0001225208-23-011357.txt : 20231228 0001225208-23-011357.hdr.sgml : 20231228 20231228135204 ACCESSION NUMBER: 0001225208-23-011357 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231228 FILED AS OF DATE: 20231228 DATE AS OF CHANGE: 20231228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PERRY CHRISTOPHER JOHN CENTRAL INDEX KEY: 0001619128 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 231521589 MAIL ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 331151291 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 4 1 doc4.xml X0508 4 2023-12-28 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001619128 PERRY CHRISTOPHER JOHN 5 DAKOTA DRIVE LAKE SUCCESS NY 11042 1 President 1 Common Stock 2023-12-28 4 M 0 5438.0000 148.0700 A 64719.5210 D Common Stock 2023-12-28 4 S 0 5069.0000 205.3171 D 59650.5210 D Stock Option (Right to Buy) 148.0700 2023-12-28 4 M 0 5438.0000 148.0700 D 2022-02-12 2031-02-12 Common Stock 5438.0000 15438.0000 D The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on September 1, 2023. The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on September 1, 2023. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $205.0000 - $205.3171, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Maria Allen, Power of Attorney 2023-12-28