0001225208-20-004535.txt : 20200306 0001225208-20-004535.hdr.sgml : 20200306 20200306105505 ACCESSION NUMBER: 0001225208-20-004535 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200305 FILED AS OF DATE: 20200306 DATE AS OF CHANGE: 20200306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Duelks Robert N CENTRAL INDEX KEY: 0001477044 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 20693161 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 331151291 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 4 1 doc4.xml X0306 4 2020-03-05 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001477044 Duelks Robert N 5 DAKOTA DRIVE LAKE SUCCESS NY 11042 1 Common Stock 2020-03-05 4 M 0 15100.0000 21.9400 A 33196.0000 D Common Stock 2020-03-05 4 S 0 7658.0000 101.0000 D 25538.0000 D Stock Option (Right to Buy) 21.9400 2020-03-05 4 M 0 15100.0000 0.0000 D 2010-05-12 2020-05-12 Common Stock 15100.0000 0.0000 D Adam D. Amsterdam, Power of Attorney 2020-03-06