-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GfGMmu0yc+yKrdNhXR0SmumWLO3W5cKqeCs9y5SVrI3VL0azNLxUFlDZBzipWL6y 6nR2IU8KmKKEkLzvKTPbWg== 0001383241-10-000009.txt : 20101104 0001383241-10-000009.hdr.sgml : 20101104 20101104105542 ACCESSION NUMBER: 0001383241-10-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101104 DATE AS OF CHANGE: 20101104 EFFECTIVENESS DATE: 20101104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: YieldQuest Advisors, LLC CENTRAL INDEX KEY: 0001383241 IRS NUMBER: 770639638 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12339 FILM NUMBER: 101163628 BUSINESS ADDRESS: STREET 1: 3575 PIEDMONT ROAD STREET 2: SUITE 1550 CITY: ATLANTA STATE: 2Q ZIP: 30305 BUSINESS PHONE: 404-446-2270 MAIL ADDRESS: STREET 1: 3575 PIEDMONT ROAD STREET 2: SUITE 1550 CITY: ATLANTA STATE: 2Q ZIP: 30305 13F-HR 1 coverpage13f110410.txt LIVE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: 1 This Amendment (Check only one):[ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: YieldQuest Advisors 3280 Peachtree Rd. Suite 2600 Atlanta, GA 30305 Form 13F File Number: 028-12339 Person Signing this Report on Behalf of Reporting Manager: Gary Schwartz, Compliance Officer, (404) 446-3370 ATTENTION--Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a) The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Signature, Place and Date of Signing: /s/ Gary Schwartz Atlanta, Georgia November 4, 2010 Report Type (Check only one):[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other manager(s).) Form 13F SUMMARY PAGE Report Summary Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 88 Form 13F Information Table Value Total: $11,803 (x1000) List of Other Included Managers: NONE Name of Issuer Title of Class Cusip Value SHRS/PRN AMT Investment Other Voting Authority (x$1000) CALL/PUT Discretion Managers Sole Shared None COHEN & STEERS CLSD END COM 19248P106 375 29318 SH SOLE 29318 PROSHARES TR COM 74347R313 523 13302 SH SOLE 13302 BLACKROCK CREDIT ALL INC TR COM 09255H105 84 8050 SH SOLE 8050 ALPINE GLOBAL PREMIER PPTYS COM 02083A103 119 17988 SH SOLE 17988 BLUE CHIP VALUE FD INC COM 095333100 35 10650 SH SOLE 10650 BOULDER GROWTH & INCOME FD I COM 101507101 55 8900 SH SOLE 8900 BOULDER TOTAL RETURN FD INC COM 101541100 43 2850 SH SOLE 2850 CENTRAL SECS CORP COM 155123102 49 2447 SH SOLE 2447 EXXON MOBIL CORP COM 30231G102 59 950 SH SOLE 950 GOLDMAN SACHS GROUP INC COM 38141G104 69 475 SH SOLE 475 GREATER CHINA FD INC COM 39167B102 86 6700 SH SOLE 6700 H & Q HEALTHCARE FD COM 404052102 26 2150 SH SOLE 2150 H & Q LIFE SCIENCES INVS COM 404053100 26 2700 SH SOLE 2700 JOHN HANCOCK BK &THRIFT OPP COM 409735206 113 7625 SH SOLE 7625 HEWLETT PACKARD CO COM 428236103 72 1700 SH SOLE 1700 ISHARES INC COM 464286103 59 2500 SH SOLE 2500 ISHARES INC COM 464286400 165 2150 SH SOLE 2150 ISHARES INC COM 464286764 75 1850 SH SOLE 1850 ISHARES INC COM 464286848 188 19000 SH SOLE 19000 ISHARES TR COM 464287192 41 500 SH SOLE 500 ISHARES TR COM 464287234 54 1200 SH SOLE 1200 ISHARES TR COM 464287523 123 2600 SH SOLE 2600 ISHARES TR COM 464287572 18 300 SH SOLE 300 ISHARES TR COM 464288752 142 11800 SH SOLE 11800 ISHARES TR COM 464288828 72 1450 SH SOLE 1450 JAPAN EQUITY FD INC COM 471057109 97 17900 SH SOLE 17900 LIBERTY ALL STAR EQUITY FD COM 530158104 30 6720 SH SOLE 6720 MACQUARIE FT TR GB INF UT DI COM 55607W100 23 1750 SH SOLE 1750 