0001104659-11-047046.txt : 20110815 0001104659-11-047046.hdr.sgml : 20110815 20110815182031 ACCESSION NUMBER: 0001104659-11-047046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110811 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHAEPE CHRISTOPHER J CENTRAL INDEX KEY: 0001185068 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35188 FILM NUMBER: 111038285 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUSION-IO, INC. CENTRAL INDEX KEY: 0001383729 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 204232255 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 6350 SOUTH 3000 EAST, 6TH FLOOR CITY: SALT LAKE CITY STATE: UT ZIP: 84121 BUSINESS PHONE: 801-424-5500 MAIL ADDRESS: STREET 1: 6350 SOUTH 3000 EAST, 6TH FLOOR CITY: SALT LAKE CITY STATE: UT ZIP: 84121 FORMER COMPANY: FORMER CONFORMED NAME: FUSION MULTISYSTEMS INC DATE OF NAME CHANGE: 20061214 4 1 a4.xml 4 X0304 4 2011-08-11 0 0001383729 FUSION-IO, INC. FIO 0001185068 SCHAEPE CHRISTOPHER J 2200 SAND HILL ROAD MENLO PARK CA 94025 1 0 1 0 Common Stock 2011-08-11 4 J 0 275600 A 275600 I Lightspeed Venture Partners VII, L.P. Common Stock 2011-08-11 4 J 0 469266 A 9293007 I Lightspeed Venture Partners VIII, L.P. Shares acquired pursuant to an Agreement and Plan of Reorganization between Fusion-io, Inc. ("Fusion-io"), Thunderbird Acquisition Corp. (a wholly owned subsidiary of Fusion-io), Thunderbird Merger Sub LLC (a wholly owned subsidiary of Fusion-io), IO Turbine, Inc. ("IO Turbine"), M. Helen Bradley as stockholder representative, and U.S. Bank National Association as escrow agent. For each share of IO Turbine stock held by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"), Lightspeed VII received 0.1112 shares of Fusion-io common stock. The shares are held by Lightspeed VII. Mr. Schaepe is a director of Lightspeed Ultimate General Partner VII, Ltd., the sole general partner of Lightspeed General Partner VII, L.P., which is the sole general partner of Lightspeed VII. Mr. Schaepe disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein. Shares acquired pursuant to an Agreement and Plan of Reorganization between Fusion-io, Thunderbird Acquisition Corp. (a wholly owned subsidiary of Fusion-io), Thunderbird Merger Sub LLC (a wholly owned subsidiary of Fusion-io), IO Turbine, Inc., M. Helen Bradley as stockholder representative, and U.S. Bank National Association as escrow agent. For each share of IO Turbine stock held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"), Lightspeed VIII received 0.1112 shares of Fusion-io common stock. The shares are held by Lightspeed VIII. Mr. Schaepe is a director of Lightspeed Ultimate General Partner VIII, Ltd., the sole general partner of Lightspeed General Partner VIII, L.P., which is the sole general partner of Lightspeed VIII. Mr. Schaepe disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein. /s/ Christopher J. Schaepe 2011-08-15