0001225208-20-012893.txt : 20201102
0001225208-20-012893.hdr.sgml : 20201102
20201102151659
ACCESSION NUMBER: 0001225208-20-012893
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201102
FILED AS OF DATE: 20201102
DATE AS OF CHANGE: 20201102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DESCHUTTER DOUGLAS RICHARD
CENTRAL INDEX KEY: 0001391093
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33220
FILM NUMBER: 201280199
MAIL ADDRESS:
STREET 1: 5 DAKOTA DRIVE
STREET 2: SUITE 300
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC.
CENTRAL INDEX KEY: 0001383312
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 331151291
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
BUSINESS PHONE: 516-472-5400
MAIL ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
FORMER COMPANY:
FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC
DATE OF NAME CHANGE: 20070126
FORMER COMPANY:
FORMER CONFORMED NAME: BSG LLC
DATE OF NAME CHANGE: 20061212
4
1
doc4.xml
X0306
4
2020-11-02
0001383312
BROADRIDGE FINANCIAL SOLUTIONS, INC.
BR
0001391093
DESCHUTTER DOUGLAS RICHARD
5 DAKOTA DRIVE
LAKE SUCCESS
NY
11042
1
Corporate Vice President
Common Stock
2020-11-02
4
M
0
22148.0000
36.9700
A
52751.8948
D
Common Stock
2020-11-02
4
M
0
11074.0000
36.9700
A
63825.8948
D
Common Stock
2020-11-02
4
S
0
8875.0000
139.8147
D
54950.8948
D
Common Stock
2020-11-02
4
S
0
8999.0000
139.8147
D
45951.8948
D
Common Stock
2020-11-02
4
S
0
17997.0000
139.8147
D
27954.8948
D
Stock Option (Right to Buy)
36.9700
2020-11-02
4
M
0
11074.0000
0.0000
D
2015-02-10
2024-02-10
Common Stock
11074.0000
44296.0000
D
Stock Option (Right to Buy)
36.9700
2020-11-02
4
M
0
22148.0000
0.0000
D
2015-02-10
2024-02-10
Common Stock
22148.0000
22148.0000
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.50 - $141.105, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
Adam D. Amsterdam, Power of Attorney
2020-11-02