-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K0X+5QL89dbML/AxEh1iwVf8mCDQ+MZoUznMm9/FcPzUsDopNQOB179VTb5y6Hiv bmrHrnwHpz5DDLrZ5zZazw== 0001383241-10-000003.txt : 20100512 0001383241-10-000003.hdr.sgml : 20100512 20100512080345 ACCESSION NUMBER: 0001383241-10-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100512 DATE AS OF CHANGE: 20100512 EFFECTIVENESS DATE: 20100512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: YieldQuest Advisors, LLC CENTRAL INDEX KEY: 0001383241 IRS NUMBER: 770639638 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12339 FILM NUMBER: 10822659 BUSINESS ADDRESS: STREET 1: 3575 PIEDMONT ROAD STREET 2: SUITE 1550 CITY: ATLANTA STATE: 2Q ZIP: 30305 BUSINESS PHONE: 404-446-2270 MAIL ADDRESS: STREET 1: 3575 PIEDMONT ROAD STREET 2: SUITE 1550 CITY: ATLANTA STATE: 2Q ZIP: 30305 13F-HR 1 coverpage13f051210.txt FINAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment [ ]; Amendment Number: 1 This Amendment (Check only one):[ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: YieldQuest Advisors 3280 Peachtree Rd. Suite 2600 Atlanta, GA 30305 Form 13F File Number: 028-12339 Person Signing this Report on Behalf of Reporting Manager: Gary Schwartz, Compliance Officer, (404) 446-3370 ATTENTION--Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a) The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Signature, Place and Date of Signing: /s/ Gary Schwartz Atlanta, Georgia May 12, 2010 Report Type (Check only one):[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other manager(s).) Form 13F SUMMARY PAGE Report Summary Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 128 Form 13F Information Table Value Total: $38,290 (x1000) List of Other Included Managers: NONE Name of Issuer Title of Class Cusip Value SHRS/PRN AMT Investment Other Voting Authority (x$1000) CALL/PUT Discretion Managers Sole Shared None PROSHARES ULTRASHORT MSCI EM COM 74347R354 42 4200 SH SOLE 4200 PROSHARES ULTRA FINANCIALS COM 74347R743 361 53200 SH SOLE 53200 PROSHARES ULTRASHORT REAL ES COM 74347R552 694 117350 SH SOLE 117350 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 1570 192837 SH SOLE 192837 ADVENT CLAYMORE CV SECS & IN COM 00764C109 445 26513 SH SOLE 26513 ALPINE GLOBAL PREMIER PPTYS COM 02083A103 93 14080 SH SOLE 14080 BLACKROCK STRAT DIVD ACHIEVE COM 09249Y107 40 4150 SH SOLE 4150 DIREXION SHS ETF TR COM 25459W854 284 20300 SH SOLE 20300 BLACKROCK INCOME TR INC COM 09247F100 1736 264703 SH SOLE 264703 BLUE CHIP VALUE FUND INC COM 095333100 138 41650 SH SOLE 41650 BLACKROCK INCOME OPPTY TRST COM 092475102 126 13296 SH SOLE 13296 BLACKROCK CREDIT ALL IN TR I COM 09249V103 448 42182 SH SOLE 42182 MFS INTERMARKET INCOME TRUST COM 59318R103 552 68094 SH SOLE 68094 PROSHARES ULTRA OIL & GAS COM 74347R719 199 5800 SH SOLE 5800 BARCLAYS BK PLC COM 06738C778 6027 151197 SH SOLE 151197 COHEN & STEERS DIV MJRS FDIN COM 19248G106 68 6100 SH SOLE 6100 EVERGREEN INTL BALANCED INCO COM 30024R109 385 27504 SH SOLE 27504 CLAYMORE EXCHANGE TRADED FD COM 18383M100 171 4000 SH SOLE 4000 EATON VANCE SH TM DR DIVR IN COM 27828V104 483 28470 SH SOLE 28470 FIRST TR/FOUR CRNRS SR FLOAT COM 33733U108 324 24638 SH SOLE 24638 FIRST OPPORTUNITY FD INC COM 33587T108 101 14350 SH SOLE 14350 COHEN & STEERS CLOSED END OP COM 19248P106 1107 88227 SH SOLE 88227 ROYCE