were assigned for purchase on 1/16/2009
                       
*** October Calls purchased on 8/25/2009 were exercised on 10/16/2009
                       
All of the transactions shown above were effected in open market transactions on the New York Stock Exchange.
         
CORRESP 3 filename3.htm fp0001181_corresp.htm
 

December 3, 2009

Office of Mergers and Acquisitions
Division of Corporation Finance
Attention: Mr. David Orlic, Attorney-Advisor
U.S. Securities and Exchange Commission
Washington, DC 20549

Re:    Schedule 13D/A of Shah Capital Management, Inc. (“SCM”)

Ladies and Gentlemen:

We have prepared this letter at the request and on behalf of our client SCM to follow up on our conversation with Mr. David Orlic on December 1, 2009. Attached please find an amendment (“Amendment No. 3”) to the Schedule 13D/A filed by SCM on November 27, 2009. Amendment No. 3 amends Exhibit 99.1 of the prior filing to describe all of the transactions in securities of China Yuchai International Limited by SCM, Shah Capital Opportunity Fund, L.P. (formerly Shah Capital Fund, L.P.) and Mr. Himanshu Shah from the date of SCM’s original Schedule 13D filing on November 24, 2008 to the present.
 
SCM acknowledges that it is responsible for the adequacy and accuracy of the disclosure in its filings, that Staff comments or changes to disclosure in response to Staff comments do not foreclose the Commission from taking any action with respect to the filings, and that SCM may not assert Staff comments as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States.

As discussed in our previous correspondence, SCM is mindful of the broad nature of its obligations under Schedule 13D and is committed to full compliance therewith.
 
Please do not hesitate to call me if you have any questions or if you wish to discuss this matter further.


Sincerely,


/s/ Jeffrey T. Skinner

Jeffrey T. Skinner, Esq.

Cc:       Ms. Chaya Rao
Mr. Himanshu Shah
Matthew Chambers, Esq.
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