-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PoGsnZNiaNLSWVC5eOArLq3FTVJc+mlEonkupZn5bQT5IpRZPJI4GJEC19swUCPA yI4Vnpu4x65Up6Ula7uhOw== 0001383241-08-000007.txt : 20080513 0001383241-08-000007.hdr.sgml : 20080513 20080513082930 ACCESSION NUMBER: 0001383241-08-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080513 DATE AS OF CHANGE: 20080513 EFFECTIVENESS DATE: 20080513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: YieldQuest Advisors, LLC CENTRAL INDEX KEY: 0001383241 IRS NUMBER: 770639638 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12339 FILM NUMBER: 08825792 BUSINESS ADDRESS: STREET 1: 3575 PIEDMONT ROAD STREET 2: SUITE 1550 CITY: ATLANTA STATE: 2Q ZIP: 30305 BUSINESS PHONE: 404-446-2270 MAIL ADDRESS: STREET 1: 3575 PIEDMONT ROAD STREET 2: SUITE 1550 CITY: ATLANTA STATE: 2Q ZIP: 30305 13F-HR 1 coverpage13f051308.txt FINAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2007 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one):[ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: YieldQuest Advisors 3280 Peachtree Rd. Suite 2600 Atlanta, GA 30305 Form 13F File Number: 028-12339 Person Signing this Report on Behalf of Reporting Manager: Gary Schwartz, Compliance Officer, (404) 446-3370 ATTENTION--Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a) The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Signature, Place and Date of Signing: /s/ Gary Schwartz Atlanta, Georgia May 13, 2008 Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other manager(s).) Form 13F SUMMARY PAGE Report Summary Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 535 Form 13F Information Table Value Total: $353,368 (x1000) List of Other Included Managers: NONE Name of Issuer Title of Cla Cusip Value SHRS OR Investment Other Voting Authority (x$1000)PRN AMT CALL/PUT DiscretionManagers Sole Shared None ACM MGD DOLLAR COM 000949107 1130 160493 SH SOLE 160493 ACM MGD DOLLAR COM 000949107 123 17540 SH SHARED 17540 AMR CORP COM 001765106 15 1650 SH SOLE 1650 ABERDEEN ASIA-PA COM 003009107 1097 176942 SH SOLE 176942 ABERDEEN ASIA-PA COM 003009107 21 3425 SH SHARED 3425 ABERDEEN GLB INC COM 003013109 1467 121330 SH SOLE 121330 ABERDEEN GLB INC COM 003013109 145 12025 SH SHARED 12025 ADAMS EXPRESS CO COM 006212104 56 4513 SH SHARED 4513 AIR FRA-KLM-ADR COM 009119108 25 900 SH SOLE 900 APPLE COM 037833100 86 600 SH SOLE 600 BANCROFT FUND LT COM 059695106 48 2651 SH SHARED 2651 BEAR STEARNS COS COM 073902108 297 28330 SH SHARED 28330 BEAR STEARNS COS COM 073902108 8 760 SH SHARED 760 BEAR STEARNS COS COM 073902108 19 1770 SH SOLE 1770 BLACKROCK INSD COM 092474105 1969 195698 SH SOLE 195698 BLACKROCK INSD COM 092474105 237 23538 SH SHARED 23538 BLACKROCK INSD COM 092474105 73 7260 SH SOLE 7260 BLACKROCK INC OP COM 092475102 1810 185610 SH SOLE 185610 BLACKROCK INC OP COM 092475102 135 13825 SH SHARED 13825 BLACKROCK INC OP COM 092475102 25 2600 SH SOLE 2600 BLACKROCK PREFER COM 092508100 1434 90878 SH SOLE 90878 BOULDER TOTL RET COM 101541100 300 14950 SH SOLE 14950 BOULDER TOTL RET COM 101541100 9 455 SH SHARED 455 BROOKFIELD HOMES COM 112723101 16 950 SH SOLE 950 CALAMOS-ST TO RT COM 128125101 557 46028 SH SOLE 46028 CASTLE CONV FD COM 148443104 1005 46992 SH SOLE 46992 CAVCO INDUSTRIES COM 149568107 16 450 SH SOLE 450 CENTEX CORP COM 152312104 24 1000 SH SOLE 1000 CENTRAL EU & RUS COM 153436100 237 5000 SH SOLE 5000 CENTRAL SECURITI COM 155123102 212 8622 SH SOLE 8622 CHAMPION ENTER COM 158496109 16 1550 SH SOLE 1550 CHILE FUND COM 168834109 103 5500 SH SOLE 5500 CHINA FUND INC COM 169373107 191 5995 SH SOLE 5995 CITIGROUP INC COM 172967101 64 3000 SH SOLE 3000 CLAY/RAY-SB-1 EQ COM 183833102 84 5400 SH SHARED 5400 COACH INC COM 189754104 35 1150 SH SOLE 1150 CONTINENTAL AI-B COM 210795308 22 1130 SH SOLE 1130 DELTA AIR LI COM 247361702 14 1684 SH SOLE 1684 EMC