-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RYtwil1J1GmVRKIgpbKKraaM6d6nxe1IzQRc53NH9NEpySAWrfFeyCV0ynVYFpSc kaag6E/Oj5oHRVX+ktS3pQ== 0001140361-10-006281.txt : 20100216 0001140361-10-006281.hdr.sgml : 20100215 20100216065806 ACCESSION NUMBER: 0001140361-10-006281 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Patzakis John CENTRAL INDEX KEY: 0001383328 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: C/O GUIDANCE SOFTWARE, INC. STREET 2: 215 NORTH MARENGO AVE., 2ND FLOOR CITY: PASADENA STATE: CA ZIP: 91101 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Guidance Software, Inc. CENTRAL INDEX KEY: 0001375557 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 954661210 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-82879 FILM NUMBER: 10602293 BUSINESS ADDRESS: STREET 1: 215 NORTH MARENGO AVENUE CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 6262299191 MAIL ADDRESS: STREET 1: 215 NORTH MARENGO AVENUE CITY: PASADENA STATE: CA ZIP: 91101 SC 13G/A 1 formsc13ga.htm JOHN PATZAKIS SC 13G/A 12-31-2009 formsc13ga.htm


SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 
SCHEDULE 13G
(Rule 13d-102)
 
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO
RULES 13d-1(b), (c), and (d) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2
(Amendment No. 2)*
 
 
Guidance Software, Inc.
(Name of Issuer)
 
 
Common Stock, par value $0.001 per share
(Title of Class of Securities)
 
 
 
401692 10 8
 
 
(CUSIP Number)
 
 
 
December 31, 2009
(Date of Event Which Requires Filing of this Statement)
 
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
o Rule 13d-1(b)
 
o Rule 13d-1(c)
 
x Rule 13d-1(d)
 
*
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).
 


 
Page 1 of 7

 
 
CUSIP No. 401692 10 8
SCHEDULE 13G
 

1.
Names of Reporting Persons
 
    John Patzakis
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
(a)  ¨
(b)  ¨
3.
SEC Use Only
 
4.
Citizenship or Place of Organization
 
    United States
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
5.
Sole Voting Power
    2,250,000 
6.
Shared Voting Power
    0
7.
Sole Dispositive Power
    2,250,000 
8.
Shared Dispositive Power
    0
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
 
    2,250,000 shares
 
10.
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
 
o
 
11.
Percent of Class Represented by Amount in Row (9)
 
    9.6%
 
12.
Type of Reporting Person (See Instructions)
 
    IN
 
 
 
Page 2 of 7

 
 
Item 1.
(a)
Name of Issuer:

Guidance Software, Inc., a Delaware corporation (the “Issuer”)

 
(b)
Address of Issuer’s Principal Executive Offices:

215 North Marengo Avenue,
Pasadena, CA 91101

Item 2.
(a)
Name of Persons Filing:

John Patzakis

 
(b)
Address or Principal Business Office or, if none, Residence:

1234 Old Mill Road
 
San Marino, CA 91108

 
(c)
Citizenship:

United States

 
(d)
Title of Class of Securities:

Common Stock, par value $0.001 per share (“Common Stock”)

 
(e)
CUSIP Number:

401692 10 8

Item 3.
If this statement is filed pursuant to §§240.13d–1(b) or 240.13d–2(b) or (c), check whether the person filing is a:

 
(a)
o
Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);

 
(b)
o
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

 
(c)
o
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

 
(d)
o
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);

 
(e)
o
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

 
(f)
o
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

 
(g)
o
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 
(h)
o
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);


 
Page 3 of 7

 
 
 
(i)
o
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 
(j)
o
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

 
(k)
o
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

Not applicable.

Item 4.
Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 
(a)
Amount beneficially owned:

2,250,00

 
(b)
Percent of class:

9.6%

 
(c)
Number of shares as to which the person has:

 
(i)
Sole power to vote or to direct the vote:

2,250,00

 
(ii)
Shares power to vote or to direct the vote:

0

 
(iii)
Sole power to dispose or to direct the disposition of:

2,250,00

 
(iv)
Shares power to dispose or to direct the disposition of:

0
 
1
In 2009, John Patzakis sold 130,293 shares of Common Stock.
 
 
Page 4 of 7

 
 
Item 5.
Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  o.

Item 6.
Ownership More than Five Percent on Behalf of Another Person.
 
Not Applicable.

Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

Not applicable.

Item 8.
Identification and Classification of Members of the Group.
 
Not applicable.

Item 9.
Notice of Dissolution of Group.
 
Not applicable.

 
Page 5 of 7

 
 
Item 10.
Certification.

 
(a)
The following certification shall be included if the statement is filed pursuant to § 240.13d-1(b):

Not Applicable.

 
(b)
The following certification shall be included if the statement is filed pursuant to § 240.13d-1(b)(1)(ii)(J), or if the statement is filed pursuant to § 240.13d-1(b)(1)(ii)(K) and a member of the group is a non-U.S. institution eligible to file pursuant to § 240.13d-1(b)(1)(ii)(J):

Not Applicable.

 
(c)
The following certification shall be included if the statement is filed pursuant to § 240.13d-1(c):

Not Applicable.

 
Page 6 of 7

 
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
February 10, 2010
 
Date
     
 
By:
/s/  John Patzakis
 
Name: John Patzakis
 
 
Page 7 of 7

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