SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
BARGER DONALD G JR

(Last) (First) (Middle)
C/O GLOBE SPECIALTY METALS, INC.
600 BRICKELL AVENUE, SUITE 3100

(Street)
MIAMI FL 33131

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GLOBE SPECIALTY METALS INC [ GSM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/23/2015
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/23/2015 D 8,630 D (1) 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option $22.42 12/23/2015 D 1,446 06/30/2012 06/30/2016 Common Stock 1,446 (2) 0 D
Stock Option $18.81 12/23/2015 D 6,675 (3) 08/11/2016 Common Stock 6,675 (2) 0 D
Stock Option $18.81 12/23/2015 D 225 (3) 08/11/2016 Common Stock 225 (2) 0 D
Stock Option $13.43 12/23/2015 D 3,297 06/30/2013 06/30/2017 Common Stock 3,297 (2) 0 D
Stock Option $11.34 12/23/2015 D 4,990 07/18/2014 07/18/2018 Common Stock 4,990 (2) 0 D
Stock Option $18.31 12/23/2015 D 12,500 (4) 02/19/2019 Common Stock 12,500 (2) 0 D
Stock Option $19.44 12/23/2015 D 7,500 (4) 02/24/2019 Common Stock 7,500 (2) 0 D
Stock Option $20.54 12/23/2015 D 5,000 (4) 03/16/2019 Common Stock 5,000 (2) 0 D
Stock Option $20.58 12/23/2015 D 1,226 07/08/2015 07/08/2019 Common Stock 1,226 (2) 0 D
Restricted Stock Unit (5) 12/23/2015 D 1,078 02/27/2016 02/27/2016 Common Stock 1,078 (2) 0 D
Restricted Stock Unit (5) 12/23/2015 D 1,695 06/30/2016 06/30/2016 Common Stock 1,695 (2) 0 D
Stock Appreciation Right $12.54(6) 12/23/2015 D 12,784 (4) 08/20/2018 Common Stock 12,784 (2) 0 D
Stock Appreciation Right $16.7(6) 12/23/2015 D 2,303 02/27/2016 02/27/2020 Common Stock 2,303 (2) 0 D
Explanation of Responses:
1. Disposed of in a merger pursuant to a business combination agreement by, among others, issuer, Grupo Villar Mir, S.A., and Grupo FerroAtlantica, S.A., in which each share of common stock of issuer was exchanged for one (1) share of FerroGlobe PLC common stock on the effective date of the merger.
2. These awards were cancelled in the merger in exchange for awards on the same terms for shares of FerroGlobe PLC common stock.
3. The awards vest and become exercisable quarterly, in eighths, over the course of two years from the original grant date (subject to acceleration in certain circumstances).
4. The awards vest and become exercisable in thirds on the first, second and third anniversary of the original grant date (subject to acceleration in certain circumstances).
5. Each restricted stock unit represents the right to receive cash in an amount equal to the fair market value of one share of common stock, on the date of vesting of the subject restricted stock unit.
6. Each stock appreciation right represents the right to receive cash in an amount equal to the difference obtained by subtracting the exercise price from the fair market value of one share of the company's common stock, as of the date of exercise of the subject stock appreciation right.
Remarks:
/s/ Stephen Lebowitz 12/24/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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