CORP/MASS COM 268648102 34 2400 SH SOLE 2400 EATON VA-EN EQ I COM 278274105 198 11500 SH SOLE 11500 EATON VA-EN EQ I COM 278274105 92 5335 SH SHARED 5335 ELLSWORTH FUND L COM 289074106 648 84189 SH SOLE 84189 ELLSWORTH FUND L COM 289074106 144 18732 SH SHARED 18732 EMERGING MKT TEL COM 290890102 220 10000 SH SOLE 10000 FIRST FIN FUND COM 320228109 92 10214 SH SOLE 10214 FIRST TR EN EQTY COM 337318109 359 25010 SH SOLE 25010 FIRST TR EN EQTY COM 337318109 22 1515 SH SHARED 1515 FIRST TR ABRD GL COM 337319107 427 25840 SH SOLE 25840 F&C-PFD SEC IN COM 338478100 4752 320213 SH SOLE 320213 F&C-PFD SEC IN COM 338478100 151 10175 SH SHARED 10175 F&C-CLMRE TO RET COM 338479108 2319 147772 SH SOLE 147772 FORT DEAR INC SE COM 347200107 63 4399 SH SOLE 4399 FORT DEAR INC SE COM 347200107 76 5330 SH SHARED 5330 40/86 STRATEGIC COM 349739102 1336 160633 SH SOLE 160633 40/86 STRATEGIC COM 349739102 133 15963 SH SHARED 15963 FRANKLIN UNIVERS COM 355145103 89 14085 SH SOLE 14085 GLBL INC & CURR COM 378968101 580 34650 SH SOLE 34650 H & Q LIFE SCIEN COM 404053100 87 7358 SH SOLE 7358 H & Q LIFE SCIEN COM 404053100 128 10855 SH SHARED 10855 JOHN HAN INC SEC COM 410123103 96 7474 SH SOLE 7474 HEWLETT-PACKARD COM 428236103 155 3400 SH SOLE 3400 HOVNANIAN ENT-A COM 442487203 22 2050 SH SOLE 2050 HYPERION TOT RET COM 449145101 432 61025 SH SOLE 61025 ING RISK MANAGED COM 449810100 171 10400 SH SOLE 10400 IBM COM 459200101 219 1900 SH SOLE 1900 INVEST GRADE MUN COM 461368102 1080 87506 SH SOLE 87506 INVEST GRADE MUN COM 461368102 127 10275 SH SHARED 10275 INVEST GRADE MUN COM 461368102 65 5273 SH SOLE 5273 ISHARES-AUSTRALI COM 464286103 309 12000 SH SOLE 12000 ISHARES-BRAZIL COM 464286400 662 8600 SH SOLE 8600 ISHARES-EMU INDX COM 464286608 125 1150 SH SHARED 1150 ISHARES MSCI PAC COM 464286665 264 1950 SH SOLE 1950 ISHARES-SINGAPOR COM 464286673 243 19000 SH SOLE 19000 ISHARES-TAIWAN COM 464286731 84 5300 SH SOLE 5300 ISHARES-JAPAN COM 464286848 408 33000 SH SOLE 33000 ISHARES FT/XI CH COM 464287184 137 1015 SH SHARED 1015 ISHARES-DJ US TR COM 464287192 368 4300 SH SOLE 4300 ISHARES-GL FINL COM 464287333 20 285 SH SHARED 285 ISHARES S&P NRSI COM 464287374 25 195 SH SHARED 195 ISHARES-MSCI EAF COM 464287465 14 200 SH SHARED 200 ISHARES S&P NATS COM 464287515 142 3165 SH SOLE 3165 ISHARES S&P NATS COM 464287523 50 1015 SH SHARED 1015 ISHARES-DJ CN SR COM 464287580 12 200 SH SHARED 200 ISHARES-DJ REAL COM 464287739 1147 17619 SH SHARED 17619 ISHARES-DJ REAL COM 464287739 46 707 SH SOLE 707 ISHARES-DJ FN SV COM 464287770 87 1000 SH SOLE 1000 ISHARES-DJ FN SC COM 464287788 123 1505 SH SHARED 1505 ISHARES-DJ HO CO COM 464288752 24 1175 SH SOLE 1175 ISHARES-DJ BR DL COM 464288794 1048 28100 SH SOLE 28100 ISHARES-DJ H C P COM 464288828 207 4400 SH SOLE 4400 ISHARES-DJ O E S COM 464288844 22 365 SH SHARED 365 JETBLUE AIRWAYS COM 477143101 24 4200 SH SOLE 4200 LAS VEGAS SANDS COM 517834107 33 450 SH SOLE 450 LEHMAN BROS HLDG COM 524908100 151 4000 SH SOLE 4000 LEHMAN FR T IN O COM 525178109 1467 133604 SH SOLE 133604 LENNAR CORP-CL A COM 526057104 23 1200 SH SOLE 1200 LIBERTY ALL-STAR COM 529900102 247 52200 SH SOLE 52200 LIBERTY ALL STAR COM 530158104 891 139464 SH SOLE 139464 LIBERTY ALL STAR COM 530158104 200 31230 SH SHARED 31230 MDC HOLDINGS INC COM 552676108 15 350 SH SOLE 350 MFS CHART INC TR COM 552727109 9917 1206450 SH SOLE 1206450 MFS CHART INC TR COM 552727109 1568 190767 SH SHARED 190767 MFS CHART INC TR COM 552727109 176 21471 SH SOLE 21471 MFS MULTI INC TR COM 552737108 7462 1311343 SH SOLE 1311343 MFS MULTI INC TR COM 552737108 1372 241047 SH SHARED 241047 MFS MULTI INC TR COM 552737108 56 9854 SH SOLE 9854 MFS GOVT MKT TST COM 552939100 733 107580 SH SOLE 107580 MGM MIRAGE COM 552953101 32 550 SH SOLE 550 MAD/CLAY COV CAL COM 556582104 85 8000 SH SOLE 8000 MAD/CLAY COV CAL COM 556582104 127 11935 SH