0001181431-13-060175.txt : 20131121
0001181431-13-060175.hdr.sgml : 20131121
20131121181741
ACCESSION NUMBER: 0001181431-13-060175
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131119
FILED AS OF DATE: 20131121
DATE AS OF CHANGE: 20131121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FUSION-IO, INC.
CENTRAL INDEX KEY: 0001383729
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 204232255
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 2855 E. COTTONWOOD PARKWAY, SUITE 100
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84121
BUSINESS PHONE: 801-424-5500
MAIL ADDRESS:
STREET 1: 2855 E. COTTONWOOD PARKWAY, SUITE 100
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84121
FORMER COMPANY:
FORMER CONFORMED NAME: FUSION MULTISYSTEMS INC
DATE OF NAME CHANGE: 20061214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SANDELL SCOTT D
CENTRAL INDEX KEY: 0001237289
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35188
FILM NUMBER: 131236357
4
1
rrd395760.xml
X0306
4
2013-11-19
0
0001383729
FUSION-IO, INC.
FIO
0001237289
SANDELL SCOTT D
1954 GREENSPRING DRIVE
SUITE 600
TIMONIUM
MD
21093
1
0
0
0
Common Stock
2013-11-19
4
M
0
15000
0
A
15000
D
Common Stock
7038379
I
See Note 1
Common Stock
1184
I
See Note 2
Restricted Stock Units
0
2013-11-19
4
M
0
15000
0
D
2013-11-19
2013-11-19
Common Stock
15000
0
D
Restricted Stock Units
0
2013-11-21
4
A
0
15000
0
A
Common Stock
15000
15000
D
The Reporting Person is a manager of NEA 12 GP, LLC, which is the sole general partner of NEA Partners 12, Limited Partnership ("NEA Partners 12"). NEA Partners 12 is the sole general partner of NEA 12, the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 12 shares in which the Reporting Person has no pecuniary interest.
The securities are held directly by the Sandell Family Trust, u/d/t 3/30/01, Scott D. Sandell and Jennifer Ayer Sandell, Trustees (the "Sandell Famliy Trust"). The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the Sandell Family Trust shares in which the Reporting Person has no pecuniary interest.
The Award will vest on the earlier of the annual anniversary of the grant date or the day prior to the annual meeting of stockholders immediately following the annual meeting at which the Award was granted, subject to continued service by the Reporting Person through such vesting date.
/s/ Sasha Keough, attorney-in-fact
2013-11-21