0001181431-11-036913.txt : 20110616 0001181431-11-036913.hdr.sgml : 20110616 20110616140555 ACCESSION NUMBER: 0001181431-11-036913 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110614 FILED AS OF DATE: 20110616 DATE AS OF CHANGE: 20110616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEWHALL CHARLES W III CENTRAL INDEX KEY: 0001005544 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35188 FILM NUMBER: 11914808 MAIL ADDRESS: STREET 1: 1119 ST PAUL ST CITY: BALTIMORE STATE: MD ZIP: 21202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUSION-IO, INC. CENTRAL INDEX KEY: 0001383729 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 204232255 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 6350 SOUTH 3000 EAST, 6TH FLOOR CITY: SALT LAKE CITY STATE: UT ZIP: 84121 BUSINESS PHONE: 801-424-5500 MAIL ADDRESS: STREET 1: 6350 SOUTH 3000 EAST, 6TH FLOOR CITY: SALT LAKE CITY STATE: UT ZIP: 84121 FORMER COMPANY: FORMER CONFORMED NAME: FUSION MULTISYSTEMS INC DATE OF NAME CHANGE: 20061214 4 1 rrd315389.xml X0303 4 2011-06-14 0 0001383729 FUSION-IO, INC. FIO 0001005544 NEWHALL CHARLES W III 1954 GREENSPRING DRIVE SUITE 600 TIMONIUM MD 21093 0 0 1 0 Common Stock 2011-06-14 4 C 0 25480186 A 25829872 I See Note 2 Series A Preferred Stock 2011-06-14 4 C 0 13509780 D Common Stock 13509780 0 I See Note 2 Series B Preferred Stock 2011-06-14 4 C 0 9127294 D Common Stock 9127294 0 I See Note 2 Series C Preferred Stock 2011-06-14 4 C 0 2843112 D Common Stock 2843112 0 I See Note 2 Each share of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into the Issuer's Common Stock upon the closing of the Issuer's initial public offering on June 14, 2011 and had no expiration date. The Reporting Person is a manager of NEA 12 GP, LLC, which is the sole general partner of NEA Partners 12, Limited Partnership ("NEA Partners 12"). NEA Partners 12 is the sole general partner of New Enterprise Associates 12, Limited Partnership ("NEA 12"), the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended (the "1934 Act"), or otherwise of the shares held by NEA 12, except to the extent of his pecuniary interest therein. /s/ Louis Citron, attorney-in-fact 2011-06-15