SHARED 11935 MADISON STR SE P COM 558268108 446 30905 SH SOLE 30905 MADISON STR SE P COM 558268108 86 5955 SH SHARED 5955 MEXICO FUND COM 592835102 456 13159 SH SOLE 13159 MEXICO FUND COM 592835102 15 445 SH SHARED 445 MONTGMRY ST IN I COM 614115103 139 8585 SH SOLE 8585 MORGAN STANLEY C COM 617468103 649 16325 SH SOLE 16325 MORGAN STANLEY C COM 617468103 47 1193 SH SHARED 1193 NORDSTROM INC COM 655664100 31 950 SH SOLE 950 NORTHWEST AIRLIN COM 667280408 15 1700 SH SOLE 1700 NUVEEN-INS FL TF COM 670655109 772 62042 SH SOLE 62042 NUVEEN-INS FL TF COM 670655109 42 3400 SH SHARED 3400 NUVEEN FL INV QU COM 670970102 1649 133597 SH SOLE 133597 NUVEEN FL INV QU COM 670970102 140 11370 SH SHARED 11370 NUVEEN FL INV QU COM 670970102 79 6419 SH SOLE 6419 NUVEEN NJ INV QU COM 670971100 1310 101132 SH SOLE 101132 NUVEEN NJ INV QU COM 670971100 244 18875 SH SHARED 18875 NUVEEN PA INV QU COM 670972108 1910 149183 SH SOLE 149183 NUVEEN PA INV QU COM 670972108 150 11680 SH SHARED 11680 NUVEEN PA INV QU COM 670972108 108 8415 SH SOLE 8415 NUVEEN CA SEL QU COM 670975101 313 23842 SH SOLE 23842 NUVEEN CA SEL QU COM 670975101 42 3225 SH SHARED 3225 NUVEEN NY SEL QU COM 670976109 103 7990 SH SOLE 7990 NUVEEN NY SEL QU COM 670976109 90 6975 SH SHARED 6975 NUVEEN QUAL INC COM 670977107 541 40000 SH SOLE 40000 NUVEEN FL QUAL COM 670978105 1920 152856 SH SOLE 152856 NUVEEN FL QUAL COM 670978105 217 17287 SH SHARED 17287 NUVEEN FL QUAL COM 670978105 24 1929 SH SOLE 1929 NUVEEN MI QUAL COM 670979103 966 75035 SH SOLE 75035 NUVEEN OH QUAL COM 670980101 477 33991 SH SOLE 33991 NUVEEN TX QUAL COM 670983105 235 18000 SH SOLE 18000 NUVEEN INS OPP COM 670984103 1164 87220 SH SOLE 87220 NUVEEN CA QUAL COM 670985100 392 29226 SH SOLE 29226 NUVEEN NY QUAL COM 670986108 1322 103836 SH SOLE 103836 NUVEEN NY QUAL COM 670986108 51 4000 SH SHARED 4000 NUVEEN NY QUAL COM 670986108 51 4000 SH SOLE 4000 NUVEEN PREM INSD COM 670987106 1051 80631 SH SOLE 80631 NUVEEN PREM INSD COM 670987106 269 20631 SH SHARED 20631 NUVEEN PREM INSD COM 670987106 42 3225 SH SOLE 3225 NUVEEN PREM MUNI COM 670988104 388 30938 SH SOLE 30938 NUVEEN PREM MUNI COM 670988104 27 2145 SH SHARED 2145 PALM HARBOR HOME COM 696639103 7 1300 SH SOLE 1300 PETRO & RES CORP COM 716549100 103 2823 SH SHARED 2823 POLO RALPH LAURE COM 731572103 34 575 SH SOLE 575 PROSPECT ST HI COM 743586406 897 366039 SH SOLE 366039 PULTE HOMES INC COM 745867101 28 1900 SH SOLE 1900 PUTNAM HI INC SE COM 746779107 99 13220 SH SOLE 13220 PUTNAM PREM INC COM 746853100 11195 1844382 SH SOLE 1844382 PUTNAM PREM INC COM 746853100 1700 280052 SH SHARED 280052 PUTNAM PREM INC COM 746853100 78 12807 SH SOLE 12807 PUTNAM MAST INT COM 746909100 709 114873 SH SOLE 114873 PUTNAM MAST INT COM 746909100 257 41641 SH SHARED 41641 PUTNAM MAST INT COM 746909100 41 6625 SH SOLE 6625 PUTNAM MUNI OPP COM 746922103 3132 284967 SH SOLE 284967 PUTNAM MUNI OPP COM 746922103 432 39296 SH SHARED 39296 PUTNAM MUNI OPP COM 746922103 80 7287 SH SOLE 7287 ROYCE VALUE TRST COM 780910105 103 6553 SH SOLE 6553 ROYCE VALUE TRST COM 780910105 70 4487 SH SHARED 4487 ROYCE MICRO-CAP COM 780915104 238 22504 SH SOLE 22504 ROYCE MICRO-CAP COM 780915104 3 305 SH SHARED 305 RYLAND GROUP INC COM 783764103 15 450 SH SOLE 450 SEARS HOLDINGS COM 812350106 36 350 SH SOLE 350 SELIGMAN SEL MUN COM 816344105 1717 179191 SH SOLE 179191 SELIGMAN SEL MUN COM 816344105 110 11512 SH SHARED 11512 SELIGMAN SEL MUN COM 816344105 37 3825 SH SOLE 3825 SEMICONDUCTOR HL COM 816636203 258 9000 SH SOLE 9000 SKYLINE CORP COM 830830105 27 960 SH SOLE 960 SKYWEST INC COM 830879102 15 700 SH SOLE 700 SOTHEBY'S COM 835898107 36 1250 SH SOLE 1250 SOURCE CAPITAL COM 836144105 171 3200 SH SOLE 3200 SOUTHWEST AIR COM 844741108 31 2520 SH SOLE 2520 SUN MICROSYSTEMS COM 866810203 17 1100 SH SOLE 1100 SUNAMERICA ALP G COM 867037103 131 8500 SH SOLE 8500 