0001225208-14-014392.txt : 20140623 0001225208-14-014392.hdr.sgml : 20140623 20140603164522 ACCESSION NUMBER: 0001225208-14-014392 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140603 FILED AS OF DATE: 20140603 DATE AS OF CHANGE: 20140603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KALENKA ROBERT F CENTRAL INDEX KEY: 0001391091 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 14888101 MAIL ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 4 1 doc4.xml X0306 4 2014-06-03 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001391091 KALENKA ROBERT F 1981 MARCUS AVENUE LAKE SUCCESS NY 11042 1 Corporate Vice President Common Stock 2014-06-03 4 M 0 7862.0000 19.1900 A 36703.4097 D Common Stock 2014-06-03 4 M 0 2000.0000 19.9300 A 38703.4097 D Common Stock 2014-06-03 4 S 0 14600.0000 41.3565 D 24103.4097 D Stock Option (Right to Buy) 19.1900 2014-06-03 4 M 0 7862.0000 19.1900 D 2009-01-26 2017-01-25 Common Stock 7862.0000 0.0000 D Stock Option (Right to Buy) 19.9300 2014-06-03 4 M 0 2000.0000 19.9300 D 2008-06-01 2017-05-31 Common Stock 2000.0000 0.0000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.29 - $41.43, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Adam D. Amsterdam, Power of Attorney 2014-06-03