0001225208-19-011470.txt : 20190816
0001225208-19-011470.hdr.sgml : 20190816
20190816105949
ACCESSION NUMBER: 0001225208-19-011470
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190815
FILED AS OF DATE: 20190816
DATE AS OF CHANGE: 20190816
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Young James M
CENTRAL INDEX KEY: 0001610934
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33220
FILM NUMBER: 191031999
MAIL ADDRESS:
STREET 1: C/O BROADRIDGE FINANCIAL SOLUTIONS, INC.
STREET 2: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC.
CENTRAL INDEX KEY: 0001383312
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
BUSINESS PHONE: 516-472-5400
MAIL ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
FORMER COMPANY:
FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC
DATE OF NAME CHANGE: 20070126
FORMER COMPANY:
FORMER CONFORMED NAME: BSG LLC
DATE OF NAME CHANGE: 20061212
4
1
doc4.xml
X0306
4
2019-08-15
0001383312
BROADRIDGE FINANCIAL SOLUTIONS, INC.
BR
0001610934
Young James M
5 DAKOTA DRIVE
LAKE SUCCESS
NY
11042
1
Corporate VP and CFO
Common Stock
2019-08-15
4
M
0
28437.0000
50.9500
A
67150.0000
D
Common Stock
2019-08-15
4
S
0
14000.0000
126.4531
D
53150.0000
D
Common Stock
2019-08-15
4
S
0
24166.0000
126.4544
D
28984.0000
D
Stock Option (Right to Buy)
50.9500
2019-08-15
4
M
0
28437.0000
0.0000
D
2016-02-09
2025-02-09
Common Stock
28437.0000
18959.0000
D
The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on May 30, 2019.
The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on May 30, 2019.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.74 - $126.92, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.74 - $126.96, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.
Adam D. Amsterdam, Power of Attorney
2019-08-15