0001225208-20-001796.txt : 20200207 0001225208-20-001796.hdr.sgml : 20200207 20200207104854 ACCESSION NUMBER: 0001225208-20-001796 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200205 FILED AS OF DATE: 20200207 DATE AS OF CHANGE: 20200207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Taylor Julie R. CENTRAL INDEX KEY: 0001588233 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 20585261 MAIL ADDRESS: STREET 1: C/O BROADRIDGE FINANCIAL SOLUTIONS STREET 2: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 331151291 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 4 1 doc4.xml X0306 4 2020-02-05 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001588233 Taylor Julie R. 5 DAKOTA DRIVE LAKE SUCCESS NY 11042 1 Corporate VP and CHRO Common Stock 2020-02-05 4 M 0 14789.0000 51.9500 A 26383.3270 D Common Stock 2020-02-05 4 S 0 12700.0000 120.4656 D 13683.3270 D Stock Option (Right to Buy) 51.9500 2020-02-05 4 M 0 14789.0000 0.0000 D 2017-02-08 2026-02-08 Common Stock 14789.0000 4930.0000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.4050 - $120.5500, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Adam D. Amsterdam, Power of Attorney 2020-02-07