SWISS HELVETIA COM 870875101 55 3400 SH SOLE 3400 TCW STRATEGIC IN COM 872340104 149 40700 SH SOLE 40700 TEMPLETON EM MKT COM 880191101 1292 65551 SH SOLE 65551 TEMPLETON EM MKT COM 880191101 101 5110 SH SHARED 5110 TIFFANY & CO COM 886547108 38 900 SH SOLE 900 TOLL BROTHERS COM 889478103 25 1050 SH SOLE 1050 TRANSAMER INC SH COM 893506105 2241 121155 SH SOLE 121155 TRANSAMER INC SH COM 893506105 304 16430 SH SHARED 16430 TRI-CONTL CORP COM 895436103 1501 86174 SH SOLE 86174 TRI-CONTL CORP COM 895436103 110 6340 SH SHARED 6340 UAL CORP COM 902549807 16 725 SH SOLE 725 VAN KAMP BOND FD COM 920955101 1630 95590 SH SOLE 95590 VAN KAMP BOND FD COM 920955101 821 48145 SH SHARED 48145 VAN KAMP BOND FD COM 920955101 26 1550 SH SOLE 1550 WESTERN ASSET VA COM 957667108 1765 116737 SH SOLE 116737 WESTERN ASSET VA COM 957667108 245 16190 SH SHARED 16190 WESTERN ASSET WO COM 957668106 1568 120609 SH SOLE 120609 WESTERN ASSET WO COM 957668106 499 38350 SH SHARED 38350 WESTERN ASSET IN COM 958435109 698 81425 SH SOLE 81425 WESTERN ASSET IN COM 958435109 85 9950 SH SHARED 9950 WYNN RESORTS LTD COM 983134107 35 350 SH SOLE 350 ZWEIG FUND COM 989834106 185 40200 SH SOLE 40200 ALLBERN INC FUND COM 01881E101 6073 738810 SH SOLE 738810 ALLBERN INC FUND COM 01881E101 905 110105 SH SHARED 110105 BLACKROCK CORE B COM 09249E101 6994 593196 SH SOLE 593196 BLACKROCK CORE B COM 09249E101 935 79336 SH SHARED 79336 BLACKROCK CORE B COM 09249E101 60 5099 SH SOLE 5099 ADVENT-CL EN G&I COM 00765E104 106 7500 SH SOLE 7500 FIRST TR FID MTG COM 33734E103 1155 68368 SH SOLE 68368 FIRST TR FID MTG COM 33734E103 143 8435 SH SHARED 8435 WESTERN ASSET EM COM 95766E103 974 76217 SH SOLE 76217 WESTERN ASSET EM COM 95766E103 474 37064 SH SHARED 37064 EATON VAN MA MUN COM 27826E104 186 14306 SH SOLE 14306 PIMCO NY MUN III COM 72201E105 117 9134 SH SOLE 9134 CLOUGH GLB OPPOR COM 18914E106 190 11640 SH SOLE 11640 CLOUGH GLB OPPOR COM 18914E106 106 6470 SH SHARED 6470 BLACK-HI INC SHS COM 09250E107 891 447841 SH SOLE 447841 BLACK-HI INC SHS COM 09250E107 34 17150 SH SHARED 17150 ADVENT-CVT S&IN COM 00764C109 905 42575 SH SOLE 42575 ADVENT-CVT S&IN COM 00764C109 18 860 SH SHARED 860 AIRTRAN HOLDINGS COM 00949P108 28 4270 SH SOLE 4270 BEAZER HOMES USA COM 07556Q105 19 2000 SH SOLE 2000 BLACKROCK INCOME COM 09247F100 9357 1610475 SH SOLE 1610475 BLACKROCK INCOME COM 09247F100 1960 337304 SH SHARED 337304 BLACKROCK INCOME COM 09247F100 122 20968 SH SOLE 20968 BLACKROCK FL INS COM 09247H106 956 65209 SH SOLE 65209 BLACKROCK NY INS COM 09247L107 32 2130 SH SOLE 2130 BLACKROCK HIGH COM 09248N102 1136 185874 SH SOLE 185874 BLACKROCK STR BN COM 09249G106 1662 146133 SH SOLE 146133 BLACKROCK STR BN COM 09249G106 204 17920 SH SHARED 17920 BLACK LTD DURA I COM 09249W101 838 56630 SH SOLE 56630 BLACKROCK-S DV A COM 09249Y107 171 15000 SH SOLE 15000 BLACKROCK-S DV A COM 09249Y107 12 1075 SH SHARED 1075 BLACKROCK F 2020 COM 09250M109 408 31835 SH SOLE 31835 BLACKROCK F 2020 COM 09250M109 39 3016 SH SHARED 3016 BLACKROCK DVD AC COM 09250N107 148 13000 SH SOLE 13000 BLACKROCK DVD AC COM 09250N107 25 2170 SH SHARED 2170 BLACKROCK-GL E&R COM 09250U101 271 9050 SH SOLE 9050 BLACKROCK-GL E&R COM 09250U101 6 205 SH SHARED 205 BLACK-HLTH SCI T COM 09250W107 233 9500 SH SOLE 9500 BLACK-HLTH SCI T COM 09250W107 133 5425 SH SHARED 5425 BLACKROCK-E DV A COM 09251A104 55 5000 SH SOLE 5000 BLACKROCK-E DV A COM 09251A104 54 4915 SH SHARED 4915 BLACKROCK-MUNI 2 COM 09253P109 233 17625 SH SOLE 17625 BLACKROCK-MUNI I COM 09253X102 342 25300 SH SOLE 25300 BLACKROCK-MU INS COM 09254A101 3088 258810 SH SOLE 258810 BLACKROCK-MU INS COM 09254A101 49 4125 SH SHARED 4125 BLACKROCK REAL A COM 09254B109 655 40380 SH SOLE 40380 BLACKROCK REAL A COM 09254B109 98 6015 SH SHARED 6015 BLACKROCK-MU I 2 COM 09254C107 2802 239081 SH SOLE 239081 BLACKROCK-MU I 2 COM 09254C107 