0001181431-13-010301.txt : 20130219 0001181431-13-010301.hdr.sgml : 20130219 20130219072534 ACCESSION NUMBER: 0001181431-13-010301 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130213 FILED AS OF DATE: 20130219 DATE AS OF CHANGE: 20130219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Flug Jeffrey CENTRAL INDEX KEY: 0001396917 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00736 FILM NUMBER: 13621459 MAIL ADDRESS: STREET 1: C/O PENNANTPARK INVESTMENT CORPORATION STREET 2: 445 PARK AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENNANTPARK INVESTMENT CORP CENTRAL INDEX KEY: 0001383414 IRS NUMBER: 208250744 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-905-1000 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Pennant Investment CORP DATE OF NAME CHANGE: 20061229 FORMER COMPANY: FORMER CONFORMED NAME: Peninsula Private Capital CORP DATE OF NAME CHANGE: 20061212 4 1 rrd370584.xml FORM 4 X0306 4 2013-02-13 0 0001383414 PENNANTPARK INVESTMENT CORP PNNT 0001396917 Flug Jeffrey C/O PENNANTPARK INVESTMENT CORPORATION 590 MADISON AVENUE, 15TH FLOOR NEW YORK NY 10022 1 0 0 0 Common Stock 2013-02-13 4 P 0 35000 11.2957 A 48500 I Held by various related trusts Common Stock 2013-02-15 4 P 0 15900 11.4367 A 64400 I Held by various related trusts Common Stock 127888 D /s/ Jeffrey Flug 2013-02-15