0000909012-15-000112.txt : 20150213
0000909012-15-000112.hdr.sgml : 20150213
20150213150305
ACCESSION NUMBER: 0000909012-15-000112
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150213
DATE AS OF CHANGE: 20150213
EFFECTIVENESS DATE: 20150213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tradewinds Global Investors, LLC
CENTRAL INDEX KEY: 0001383221
IRS NUMBER: 020767178
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12572
FILM NUMBER: 15613200
BUSINESS ADDRESS:
STREET 1: 2049 CENTURY PARK EAST
STREET 2: 20TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: (310) 552-5114
MAIL ADDRESS:
STREET 1: 2049 CENTURY PARK EAST
STREET 2: 20TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER COMPANY:
FORMER CONFORMED NAME: Tradewinds NWQ Global Investors, LLC
DATE OF NAME CHANGE: 20061211
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001383221
XXXXXXXX
12-31-2014
12-31-2014
Tradewinds Global Investors, LLC
2049 CENTURY PARK EAST
20TH FLOOR
LOS ANGELES
CA
90067
13F HOLDINGS REPORT
028-12572
N
Emily Alejos and Andrew Thelen
Co-Chief Investment Officer
310 552 5114
/s/ EMILY ALEJOS and ANDREW THELEN
Los Angeles
CA
02-13-2015
1
105
2462784
false
1
028-11405
Nuveen Investments, Inc.
INFORMATION TABLE
2
aci_13f.xml
Adecoagro SA
COM
L00849106
26127
3261830
SH
DFND
1
3261830
0
0
Aegon NV
NY REGISTRY SH
007924103
23800
3173441
SH
DFND
1
3148110
0
25331
AES Corp/VA
COM
00130H105
47224
3429514
SH
DFND
1
3383021
0
46493
Aetna Inc
COM
00817Y108
11692
131631
SH
DFND
1
125539
0
6092
Agilent Technologies Inc
COM
00846U101
4319
105500
SH
DFND
1
105500
0
0
Agrium Inc
COM
008916108
67446
712062
SH
DFND
1
705838
0
6224
Allscripts Healthcare Solutions Inc
COM
01988P108
16163
1265707
SH
DFND
1
1222230
0
43477
Ally Financial Inc
COM
02005N100
15522
657179
SH
DFND
1
635044
0
22135
American International Group Inc
COM NEW
026874784
76288
1362056
SH
DFND
1
1343385
0
18671
AngloGold Ashanti Ltd
SPONSORED ADR
035128206
116
13416
SH
DFND
1
13416
0
0
Aon PLC
SHS CL A
G0408V102
7975
84101
SH
DFND
1
80370
0
3731
Apache Corp
COM
037411105
30957
493971
SH
DFND
1
493971
0
0
Archer-Daniels-Midland Co
COM
039483102
28316
544542
SH
DFND
1
533903
0
10639
Arctic Cat Inc
COM
039670104
15980
450163
SH
DFND
1
449482
0
681
Axis Capital Holdings Ltd
SHS
G0692U109
97601
1910379
SH
DFND
1
1897844
0
12535
Baker Hughes Inc
COM
057224107
7513
134000
SH
DFND
1
134000
0
0
Barrick Gold Corp
COM
067901108
12579
1170189
SH
DFND
1
1170189
0
0
Best Buy Co Inc
COM
086516101
18536
475546
SH
DFND
1
474640
0
906
Bristow Group Inc
COM
110394103
7781
118275
SH
DFND
1
116091
0
2184
Bunge Ltd
COM
G16962105
47573
523306
SH
DFND
1
518048
0
5258
Cabot Oil & Gas Corp
COM
127097103
523
17683
SH
DFND
1
17683
0
0
Cameco Corp
COM
13321L108
34342
2092788
SH
DFND
1
2081387
0
11401
CBIZ Inc
COM
124805102
2720
317826
SH
DFND
1
315050
0
2776
Centrais Eletricas Brasileiras SA
SPON ADR PFD B
15234Q108
15019
5233244
SH
DFND
1
5230279
0
2965
Centrais Eletricas Brasileiras SA
SPONSORED ADR
15234Q207
11215
5240948
SH
DFND
1
5203898
0
37050
CenturyLink Inc
COM
156700106
2889
73000
SH
DFND
1
73000
0
0
China Mobile Ltd
SPONSORED ADR
16941M109
2622
44578
SH
DFND
1
44578
0
0
Cia de Saneamento Basico do Estado de Sao Paulo
SPONSORED ADR
20441A102
10763
1711264
SH
DFND
1
1711264
0
0
Cisco Systems Inc
COM
17275R102
39649
1425454
SH
DFND
1
1400103
0
25351
CIT Group Inc
COM NEW
125581801
22589
472282
SH
DFND
1
455898
0
16384
Citizens Financial Group Inc
COM
174610105
17639
709564
SH
DFND
1
681567
0
27997
CNA Financial Corp
COM
126117100
16906
436735
SH
DFND
1
425069
0
11666
Credit Suisse Group AG
SPONSORED ADR
225401108
4113
164014
SH
DFND
1
163717
0
297
Cresud SACIF y A
SPONSORED ADR
226406106
3203
317456
SH
DFND
1