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 18 1100 SH SOLE 1100 MARKET VECTORS ETF TR COM 57060U308 104 1650 SH SOLE 1650 MARKET VECTORS ETF TR COM 57060U506 125 3850 SH SOLE 3850 MORGAN STANLEY CHINA A SH FD COM 617468103 135 4900 SH SOLE 4900 NFJ DIVID INT & PREM STRTGY COM 65337H109 27 1700 SH SOLE 1700 OIL SVC HOLDRS TR COM 678002106 124 1100 SH SOLE 1100 PROSHARES TR COM 74347R297 34 1100 SH SOLE 1100 PROSHARES TR COM 74347R693 391 7600 SH SOLE 7600 PROSHARES TR COM 74347R719 98 3100 SH SOLE 3100 PROSHARES TR COM 74347R735 63 1300 SH SOLE 1300 PROSHARES TR COM 74347X633 145 2670 SH SOLE 2670 RESEARCH IN MOTION LTD COM 760975102 24 500 SH SOLE 500 ROYCE FOCUS TR COM 78080N108 25 4000 SH SOLE 4000 ROYCE VALUE TR INC COM 780910105 37 3050 SH SOLE 3050 ROYCE MICRO-CAP TR INC COM 780915104 51 6150 SH SOLE 6150 SPDR SERIES TRUST COM 78464A698 124 5400 SH SOLE 5400 SPDR SERIES TRUST COM 78464A755 104 1950 SH SOLE 1950 SPDR SERIES TRUST COM 78464A797 92 4000 SH SOLE 4000 SELECT SECTOR SPDR TR COM 81369Y407 227 6800 SH SOLE 6800 SELECT SECTOR SPDR TR COM 81369Y506 22 400 SH SOLE 400 SELECT SECTOR SPDR TR COM 81369Y704 299 9550 SH SOLE 9550 TEMPLETON DRAGON FD INC COM 88018T101 52 1800 SH SOLE 1800 TRI CONTL CORP COM 895436103 58 4700 SH SOLE 4700 ORIENT-EXPRESS HOTELS LTD COM G67743107 8 700 SH SOLE 700 ISHARES TR COM 464288646 377 3590 SH SHARED 3590 COHEN & STEERS CLOSED END OP COM 19248P106 128 10000 SH SHARED 10000 SPDR SERIES TRUST COM 78464A417 209 5235 SH SHARED 5235 ISHARES TR COM 464288414 167 1565 SH SHARED 1565 PROSHARES TR COM 74347R313 242 6155 SH SHARED 6155 BLACKROCK CREDIT ALL INC TR COM 09255J101 109 11150 SH SHARED 11150 PROSHARES TR COM 74347X849 245 6085 SH SHARED 6085 SPDR SERIES TRUST COM 78464A458 170 7200 SH SHARED 7200 BLACKROCK CREDIT ALL INC TR COM 09255H105 85 8130 SH SHARED 8130 SPDR SERIES TRUST COM 78464A425 370 15200 SH SHARED 15200 NUVEEN INSD CALIF PREM INCOM COM 67061X102 1 75 SH SHARED 75 VANGUARD SCOTTSDALE FDS COM 92206C409 191 2435 SH SHARED 2435 HANCOCK JOHN PFD INCOME FD COM 41013W108 156 7725 SH SHARED 7725 NUVEEN QUALITY PFD INC FD 3 COM 67072W101 114 13490 SH SHARED 13490 ISHARES TR COM 464288646 587 5587 SH SOLE 5587 COHEN & STEERS CLOSED END OP COM 19248P106 110 8601 SH SOLE 8601 SPDR SERIES TRUST COM 78464A417 141 3536 SH SOLE 3536 ISHARES TR COM 464288414 133 1246 SH SOLE 1246 PROSHARES TR COM 74347R313 39 1000 SH SOLE 1000 BLACKROCK CREDIT ALL INC TR COM 09255J101 101 10340 SH SOLE 10340 PROSHARES TR COM 74347X849 19 465 SH SOLE 465 SPDR SERIES TRUST COM 78464A458 194 8221 SH SOLE 8221 BLACKROCK CREDIT ALL INC TR COM 09255H105 90 8595 SH SOLE 8595 SPDR SERIES TRUST COM 78464A425 462 19003 SH SOLE 19003 VANGUARD SCOTTSDALE FDS COM 92206C409 55 700 SH SOLE 700 HANCOCK JOHN PFD INCOME FD COM 41013W108 46 2275 SH SOLE 2275 NUVEEN MULT CURR ST GV INCM COM 67090N109 22 1469 SH SOLE 1469 NUVEEN MULTI STRAT INC & GR COM 67073B106 10 1203 SH SOLE 1203 NUVEEN MULTI STRAT INC GR FD COM 67073D102 13 1418 SH SOLE 1418 ISHARES TR COM 464287242 330 2916 SH SOLE 2916 MARKET VECTORS ETF TR COM 57060U886 186 9750 SH SOLE 9750 POWERSHARES GLOBAL ETF TRUST COM 73936T474 578 23494 SH SOLE 23494 SPDR TR PUT PUT 78462F953 490 5366 SH SOLE 5366 SPDR TR CALL CALL 78462F903 259 2196 SH SOLE 2196 BARCLYS 20+ YR PUT PUT 464287952 155 3223 SH SOLE 3223 SPDR GOLD TRUST PUT 78463V907 11 724 SH SOLE 724
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