548 46720 SH SHARED 46720 BLACKROCK-MU I 2 COM 09254C107 195 16648 SH SOLE 16648 BLACKROCK-MU Y Q COM 09254F100 219 16802 SH SOLE 16802 BLACKROCK-MU YQ2 COM 09254G108 2067 188217 SH SOLE 188217 BLACKROCK-MUH CA COM 09254L107 490 38994 SH SOLE 38994 BLACKROCK-MUH CA COM 09254L107 87 6900 SH SHARED 6900 BLACKROCK-MUH FL COM 09254P108 2829 233620 SH SOLE 233620 BLACKROCK-MUH FL COM 09254P108 254 20967 SH SHARED 20967 BLACKROCK-MUH FL COM 09254P108 39 3225 SH SOLE 3225 BLACKROCK-MUY FL COM 09254R104 1010 81347 SH SOLE 81347 BLACKROCK-MUY FL COM 09254R104 122 9825 SH SHARED 9825 BLACKROCK-MUY FL COM 09254R104 63 5075 SH SOLE 5075 BLACKROCK-MUY FL COM 09254T100 1684 139481 SH SOLE 139481 BLACKROCK-MUY FL COM 09254T100 99 8225 SH SHARED 8225 BLACKROCK-MUY FL COM 09254T100 24 2000 SH SOLE 2000 BLACKROCK-MUY MI COM 09254V105 907 69155 SH SOLE 69155 BLACKROCK-MU MI2 COM 09254W103 819 66582 SH SOLE 66582 BLACKROCK-MUH NJ COM 09254X101 374 28000 SH SOLE 28000 BLACKROCK-MUY NJ COM 09254Y109 186 13695 SH SOLE 13695 BLACKROCK-MUY NJ COM 09255A100 505 38394 SH SOLE 38394 BLACKROCK-MUH NY COM 09255C106 374 29373 SH SOLE 29373 BLACKROCK-MUY PA COM 09255G107 1220 93407 SH SOLE 93407 BLACKROCK-MUY PA COM 09255G107 74 5650 SH SHARED 5650 BLACKROCK-PFD IN COM 09255H105 1264 83219 SH SOLE 83219 BLACKROCK-PFD IN COM 09255H105 305 20080 SH SHARED 20080 BLACKROCK-PFD CO COM 09255J101 698 46993 SH SOLE 46993 BLACKROCK-COR HY COM 09255L106 617 94938 SH SOLE 94938 BLACKROCK-COR HY COM 09255L106 142 21820 SH SHARED 21820 BLACKROCK-COR HY COM 09255L106 26 3950 SH SOLE 3950 BLACKROCK-CO HY3 COM 09255M104 595 91230 SH SOLE 91230 BLACKROCK-CO HY3 COM 09255M104 78 11970 SH SHARED 11970 BLACKROCK-CO HY5 COM 09255N102 1088 100366 SH SOLE 100366 BLACKROCK-CO HY5 COM 09255N102 178 16406 SH SHARED 16406 BLACKROCK-DEBT S COM 09255R103 906 172290 SH SOLE 172290 BLACKROCK-FLO RT COM 09255X100 1021 71080 SH SOLE 71080 BLACKROCK-F/R I2 COM 09255Y108 589 41037 SH SOLE 41037 CALAMOS GLOBAL COM 12811L107 314 28000 SH SOLE 28000 CALAMOS CVT&HI I COM 12811P108 127 10000 SH SOLE 10000 CAPITAL ONE FINA COM 14040H105 272 5525 SH SHARED 5525 CHARTWELL DIV&IN COM 16139P104 584 88746 SH SOLE 88746 CISCO SYSTEMS COM 17275R102 96 4000 SH SOLE 4000 CLAYMORE/BNY BRI COM 18383M100 114 2500 SH SOLE 2500 CLOUGH-GLBL EQTY COM 18914C100 309 17155 SH SOLE 17155 COHEN & STEERS C COM 19248P106 60 4000 SH SOLE 4000 CS HIGH YLD BD COM 22544F103 311 100699 SH SOLE 100699 DR HORTON INC COM 23331A109 25 1600 SH SOLE 1600 DTF TAX-FREE INC COM 23334J107 2375 174622 SH SOLE 174622 DTF TAX-FREE INC COM 23334J107 505 37135 SH SHARED 37135 DTF TAX-FREE INC COM 23334J107 128 9391 SH SOLE 9391 DWS HIGH INCOME COM 23337C109 372 81300 SH SOLE 81300 DWS MULTI-MARKET COM 23338L108 1958 244751 SH SOLE 244751 DWS MULTI-MARKET COM 23338L108 5 610 SH SHARED 610 DWS MUNI INC TRS COM 23338M106 2764 262713 SH SOLE 262713 DWS MUNI INC TRS COM 23338M106 767 72873 SH SHARED 72873 DWS MUNI INC TRS COM 23338M106 183 17415 SH SOLE 17415 DWS STRAT INCM T COM 23338N104 621 56705 SH SOLE 56705 DWS STRAT INCM T COM 23338N104 162 14824 SH SHARED 14824 DWS STR MUN INCM COM 23338T101 351 32058 SH SOLE 32058 DWS GLB H/I FUND COM 23338W104 937 111725 SH SOLE 111725 DWS GLB H/I FUND COM 23338W104 80 9573 SH SHARED 9573 DWS GLB COM STK COM 23338Y100 325 19328 SH SOLE 19328 DWS DREMAN VALUE COM 23339M105 628 49365 SH SOLE 49365 DWS DREMAN VALUE COM 23339M105 138 10865 SH SHARED 10865 DELAWARE I MN II COM 24610V103 1052 78200 SH SOLE 78200 DELL INC COM 24702R101 60 3000 SH SOLE 3000 DIAMOND HILL FIN COM 25264C101 67 5580 SH SOLE 5580 DREM/CLAY DVD&IN COM 26153R100 115 8000 SH SOLE 8000 DREYFUS HI-YLD COM 26200S101 4172 1202188 SH SOLE 1202188 DREYFUS HI-YLD COM 26200S101 831 239607 SH SHARED 239607 DREYFUS HI-YLD COM 26200S101 31 8936 SH SOLE 8936 DREYFUS MUNI INC COM 26201R102 301 35430 SH