0001209191-13-049455.txt : 20131028 0001209191-13-049455.hdr.sgml : 20131028 20131028061225 ACCESSION NUMBER: 0001209191-13-049455 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131025 FILED AS OF DATE: 20131028 DATE AS OF CHANGE: 20131028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUSION-IO, INC. CENTRAL INDEX KEY: 0001383729 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 204232255 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 2855 E. COTTONWOOD PARKWAY, SUITE 100 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 BUSINESS PHONE: 801-424-5500 MAIL ADDRESS: STREET 1: 2855 E. COTTONWOOD PARKWAY, SUITE 100 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 FORMER COMPANY: FORMER CONFORMED NAME: FUSION MULTISYSTEMS INC DATE OF NAME CHANGE: 20061214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Lance L. CENTRAL INDEX KEY: 0001521978 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35188 FILM NUMBER: 131171950 MAIL ADDRESS: STREET 1: C/O FUSION-IO, INC. STREET 2: 2855 E. COTTONWOOD PARKWAY, SUITE 100 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-10-25 0 0001383729 FUSION-IO, INC. FIO 0001521978 Smith Lance L. C/O FUSION-IO, INC. 2855 E. COTTONWOOD PKWY, SUITE 100 SALT LAKE CITY UT 84121 0 1 0 0 President and COO Common Stock 2013-10-25 4 M 0 21668 0.65 A 21668 D Common Stock 2013-10-25 4 M 0 31250 1.96 A 52918 D Employee stock option (right to buy) 0.65 2013-10-25 4 M 0 11251 0.00 D 2019-06-01 Common Stock 11251 0 D Employee stock option (right to buy) 0.65 2013-10-25 4 M 0 10417 0.00 D 2019-09-21 Common Stock 10417 0 D Employee stock option (right to buy) 1.96 2013-10-25 4 M 0 31250 0.00 D 2020-09-11 Common Stock 31250 68750 D The option becomes exercisable as to 1/48th of the shares subject to the option each month after June 2, 2009. The option becomes exercisable as to 1/48th of the shares subject to the option each month after September 22, 2009. The option becomes exercisable as to 1/48th of the shares subject to the option each month after September 12, 2010. /s/ Jonathan D. Golightly, Attorney-in-fact 2013-10-28