FOCUS TR COM 78080N108 70 10500 SH SOLE 10500 GABELLI DIVD & INCOME TR COM 36242H104 69 5000 SH SOLE 5000 MARKET VECTORS GOLD MINERS COM 57060U100 1128 25397 SH SOLE 25397 CLOUGH GLOBAL EQUITY FD COM 18914C100 36 2500 SH SOLE 2500 CLOUGH GLOBAL ALLOCATION FUN COM 18913Y103 40 2500 SH SOLE 2500 S&P GSCI COMMODITY I COM 46428R107 1344 43127 SH SOLE 43127 HANCOCK JOHN PFD INCOME FD COM 41013W108 180 9800 SH SOLE 9800 MORGAN STANLEY COM 61745P502 575 44890 SH SOLE 44890 MORGAN STANLEY COM 61745P635 473 39858 SH SOLE 39858 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 62 7000 SH SOLE 7000 BLACKROCK MUNIYIELD CALIF IN COM 09254N103 402 30952 SH SOLE 30952 MACQUARIE FT TR GB INF UT DI COM 55607W100 466 36747 SH SOLE 36747 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 457 28643 SH SOLE 28643 BLACKROCK MUNIYIELD MICH INS COM 09254V105 54 4050 SH SOLE 4050 BLACKROCK MUNIYIELD PA INSD COM 09255G107 35 2520 SH SOLE 2520 BLACKROCK MUNIYIELD MICH INS COM 09254W103 268 22100 SH SOLE 22100 BLACKROCK MUNIYIELD N Y INSD COM 09255E102 352 28255 SH SOLE 28255 NUVEEN CA DIVIDEND ADV MUN F COM 67066Y105 200 15700 SH SOLE 15700 NUVEEN NY DIVID ADVNTG MUN F COM 67066X107 192 14278 SH SOLE 14278 NUVEEN INSD CA PREM INCOME 2 COM 67061U108 58 4500 SH SOLE 4500 NUVEEN CALIF PERFORM PLUS MU COM 67062Q106 100 7736 SH SOLE 7736 NUVEEN CALIF PREM INCOME MUN COM 6706L0102 143 11623 SH SOLE 11623 NFJ DIVID INT & PREM STRTGY COM 65337H109 561 35450 SH SOLE 35450 NUVEEN INSD NEW YORK DIVID COM 67071N102 207 15251 SH SOLE 15251 NUVEEN MICH PREM INCOME MUN COM 67101Q109 254 19820 SH SOLE 19820 NUVEEN INSD CALIF PREM INCOM COM 67061X102 404 30568 SH SOLE 30568 NUVEEN PA PREM INCOME MUN FD COM 67061F101 57 4473 SH SOLE 4473 NUVEEN NJ DIV ADVANTAGE MUN COM 67069Y102 58 4379 SH SOLE 4379 ORIENT EXPRESS HOTELS LTD -A COM G67743107 10 700 SH SOLE 700 POWERSHARES ETF TRUST COM 73935X401 188 7600 SH SOLE 7600 PROSHARES ULTRASHORT LEH 7 COM 74347R313 647 12552 SH SOLE 12552 BLACKROCK CREDIT ALL INC TR COM 09255J101 472 52225 SH SOLE 52225 COHEN & STEERS REIT & PFD IN COM 19247X100 278 23251 SH SOLE 23251 PROSHARES ULTRA TECHNOLOGY COM 74347R693 380 7000 SH SOLE 7000 COHEN & STEERS QUALITY RLTY COM 19247L106 747 104772 SH SOLE 104772 PROSHARES TR COM 74347R735 177 3300 SH SOLE 3300 LMP CAP & INCOME FD INC COM 50208A102 248 23013 SH SOLE 23013 RIVERSOURCE LASALLE INTL R/E COM 76932W102 140 18045 SH SOLE 18045 MARKET VECTORS ETF TR COM 57060U308 48 700 SH SOLE 700 PROSHARES ULTRASHORT 20+Y TR COM 74347R297 58 1200 SH SOLE 1200 TELECOM HOLDRS TRUST COM 87927P200 145 6000 SH SOLE 6000 PROSHARES TR II COM 74347W106 15 600 SH SOLE 600 DELAWARE INV MN MUN INC FD I COM 24610V103 95 7476 SH SOLE 7476 MATERIALS SELECT SECTOR SPDR COM 81369Y100 265 7800 SH SOLE 7800 SELECT SECTOR SPDR TR COM 81369Y506 121 2100 SH SOLE 2100 SELECT SECTOR SPDR TR COM 81369Y704 337 10800 SH SOLE 10800 SELECT SECTOR SPDR TR COM 81369Y803 125 5400 SH SOLE 5400 CONSUMER STAPLES SPDR COM 81369Y308 246 8800 SH SOLE 8800 SELECT SECTOR SPDR TR COM 81369Y886 1086 36602 SH SOLE 36602 SPDR SERIES TRUST COM 78464A755 31 550 SH SOLE 550 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 509 62505 SH SHARED 62505 ADVENT CLAYMORE CV SECS & IN COM 00764C109 264 15690 SH SHARED 15690 BLACKROCK INCOME TR INC COM 09247F100 586 89396 SH SHARED 89396 MFS