0000909012-16-000609.txt : 20161114 0000909012-16-000609.hdr.sgml : 20161111 20161114152318 ACCESSION NUMBER: 0000909012-16-000609 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tradewinds Global Investors, LLC CENTRAL INDEX KEY: 0001383221 IRS NUMBER: 020767178 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12572 FILM NUMBER: 161994224 BUSINESS ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 20TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310) 552-5114 MAIL ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 20TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: Tradewinds NWQ Global Investors, LLC DATE OF NAME CHANGE: 20061211 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001383221 XXXXXXXX 09-30-2016 09-30-2016 Tradewinds Global Investors, LLC

2049 CENTURY PARK EAST 20TH FLOOR LOS ANGELES CA 90067

13F HOLDINGS REPORT 028-12572 N Mary Ann Iudice 310 552 5114 /s/ MARY ANN IUDICE Los Angeles CA 11-14-2016 1 51 81316 false 1 028-11405 Nuveen Investments, Inc. INFORMATION TABLE 2 aci_13f.xml AES Corp/VA COM 00130H105 1692 131640 SH DFND 1 131640 0 0 Agrium Inc COM 008916108 2706 29842 SH DFND 1 29842 0 0 Allscripts Healthcare Solutions Inc COM 01988P108 1202 91273 SH DFND 1 91273 0 0 Aon PLC SHS CL A G0408V102 1157 10281 SH DFND 1 10209 0 72 Arctic Cat Inc COM 039670104 346 22357 SH DFND 1 22357 0 0 Axis Capital Holdings Ltd SHS G0692U109 4148 76349 SH DFND 1 76349 0 0 Best Buy Co Inc COM 086516101 880 23042 SH DFND 1 23042 0 0 Bristow Group Inc COM 110394103 570 40683 SH DFND 1 40683 0 0 Bunge Ltd COM G16962105 1017 17178 SH DFND 1 17178 0 0 Cameco Corp COM 13321L108 1632 190600 SH DFND 1 190142 0 458 Canadian Natural Resources Ltd COM 136385101 2208 68904 SH DFND 1 68690 0 214 CBIZ Inc COM 124805102 481 42960 SH DFND 1 42960 0 0 CenturyLink Inc COM 156700106 1186 43239 SH DFND 1 43239 0 0 CIT Group Inc COM NEW 125581801 1764 48600 SH DFND 1 48600 0 0 CNA Financial Corp COM 126117100 1365 39664 SH DFND 1 39664 0 0 Colony Capital Inc CL A 19624R106 1948 106882 SH DFND 1 106882 0 0 Credit Suisse Group AG SPONSORED ADR 225401108 2369 180272 SH DFND 1 180272 0 0 DSW Inc CL A 23334L102 752 36702 SH DFND 1 36702 0 0 Embraer SA SP ADR REP 4 COM 29082A107 216 12501 SH DFND 1 12221 0 280 Endurance Specialty Holdings Ltd SHS G30397106 1254 19160 SH DFND 1 19160 0 0 First Solar Inc COM 336433107 755 19107 SH DFND 1 19107 0 0 Flex Ltd ORD Y2573F102 2293 168338 SH DFND 1 168338 0 0 Fossil Group Inc COM 34988V106 320 11537 SH DFND 1 11537 0 0 GlaxoSmithKline PLC SPONSORED ADR 37733W105 1947 45143 SH DFND 1 45143 0 0 Goodyear Tire & Rubber Co/The COM 382550101 1743 53976 SH DFND 1 53976 0 0 Impax Laboratories Inc COM 45256B101 1177 49661 SH DFND 1 49661 0 0 ING Groep NV SPONSORED ADR 456837103 3226 261401 SH DFND 1 260908 0 493 Interpublic Group of Cos Inc/The COM 460690100 529 23647 SH DFND 1 23647 0 0 Koninklijke Philips NV NY REG SH NEW 500472303 358 12086 SH DFND 1 12086 0 0 KT Corp SPONSORED ADR 48268K101 842 52461 SH DFND 1 52461 0 0 Leucadia National Corp COM 527288104 1236 64904 SH DFND 1 64904 0 0 Lexington Realty Trust COM 529043101 1285 124750 SH DFND 1 124750 0 0 ManpowerGroup Inc COM 56418H100 1694 23438 SH DFND 1 23438 0 0 Micron Technology Inc COM 595112103 1512 85012 SH DFND 1 85012 0 0 Net 1 UEPS Technologies Inc COM NEW 64107N206 267 31140 SH DFND 1 31140 0 0 Nippon Telegraph & Telephone Corp SPONSORED ADR 654624105 3454 75404 SH DFND 1 75235 0 169 NRG Energy Inc COM NEW 629377508 334 29776 SH DFND 1 29776 0 0 POSCO SPONSORED ADR 693483109 2172 42525 SH DFND 1 42387 0 138 Royal Bank of Scotland Group PLC SPONS ADR 2 ORD 780097689 243 52072 SH DFND 1 50929 0 1143 Royal Dutch Shell PLC SPON ADR B 780259107 3232 61173 SH DFND 1 61053 0 120 Sanofi SPONSORED ADR 80105N105 2858 74827 SH DFND 1 74641 0 186 SAP SE SPON ADR 803054204 2038 22290 SH DFND 1 22290 0 0 SK Telecom Co Ltd SPONSORED ADR 78440P108 3473 153662 SH DFND 1 153265 0 397 SkyWest Inc COM 830879102 3131 118541 SH DFND 1 118541 0 0 Suncor Energy Inc COM 867224107 299 10765 SH DFND 1 10765 0 0 Superior Energy Services Inc COM 868157108 395 22081 SH DFND 1 22081 0 0 Telefonaktiebolaget LM Ericsson ADR B SEK 10 294821608 1821 252630 SH DFND 1 252630 0 0 Tenaris SA SPONSORED ADR 88031M109 3016 106201 SH DFND 1 105870 0 331 Teva Pharmaceutical Industries Ltd ADR 881624209 2772 60243 SH DFND 1 60121 0 122 Toyota Motor Corp SP ADR REP2COM 892331307 3174 27345 SH DFND 1 27290 0 55 Triumph Group Inc COM 896818101 832 29841 SH DFND 1 29841 0 0