0000899243-16-035176.txt : 20161208 0000899243-16-035176.hdr.sgml : 20161208 20161208204757 ACCESSION NUMBER: 0000899243-16-035176 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161206 FILED AS OF DATE: 20161208 DATE AS OF CHANGE: 20161208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENNANTPARK INVESTMENT CORP CENTRAL INDEX KEY: 0001383414 IRS NUMBER: 208250744 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-905-1000 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Pennant Investment CORP DATE OF NAME CHANGE: 20061229 FORMER COMPANY: FORMER CONFORMED NAME: Peninsula Private Capital CORP DATE OF NAME CHANGE: 20061212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bernstein Adam K CENTRAL INDEX KEY: 0001396832 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00736 FILM NUMBER: 162042681 MAIL ADDRESS: STREET 1: C/O PENNANTPARK INVESTMENT CORPORATION STREET 2: 445 PARK AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-12-06 0 0001383414 PENNANTPARK INVESTMENT CORP PNNT 0001396832 Bernstein Adam K C/O PENNANTPARK INVESTMENT CORPORATION 590 MADISON AVENUE 15TH FLOOR NEW YORK NY 10022 1 0 0 0 Common Stock 2016-12-06 4 P 0 200 7.67 A 46430 D Includes 22,745 shares distributed to Mr. Bernstein by JAM Investments, LLP in September 2016. /s/ Adam K. Bernstein 2016-12-08