SOLE 35430 DUFF &PH UTIL&CP COM 26432K108 2005 181820 SH SOLE 181820 DUFF &PH UTIL&CP COM 26432K108 638 57814 SH SHARED 57814 DUFF &PH UTIL&CP COM 26432K108 11 975 SH SOLE 975 EATON VAN MI MUN COM 27826D106 68 5750 SH SHARED 5750 EATON VAN SENIOR COM 27826S103 48 7400 SH SOLE 7400 EATON VAN NJ MUN COM 27826V106 591 48955 SH SOLE 48955 EATON VAN NJ MUN COM 27826V106 68 5625 SH SHARED 5625 EATON VAN TAX AD COM 27828G107 102 4400 SH SOLE 4400 EATON VAN TAX AD COM 27828G107 87 3740 SH SHARED 3740 EATON VAN LTD DU COM 27828H105 3881 275435 SH SOLE 275435 EATON VAN-T/A GL COM 27828S101 190 8500 SH SOLE 8500 EATON VAN-T/A GL COM 27828S101 6 285 SH SHARED 285 EATON VA-SH D DI COM 27828V104 2225 146170 SH SOLE 146170 EATON VA-SH D DI COM 27828V104 100 6546 SH SHARED 6546 EATON VA-T/M B/W COM 27828X100 262 16100 SH SOLE 16100 EATON VANCE TAX- COM 27829F108 55 3500 SH SOLE 3500 EVERGREEN-INC AD COM 30023Y105 339 32182 SH SOLE 32182 EVERGREEN MULT F COM 30024Y104 3761 238651 SH SOLE 238651 EVERGREEN MULT F COM 30024Y104 229 14525 SH SHARED 14525 EXPRESSJET HLDGS COM 30218U108 13 5000 SH SOLE 5000 FEDERATED I MUNI COM 31423M105 179 13927 SH SOLE 13927 FID/CLAY DYN EQT COM 31647T100 162 10000 SH SOLE 10000 FID/CLAY DYN EQT COM 31647T100 8 500 SH SHARED 500 FIRST TR AB EMG COM 33731K102 309 17677 SH SOLE 17677 FIRST TR AB EMG COM 33731K102 318 18190 SH SHARED 18190 FIRST TR 4 CRNR COM 33733Q107 1682 126555 SH SOLE 126555 FIRST TR 4 CRN 2 COM 33733U108 3528 259196 SH SOLE 259196 FIRST TR 4 CRN 2 COM 33733U108 805 59175 SH SHARED 59175 FIRST TR 4 CRN 2 COM 33733U108 39 2885 SH SOLE 2885 FRANKLIN-LTD DUR COM 35472T101 3176 290320 SH SOLE 290320 FRANKLIN-LTD DUR COM 35472T101 334 30525 SH SHARED 30525 GABELLI DVD&INC COM 36242H104 160 8955 SH SHARED 8955 GABELLI GLOBAL D COM 36245G103 100 6275 SH SOLE 6275 GOL-ADR COM 38045R107 21 1425 SH SOLE 1425 GOLDMAN SACHS GP COM 38141G104 174 1050 SH SOLE 1050 GOOGLE INC-CL A COM 38259P508 178 405 SH SOLE 405 JOHN HAN PREM II COM 41013T105 6633 720973 SH SOLE 720973 JOHN HAN PREM II COM 41013T105 1380 149970 SH SHARED 149970 JOHN HAN PREM II COM 41013T105 172 18696 SH SOLE 18696 JOHN HANCOCK PFD COM 41013W108 403 21370 SH SOLE 21370 JOHN HAN INC II COM 41013X106 500 26338 SH SOLE 26338 JOHN HAN INC III COM 41021P103 1229 71360 SH SOLE 71360 HYPERION STRATEG COM 44915C105 622 70810 SH SOLE 70810 ING PR RATE TR COM 44977W106 2490 456795 SH SOLE 456795 ING PR RATE TR COM 44977W106 666 122265 SH SHARED 122265 ING PR RATE TR COM 44977W106 39 7200 SH SOLE 7200 ING GLOBAL ADVAN COM 44982N109 107 6500 SH SOLE 6500 ING ASIA PACIFIC COM 44983J107 42 2120 SH SHARED 2120 INSURED MUNI INC COM 45809F104 613 49481 SH SOLE 49481 INSURED MUNI INC COM 45809F104 24 1950 SH SHARED 1950 JF CHINA REGION COM 46614T107 228 11025 SH SOLE 11025 JUNIPER NETWORKS COM 48203R104 10 400 SH SOLE 400 KB HOME COM 48666K109 14 560 SH SOLE 560 LMP CORPORATE LO COM 50208B100 93 9219 SH SOLE 9219 LAZARD-GL T R&I COM 52106W103 58 3000 SH SOLE 3000 LAZARD-GL T R&I COM 52106W103 126 6535 SH SHARED 6535 LUXOTTICA GR-ADR COM 55068R202 38 1500 SH SOLE 1500 MBIA CAP/CL MA I COM 55266X100 1680 142001 SH SOLE 142001 MBIA CAP/CL MA I COM 55266X100 280 23702 SH SHARED 23702 MBIA CAP/CL MA I COM 55266X100 53 4460 SH SOLE 4460 MFS INTER INC TR COM 55273C107 15619 2455887 SH SOLE 2455887 MFS INTER INC TR COM 55273C107 2526 397125 SH SHARED 397125 MFS INTER INC TR COM 55273C107 302 47443 SH SOLE 47443 M/I HOMES INC COM 55305B101 22 1300 SH SOLE 1300 MACQUARIE GL ITR COM 55608D101 500 19000 SH SOLE 19000 M VECTRS AGRIBUS COM 57060U605 86 1600 SH SOLE 1600 MARKET V-GAMING COM 57060U829 35 900 SH SOLE 900 MERITAGE HOMES C COM 59001A102 21 1100 SH SOLE 1100 MFS INTERMARKET COM 59318R103 879 111454 SH SOLE 111454 MORGAN ST EM DBT COM 61744H105 4088 425835 SH SOLE 425835 MORGAN ST EM DBT COM 61744H105 770 80245 SH