0000899243-16-035176.txt : 20161208
0000899243-16-035176.hdr.sgml : 20161208
20161208204757
ACCESSION NUMBER: 0000899243-16-035176
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161206
FILED AS OF DATE: 20161208
DATE AS OF CHANGE: 20161208
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENNANTPARK INVESTMENT CORP
CENTRAL INDEX KEY: 0001383414
IRS NUMBER: 208250744
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-905-1000
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Pennant Investment CORP
DATE OF NAME CHANGE: 20061229
FORMER COMPANY:
FORMER CONFORMED NAME: Peninsula Private Capital CORP
DATE OF NAME CHANGE: 20061212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bernstein Adam K
CENTRAL INDEX KEY: 0001396832
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00736
FILM NUMBER: 162042681
MAIL ADDRESS:
STREET 1: C/O PENNANTPARK INVESTMENT CORPORATION
STREET 2: 445 PARK AVENUE, 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-12-06
0
0001383414
PENNANTPARK INVESTMENT CORP
PNNT
0001396832
Bernstein Adam K
C/O PENNANTPARK INVESTMENT CORPORATION
590 MADISON AVENUE 15TH FLOOR
NEW YORK
NY
10022
1
0
0
0
Common Stock
2016-12-06
4
P
0
200
7.67
A
46430
D
Includes 22,745 shares distributed to Mr. Bernstein by JAM Investments, LLP in September 2016.
/s/ Adam K. Bernstein
2016-12-08