0001225208-19-011470.txt : 20190816 0001225208-19-011470.hdr.sgml : 20190816 20190816105949 ACCESSION NUMBER: 0001225208-19-011470 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190815 FILED AS OF DATE: 20190816 DATE AS OF CHANGE: 20190816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Young James M CENTRAL INDEX KEY: 0001610934 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 191031999 MAIL ADDRESS: STREET 1: C/O BROADRIDGE FINANCIAL SOLUTIONS, INC. STREET 2: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 4 1 doc4.xml X0306 4 2019-08-15 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001610934 Young James M 5 DAKOTA DRIVE LAKE SUCCESS NY 11042 1 Corporate VP and CFO Common Stock 2019-08-15 4 M 0 28437.0000 50.9500 A 67150.0000 D Common Stock 2019-08-15 4 S 0 14000.0000 126.4531 D 53150.0000 D Common Stock 2019-08-15 4 S 0 24166.0000 126.4544 D 28984.0000 D Stock Option (Right to Buy) 50.9500 2019-08-15 4 M 0 28437.0000 0.0000 D 2016-02-09 2025-02-09 Common Stock 28437.0000 18959.0000 D The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on May 30, 2019. The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on May 30, 2019. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.74 - $126.92, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.74 - $126.96, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. Adam D. Amsterdam, Power of Attorney 2019-08-15