SHARED 80245 MORGAN ST HI YLD COM 61744M104 820 153830 SH SOLE 153830 MORGAN ST HI YLD COM 61744M104 402 75360 SH SHARED 75360 MORGAN ST HI YLD COM 61744M104 75 14154 SH SOLE 14154 MORGAN ST GL OPP COM 61744R103 402 59280 SH SOLE 59280 MORGAN ST GL OPP COM 61744R103 33 4800 SH SHARED 4800 MORGAN ST MU PRE COM 61745P429 82 10113 SH SOLE 10113 MORGAN ST MU PRE COM 61745P429 144 17725 SH SHARED 17725 MORGAN ST MU PRE COM 61745P429 25 3075 SH SOLE 3075 MORGAN ST QU MU COM 61745P585 133 10095 SH SHARED 10095 MORGAN ST QU INV COM 61745P668 251 20325 SH SOLE 20325 MORGAN ST QUAL M COM 61745P734 31 2500 SH SOLE 2500 MORGAN ST IN M I COM 61745P791 33 2500 SH SOLE 2500 MORGAN ST INC SE COM 61745P874 96 6438 SH SOLE 6438 NVR INC COM 62944T105 39 65 SH SOLE 65 NASDAQ PREMIUM I COM 63110R105 302 19800 SH SOLE 19800 NASDAQ PREMIUM I COM 63110R105 100 6530 SH SHARED 6530 NEUBERGER NY INT COM 64124K102 249 19749 SH SOLE 19749 NEUBERG INT MUNI COM 64124P101 2212 166046 SH SOLE 166046 NEUBERG INT MUNI COM 64124P101 238 17855 SH SHARED 17855 NEUBERG INT MUNI COM 64124P101 65 4850 SH SOLE 4850 NICHOLAS-APP CVT COM 65370F101 81 7000 SH SOLE 7000 NICHOLAS-C IN II COM 65370G109 77 7000 SH SOLE 7000 NUVEEN GA PREM COM 67060F102 912 71966 SH SOLE 71966 NUVEEN GA PREM COM 67060F102 18 1400 SH SHARED 1400 NUVEEN NC PREM COM 67060P100 987 76680 SH SOLE 76680 NUVEEN NC PREM COM 67060P100 96 7450 SH SHARED 7450 NUVEEN PA PREM 2 COM 67061F101 2278 189218 SH SOLE 189218 NUVEEN PA PREM 2 COM 67061F101 172 14300 SH SHARED 14300 NUVEEN PA PREM 2 COM 67061F101 122 10125 SH SOLE 10125 NUVEEN MD PREM COM 67061Q107 325 25423 SH SOLE 25423 NUVEEN INS CA P2 COM 67061U108 396 30937 SH SOLE 30937 NUVEEN CA INV QU COM 67062A101 439 32845 SH SOLE 32845 NUVEEN PERF+ MUN COM 67062P108 1097 82040 SH SOLE 82040 NUVEEN PERF+ MUN COM 67062P108 351 26236 SH SHARED 26236 NUVEEN PERF+ MUN COM 67062P108 160 12003 SH SOLE 12003 NUVEEN NY PERF+ COM 67062R104 576 41500 SH SOLE 41500 NUVEEN CA MUN OP COM 67062U107 39 2963 SH SOLE 2963 NUVEEN NY INV QU COM 67062X101 414 31622 SH SOLE 31622 NUVEEN NY INV QU COM 67062X101 65 4976 SH SHARED 4976 NUVEEN VA PREM COM 67064R102 380 28563 SH SOLE 28563 NUVEEN DVD ADV M COM 67066V101 424 31838 SH SOLE 31838 NUVEEN NY DIV AD COM 67066X107 232 17450 SH SOLE 17450 NUVEEN CA DVD 2 COM 67069X104 275 20825 SH SOLE 20825 NUVEEN NJ DVD FD COM 67069Y102 367 28616 SH SOLE 28616 NUVEEN INS PREM2 COM 6706D8104 1909 163417 SH SOLE 163417 NUVEEN INS PREM2 COM 6706D8104 46 3970 SH SHARED 3970 NUVEEN INS PREM2 COM 6706D8104 47 4053 SH SOLE 4053 NUVEEN-EQ PR OPP COM 6706EM102 142 9300 SH SOLE 9300 NUVEEN-EQ PR OPP COM 6706EM102 139 9055 SH SHARED 9055 NUVEEN-D DVD&INC COM 6706EP105 244 18900 SH SOLE 18900 NUVEEN-EQ PR INC COM 6706ER101 152 10000 SH SOLE 10000 NUVEEN TAX-ADVAN COM 6706EV102 888 95835 SH SOLE 95835 NUVEEN-EQ PR & G COM 6706EW100 984 61495 SH SOLE 61495 NUVEEN-EQ PR & G COM 6706EW100 204 12770 SH SHARED 12770 NUVEEN PREM INC4 COM 6706K4105 1073 94741 SH SOLE 94741 NUVEEN PREM INC4 COM 6706K4105 16 1400 SH SHARED 1400 NUVEEN OH DVD FD COM 67070C107 215 16410 SH SOLE 16410 NUVEEN MD DVD 2 COM 67070V105 398 30182 SH SOLE 30182 NUVEEN DVD AD 3 COM 67070X101 195 14500 SH SOLE 14500 NUVEEN NC DVD 2 COM 67071D104 129 9671 SH SOLE 9671 NUVEEN IN DVD AD COM 67071L106 660 49639 SH SOLE 49639 NUVEEN QUALITY COM 67071S101 1127 109885 SH SOLE 109885 NUVEEN-QLTY III COM 67072W101 405 39127 SH SOLE 39127 NUVEEN-MS IN&GR COM 67073B106 5225 513760 SH SOLE 513760 NUVEEN-MS IN&GR COM 67073B106 1118 109913 SH SHARED 109913 NUVEEN-MS IN&GR COM 67073B106 23 2232 SH SOLE 2232 NUVEEN GLOBAL GO COM 67073C104 668 38392 SH SOLE 38392 NUVEEN-MS IN&GR2 COM 67073D102 8343 819515 SH SOLE 819515 NUVEEN-MS IN&GR2 COM 67073D102 1107 108710 SH SHARED 108710 NUVEEN-MS IN&GR2 COM 67073D102 100 9836 SH SOLE 9836 NUVEEN TAX-ADVAN COM 67073G105 