0001209191-14-049127.txt : 20140725 0001209191-14-049127.hdr.sgml : 20140725 20140725200657 ACCESSION NUMBER: 0001209191-14-049127 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140723 FILED AS OF DATE: 20140725 DATE AS OF CHANGE: 20140725 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUSION-IO, INC. CENTRAL INDEX KEY: 0001383729 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 204232255 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2855 E. COTTONWOOD PARKWAY, SUITE 100 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 BUSINESS PHONE: 801-424-5500 MAIL ADDRESS: STREET 1: 2855 E. COTTONWOOD PARKWAY, SUITE 100 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 FORMER COMPANY: FORMER CONFORMED NAME: FUSION MULTISYSTEMS INC DATE OF NAME CHANGE: 20061214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EVAN DANA L CENTRAL INDEX KEY: 0001204818 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35188 FILM NUMBER: 14995305 MAIL ADDRESS: STREET 1: 550 EAST TIMPANOGOS CIRCLE STREET 2: * CITY: OREM STATE: UT ZIP: 84097 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-07-23 1 0001383729 FUSION-IO, INC. FIO 0001204818 EVAN DANA L C/O FUSION-IO, INC. 2855 E. COTTONWOOD PKWY, SUITE 100 SALT LAKE CITY UT 84121 1 0 0 0 Common Stock 2014-07-23 4 U 0 38500 11.25 D 0 D Common Stock 2014-07-23 4 U 0 1000 11.25 D 0 I by son Employee Stock Options (right to buy) 5.12 2014-07-23 4 J 0 94000 D 2021-02-18 Common Stock 94000 0 D Restricted Stock Units 0.00 2014-07-23 4 J 0 15000 0.00 D Common Stock 15000 0 D The Reporting Person tendered the shares in exchange for $11.25 per share in a tender offer made by Flight Merger Sub, Inc., pursuant to an Agreement and Plan of Merger, dated June 16, 2014, among the Issuer, SanDisk Corporation and Flight Merger Sub, Inc. (the "Plan of Merger"). Pursuant to the Plan of Merger, the stock option was exchanged for a cash payment from SanDisk of $6.13 per Share ($11.25 minus the per share exercise price of the stock option). This stock option was deemed to be fully vested on July 23, 2014, in connection with the completion of the tender offer pursuant to the Plan of Merger. The restricted stock units were deemed to be fully vested on July 23, 2014 in connection with the completion of the tender offer pursuant to the Plan of Merger, and pursuant to the Plan of Merger, were exchanged for a cash payment from SanDisk of $11.25 per share. /s/ Jonathan D. Golightly, attorney-in-fact 2014-07-25