Co-Chief Investment Officer

0000909012-16-000503.txt : 20160511 0000909012-16-000503.hdr.sgml : 20160511 20160511115133 ACCESSION NUMBER: 0000909012-16-000503 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160511 DATE AS OF CHANGE: 20160511 EFFECTIVENESS DATE: 20160511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tradewinds Global Investors, LLC CENTRAL INDEX KEY: 0001383221 IRS NUMBER: 020767178 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12572 FILM NUMBER: 161638927 BUSINESS ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 20TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310) 552-5114 MAIL ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 20TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: Tradewinds NWQ Global Investors, LLC DATE OF NAME CHANGE: 20061211 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001383221 XXXXXXXX 03-31-2016 03-31-2016 Tradewinds Global Investors, LLC

2049 CENTURY PARK EAST 20TH FLOOR LOS ANGELES CA 90067

13F HOLDINGS REPORT 028-12572 N Emily Alejos and Andrew Thelen Co-Chief Investment Officer 310 552 5114 /s/ EMILY ALEJOS and ANDREW THELEN Los Angeles CA 05-05-2016 2 135 1656025 false 1 028-11405 Nuveen Investments, Inc. 2 028-16475 SEI Investments Management Corporation INFORMATION TABLE 2 aci_13f.xml Abengoa Yield plc ORD SHS G00349103 2072 116579 SH DFND 1 115913 0 666 Adecoagro SA COM L00849106 9047 783318 SH DFND 1 783318 0 0 Advance Auto Parts Inc COM 00751Y106 8047 50192 SH DFND 1 48276 0 1916 AES Corp/VA COM 00130H105 21730 1841528 SH DFND 1 1839302 0 2226 Aetna Inc COM 00817Y108 21828 194292 SH DFND 1 189018 0 5274 Agilent Technologies Inc COM 00846U101 6415 161000 SH DFND 1 161000 0 0 Agrium Inc COM 008916108 52319 592582 SH DFND 1,2 584675 0 7907 AGRIUM INC JUL16 90 CALL COM 008916108 87 25000 SH Call DFND 1 25000 0 0 Allied World Assurance Co Holdings AG SHS H01531104 6390 182912 SH DFND 1 177159 0 5753 Allscripts Healthcare Solutions Inc COM 01988P108 6590 498877 SH DFND 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