765 49928 SH SOLE 49928 NUVEEN MULTI-CUR COM 67090N109 753 44160 SH SOLE 44160 NUVEEN CORE EQUI COM 67090X107 355 24200 SH SOLE 24200 NUVEEN NJ PREM COM 67101N106 117 8850 SH SOLE 8850 NUVEEN MI PREM COM 67101Q109 410 32563 SH SOLE 32563 NUVEEN INS FL PR COM 67101V108 1103 84867 SH SOLE 84867 NUVEEN INS FL PR COM 67101V108 100 7675 SH SHARED 7675 NUVEEN INS FL PR COM 67101V108 26 2000 SH SOLE 2000 OLD MUTUAL-OLD/S COM 68003N103 96 7110 SH SHARED 7110 POWERSHARES FIN COM 73935X229 1258 59060 SH SOLE 59060 POWERSH-OIL&GAS COM 73935X625 17 663 SH SHARED 663 POWERSH-DYN INSU COM 73935X641 64 4065 SH SHARED 4065 POWERSH-AERO&DEF COM 73935X690 33 1698 SH SHARED 1698 POWERSH-LEIS&ENT COM 73935X757 35 2440 SH SHARED 2440 POWERSHARES DB U COM 73936D107 1045 46657 SH SHARED 46657 POWERSHARES DB U COM 73936D107 126 5645 SH SOLE 5645 ULTRA REAL ESTAT COM 74347R677 3402 104655 SH SOLE 104655 ULTRA TECHNOLOGY COM 74347R693 117 2100 SH SOLE 2100 ULTRA OIL & GAS COM 74347R719 674 7600 SH SOLE 7600 ULTRA HEALTH CAR COM 74347R735 603 11000 SH SOLE 11000 ULTRA CONSUMER S COM 74347R750 331 7700 SH SOLE 7700 ULTRA BASIC MATE COM 74347R776 197 2500 SH SOLE 2500 RMR-HOSP & R/E COM 74963J108 397 28211 SH SOLE 28211 RMR-HOSP & R/E COM 74963J108 103 7325 SH SHARED 7325 RMR ASIA REAL ES COM 74964Q101 137 11120 SH SOLE 11120 RMR ASIA REAL ES COM 74964Q101 326 26519 SH SHARED 26519 RMR ASIA PAC R/E COM 76969W108 17 1200 SH SOLE 1200 SPDR S&P CHINA E COM 78463X400 450 6500 SH SOLE 6500 SPDR LEHMAN MUNI COM 78464A458 223 10205 SH SHARED 10205 SPDR LEHMAN MUNI COM 78464A458 137 6245 SH SOLE 6245 KBW CAP MKTS ETF COM 78464A771 84 1673 SH SHARED 1673 KBW BANK ETF COM 78464A797 370 9500 SH SOLE 9500 KBW BANK ETF COM 78464A797 19 480 SH SHARED 480 SAKS INC COM 79377W108 34 2700 SH SOLE 2700 SPDR-CONS DISCRE COM 81369Y407 928 30000 SH SOLE 30000 SPDR-CONS DISCRE COM 81369Y407 25 800 SH SHARED 800 SPDR-FINL SELECT COM 81369Y605 1710 68910 SH SOLE 68910 SPDR-FINL SELECT PUT 81369Y605 1000 1347400 SH SOLE 1347400 SPDR-FINL SELECT COM 81369Y605 295 11880 SH SHARED 11880 SPDR-INDU SELECT COM 81369Y704 1031 27700 SH SOLE 27700 SPDR-INDU SELECT COM 81369Y704 13 345 SH SHARED 345 SPDR-TECH SEL S COM 81369Y803 82 3645 SH SHARED 3645 SELIGMAN LASALLE COM 81634A101 59 3700 SH SOLE 3700 STANDARD PACIFIC COM 85375C101 12 2400 SH SOLE 2400 TS&W/CL-T/A BAL COM 87280R108 1294 111436 SH SOLE 111436 TELECOM HOLDRS COM 87927P200 357 11000 SH SOLE 11000 TEMPLETON DRAGON COM 88018T101 235 9600 SH SOLE 9600 US AIRWAYS GROUP COM 90341W108 14 1600 SH SOLE 1600 WCI COMMUNITIES COM 92923C104 10 3000 SH SOLE 3000 WESTERN ASSET EM COM 95766A101 6853 394074 SH SOLE 394074 WESTERN ASSET EM COM 95766A101 956 54977 SH SHARED 54977 WESTERN ASSET EM COM 95766A101 103 5944 SH SOLE 5944 WESTERN ASSET GL COM 95766B109 1950 176952 SH SOLE 176952 WESTERN ASSET EM COM 95766C107 158 13083 SH SOLE 13083 WESTERN ASSET EM COM 95766C107 77 6350 SH SHARED 6350 WESTERN ASSET GL COM 95766G108 242 23905 SH SOLE 23905 WESTERN ASSET HI COM 95766H106 89 10400 SH SHARED 10400 WESTERN AS H/I 2 COM 95766J102 3498 380582 SH SOLE 380582 WESTERN AS H/I 2 COM 95766J102 34 3690 SH SHARED 3690 WESTERN ASSET HI COM 95766K109 4781 844656 SH SOLE 844656 WESTERN ASSET HI COM 95766K109 93 16495 SH SHARED 16495 WESTERN ASSET MA COM 95766L107 1883 343670 SH SOLE 343670 WESTERN ASSET MA COM 95766L107 29 5260 SH SHARED 5260 WESTERN ASSET MA COM 95766L107 11 2025 SH SOLE 2025 WESTERN ASSET MA COM 95766M105 964 88422 SH SOLE 88422 WESTERN ASSET MA COM 95766M105 85 7800 SH SHARED 7800 WESTERN ASSET MA COM 95766M105 50 4600 SH SOLE 4600 WESTERN ASSET MU COM 95766P108 1224 96796 SH SOLE 96796 WESTERN ASSET IN COM 95766T100 43 3210 SH SOLE 3210 WESTERN ASSET 20 COM 95766W103 170 16490 SH SOLE 16490 WISDOMTREE INDIA COM 97717W422 319 14000 SH SOLE 14000
-----END PRIVACY-ENHANCED MESSAGE-----