0001209191-12-034361.txt : 20120618 0001209191-12-034361.hdr.sgml : 20120618 20120618200640 ACCESSION NUMBER: 0001209191-12-034361 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120615 FILED AS OF DATE: 20120618 DATE AS OF CHANGE: 20120618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Lance L. CENTRAL INDEX KEY: 0001521978 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35188 FILM NUMBER: 12913553 MAIL ADDRESS: STREET 1: C/O FUSION-IO, INC. STREET 2: 2855 E. COTTONWOOD PARKWAY, SUITE 100 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUSION-IO, INC. CENTRAL INDEX KEY: 0001383729 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 204232255 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 6350 SOUTH 3000 EAST, 6TH FLOOR CITY: SALT LAKE CITY STATE: UT ZIP: 84121 BUSINESS PHONE: 801-424-5500 MAIL ADDRESS: STREET 1: 6350 SOUTH 3000 EAST, 6TH FLOOR CITY: SALT LAKE CITY STATE: UT ZIP: 84121 FORMER COMPANY: FORMER CONFORMED NAME: FUSION MULTISYSTEMS INC DATE OF NAME CHANGE: 20061214 4 1 doc4.xml FORM 4 SUBMISSION X0305 4 2012-06-15 0 0001383729 FUSION-IO, INC. FIO 0001521978 Smith Lance L. C/O FUSION-IO, INC. 2855 E. COTTONWOOD PKWY, SUITE 100 SALT LAKE CITY UT 84121 0 1 0 0 Chief Operating Officer Common Stock 2012-06-15 4 M 0 7500 0.358 A 7500 D Common Stock 2012-06-15 4 M 0 13334 0.65 A 20834 D Common Stock 2012-06-15 4 M 0 4166 1.96 A 25000 D Common Stock 2012-06-15 4 S 0 25000 18.6555 D 0 D Employee stock option (right to buy) 0.358 2012-06-15 4 M 0 7500 0.00 D 2018-06-23 Common Stock 7500 0 D Employee stock option (right to buy) 0.65 2012-06-15 4 M 0 11251 0.00 D 2019-06-01 Common Stock 11251 135000 D Employee stock option (right to buy) 0.65 2012-06-15 4 M 0 2083 0.00 D 2019-09-21 Common Stock 2083 33334 D Employee stock option (right to buy) 1.96 2012-06-15 4 M 0 4167 0.00 D 2020-09-11 Common Stock 4167 172917 D Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $18.35 per share to $18.75 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder. The option becomes exercisable as to 1/4th of the shares subject to the option on June 10, 2009, and 1/48th of the shares subject to the option vest on the 10th day of the month each month thereafter. The option becomes exercisable as to 1/48th of the shares subject to the option each month after June 2, 2009. The option becomes exercisable as to 1/48th of the shares subject to the option each month after September 22, 2009. The option becomes exercisable as to 1/48th of the shares subject to the option each month after September 12, 2010. /s/ Shawn J. Lindquist, attorney-in-fact 2012-06-18