INTERMARKET INCOME TRUST COM 59318R103 282 34783 SH SHARED 34783 DWS DREMAN VAL INCOME EDGE F COM 23339M204 25 1915 SH SHARED 1915 FIRST TR/FOUR CRNRS SR FLOAT COM 33733U108 282 21402 SH SHARED 21402 COHEN & STEERS CLOSED END OP COM 19248P106 21 1700 SH SHARED 1700 MORGAN STANLEY COM 61745P502 416 32415 SH SHARED 32415 MORGAN STANLEY COM 61745P635 117 9825 SH SHARED 9825 NUVEEN MULTI STRAT INC & GR COM 67073B106 25 3220 SH SHARED 3220 NUVEEN MULTI STRAT INC GR FD COM 67073D102 29 3500 SH SHARED 3500 BLACKROCK MUNIYIELD CALIF IN COM 09254N103 23 1775 SH SHARED 1775 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 161 10075 SH SHARED 10075 BLACKROCK MUNIHOLDINGS CALIF COM 09254L107 23 1725 SH SHARED 1725 BLACKROCK MUNI INTER DR FD I COM 09253X102 21 1475 SH SHARED 1475 BLACKROCK MUNIYIELD CALIF FD COM 09254M105 71 5370 SH SHARED 5370 BLACKROCK MUNIYIELD MICH INS COM 09254W103 45 3700 SH SHARED 3700 NUVEEN NY DIVID ADVNTG MUN F COM 67066X107 73 5400 SH SHARED 5400 NUVEEN CALIF PERFORM PLUS MU COM 67062Q106 14 1075 SH SHARED 1075 NUVEEN CALIF PREM INCOME MUN COM 6706L0102 15 1250 SH SHARED 1250 NUVEEN MICH PREM INCOME MUN COM 67101Q109 49 3790 SH SHARED 3790 NUVEEN INSD CALIF PREM INCOM COM 67061X102 208 15720 SH SHARED 15720 NUVEEN NY DIV ADVANTG MUN FD COM 67070A101 51 3750 SH SHARED 3750 PROSHARES ULTRASHORT LEH 7 COM 74347R313 602 11685 SH SHARED 11685 BLACKROCK CREDIT ALL INC TR COM 09255J101 233 25845 SH SHARED 25845 RMR ASIA PAC REAL EST FD NEW COM 76970B101 143 8354 SH SHARED 8354 COHEN & STEERS QUALITY RLTY COM 19247L106 467 65450 SH SHARED 65450 LMP CAP & INCOME FD INC COM 50208A102 306 28450 SH SHARED 28450 SPDR SERIES TRUST COM 78464A425 518 21605 SH SHARED 21605 PROSHARES SHORT 20+Y TR COM 74347X849 8 160 SH SHARED 160 SPDR SERIES TRUST COM 78464A458 334 14725 SH SHARED 14725 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 18 2252 SH SOLE 2252 BLACKROCK CORE BD TR COM 09249E101 0 22 SH SOLE 22 BLACKROCK INCOME TR INC COM 09247F100 96 14690 SH SOLE 14690 MFS INTERMARKET INCOME TRUST COM 59318R103 35 4325 SH SOLE 4325 FIRST TR/FOUR CRNRS SR FLOAT COM 33733U108 39 2972 SH SOLE 2972 MORGAN STANLEY COM 61745P502 27 2109 SH SOLE 2109 NUVEEN MULTI STRAT INC & GR COM 67073B106 9 1151 SH SOLE 1151 NUVEEN MULTI STRAT INC GR FD COM 67073D102 11 1358 SH SOLE 1358 NUVEEN TAX ADVANTAGED DIV GR COM 67073G105 1 56 SH SOLE 56 DWS STRATEGIC INCOME TR COM 23338N104 0 13 SH SOLE 13 BLACKROCK MUNIYIELD CALIF IN COM 09254N103 24 1875 SH SOLE 1875 MARKET VECTORS ETF TR COM 57060U886 179 9750 SH SOLE 9750 NUVEEN NY DIVID ADVNTG MUN F COM 67066X107 25 1825 SH SOLE 1825 NUVEEN MICH PREM INCOME MUN COM 67101Q109 76 5900 SH SOLE 5900 PROSHARES ULTRASHORT LEH 7 COM 74347R313 28 535 SH SOLE 535 POWERSHARES GLOBAL ETF TRUST COM 73936T474 557 23494 SH SOLE 23494 COHEN & STEERS QUALITY RLTY COM 19247L106 16 2280 SH SOLE 2280 SPDR SERIES TRUST COM 78464A425 485 20250 SH SOLE 20250 SPDR SERIES TRUST COM 78464A458 186 8201 SH SOLE 8201 SPDR TR PUT PUT 78462F953 397 4529 SH SOLE 4529 SPDR TR CALL CALL 78462F903 476 4249 SH SOLE 4249 BARCLYS 20+ YR PUT PUT 464287952 147 2405 SH SOLE 2405 R2000 ISHARES TR INDEX PUT 464287955 13 200 SH SOLE 200 MSCI EM ISHARES TR INDEX PUT 464287954 24 1000 SH SOLE 1000 POWERSHARES QQQ TRUST PUT 83935A954 2 486 SH SOLE 486
-----END PRIVACY-ENHANCED MESSAGE-----