0001181431-13-060175.txt : 20131121 0001181431-13-060175.hdr.sgml : 20131121 20131121181741 ACCESSION NUMBER: 0001181431-13-060175 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131119 FILED AS OF DATE: 20131121 DATE AS OF CHANGE: 20131121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUSION-IO, INC. CENTRAL INDEX KEY: 0001383729 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 204232255 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 2855 E. COTTONWOOD PARKWAY, SUITE 100 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 BUSINESS PHONE: 801-424-5500 MAIL ADDRESS: STREET 1: 2855 E. COTTONWOOD PARKWAY, SUITE 100 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 FORMER COMPANY: FORMER CONFORMED NAME: FUSION MULTISYSTEMS INC DATE OF NAME CHANGE: 20061214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SANDELL SCOTT D CENTRAL INDEX KEY: 0001237289 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35188 FILM NUMBER: 131236357 4 1 rrd395760.xml X0306 4 2013-11-19 0 0001383729 FUSION-IO, INC. FIO 0001237289 SANDELL SCOTT D 1954 GREENSPRING DRIVE SUITE 600 TIMONIUM MD 21093 1 0 0 0 Common Stock 2013-11-19 4 M 0 15000 0 A 15000 D Common Stock 7038379 I See Note 1 Common Stock 1184 I See Note 2 Restricted Stock Units 0 2013-11-19 4 M 0 15000 0 D 2013-11-19 2013-11-19 Common Stock 15000 0 D Restricted Stock Units 0 2013-11-21 4 A 0 15000 0 A Common Stock 15000 15000 D The Reporting Person is a manager of NEA 12 GP, LLC, which is the sole general partner of NEA Partners 12, Limited Partnership ("NEA Partners 12"). NEA Partners 12 is the sole general partner of NEA 12, the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 12 shares in which the Reporting Person has no pecuniary interest. The securities are held directly by the Sandell Family Trust, u/d/t 3/30/01, Scott D. Sandell and Jennifer Ayer Sandell, Trustees (the "Sandell Famliy Trust"). The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the Sandell Family Trust shares in which the Reporting Person has no pecuniary interest. The Award will vest on the earlier of the annual anniversary of the grant date or the day prior to the annual meeting of stockholders immediately following the annual meeting at which the Award was granted, subject to continued service by the Reporting Person through such vesting date. /s/ Sasha Keough, attorney-in-fact 2013-11-21