316528
0
928
CSX Corp
COM
126408103
7029
194034
SH
DFND
1
185464
0
8570
Dean Foods Co
COM NEW
242370203
54760
2825634
SH
DFND
1
2794163
0
31471
DSW Inc
CL A
23334L102
15576
417603
SH
DFND
1
416404
0
1199
Empresa Nacional de Electricidad SA/Chile
SPONSORED ADR
29244T101
366
8199
SH
DFND
1
8199
0
0
Endurance Specialty Holdings Ltd
SHS
G30397106
8650
144558
SH
DFND
1
143291
0
1267
Exelon Corp
COM
30161N101
5931
159976
SH
DFND
1
153135
0
6841
First Citizens BancShares Inc/NC
CL A
31946M103
6236
24670
SH
DFND
1
23276
0
1394
FirstEnergy Corp
COM
337932107
10796
276914
SH
DFND
1
269249
0
7665
Flextronics International Ltd
ORD
Y2573F102
38889
3478494
SH
DFND
1
3418095
0
60399
Freeport-McMoRan Inc
CL B
35671D857
14307
612498
SH
DFND
1
612498
0
0
Fresh Del Monte Produce Inc
ORD
G36738105
12421
370225
SH
DFND
1
361897
0
8328
General Electric Co
COM
369604103
25348
1003088
SH
DFND
1
958867
0
44221
General Motors Co
COM
37045V100
68304
1956584
SH
DFND
1
1925807
0
30777
General Motors Co
COM
37045V100
3805
109000
SH
DFND
1
109000
0
0
GlaxoSmithKline PLC
SPONSORED ADR
37733W105
21832
510815
SH
DFND
1
506278
0
4537
Goodyear Tire & Rubber Co/The
COM
382550101
19798
692966
SH
DFND
1
669336
0
23630
Grupo Televisa SAB
SPON ADR REP ORD
40049J206
4583
134581
SH
DFND
1
128826
0
5755
HSBC Holdings PLC
SPON ADR NEW
404280406
17157
363279
SH
DFND
1
358173
0
5106
Impax Laboratories Inc
COM
45256B101
11807
372696
SH
DFND
1
371154
0
1542
Infoblox Inc
COM
45672H104
29404
1454954
SH
DFND
1
1453115
0
1839
ING Groep NV
SPONSORED ADR
456837103
18080
1394056
SH
DFND
1
1375956
0
18100
Ingram Micro Inc
CL A
457153104
67148
2429413
SH
DFND
1
2398026
0
31387
Ingredion Inc
COM
457187102
52105
614164
SH
DFND
1
606847
0
7317
Interpublic Group of Cos Inc/The
COM
460690100
18388
885335
SH
DFND
1
858590
0
26745
iShares Core US Value ETF
CORE US VAL ETF
464287663
319
2343
SH
DFND
1
0
0
2343
iShares MSCI ACWI ETF
MSCI ACWI ETF
464288257
498
8526
SH
DFND
1
8526
0
0
iShares MSCI EAFE ETF
MSCI EAFE ETF
464287465
13502
221933
SH
DFND
1
218278
0
3655
iShares Russell 2000 Value ETF
RUS 2000 VAL ETF
464287630
8055
79225
SH
DFND
1
77005
0
2220
KB Financial Group Inc
SPONSORED ADR
48241A105
50967
1562454
SH
DFND
1
1557337
0
5117
KBR Inc
COM
48242W106
17109
1009383
SH
DFND
1
1001589
0
7794
Keysight Technologies Inc
COM
49338L103
1325
39250
SH
DFND
1
39250
0
0
KT Corp
SPONSORED ADR
48268K101
20563
1456318
SH
DFND
1
1454395
0
1923
Leucadia National Corp
COM
527288104
17284
770928
SH
DFND
1
745172
0
25756
Loews Corp
COM
540424108
28489
678009
SH
DFND
1
678009
0
0
Magnachip Semiconductor Corp
COM
55933J203
3665
282145
SH
DFND
1
278781
0
3364
ManpowerGroup Inc
COM
56418H100
35869
526171
SH
DFND
1
523172
0
2999
Merck & Co Inc
COM
58933Y105
35037
616965
SH
DFND
1
605977
0
10988
Nippon Telegraph & Telephone Corp
SPONSORED ADR
654624105
63987
2498540
SH
DFND
1
2484397
0
14143
Novartis AG
SPONSORED ADR
66987V109
5093
54966
SH
DFND
1
54966
0
0
Old Republic International Corp
COM
680223104
3655
249838
SH
DFND
1
247478
0
2360
Oracle Corp
COM
68389X105
55576
1235848
SH
DFND
1
1220426
0
15422
Peabody Energy Corp
COM
704549104
2599
335814
SH
DFND
1
335044
0
770
Petrobras Argentina SA
SPONS ADR
71646J109
3287
665536
SH
DFND
1
663308
0
2228
Pfizer Inc
COM
717081103
27173
872354
SH
DFND
1
834784
0
37570
POSCO
SPONSORED ADR
693483109
22933
359398
SH
DFND
1
356343
0
3055
Questar Corp
COM
748356102
6242
246926
SH
DFND
1
236025
0
10901
Royal Dutch Shell PLC
SPON ADR B
780259107
93078
1338103
SH
DFND
1
1318051
0
20052
Royal Dutch Shell PLC
SPONS ADR A
780259206
370
5539
SH
DFND
1
5539
0
0
Ruby Tuesday Inc
COM
781182100
4404
643931
SH
DFND
1
640199
0
3732
Sanofi
SPONSORED ADR
80105N105
59295
1300049
SH
DFND
1
1282609
0
17440
Silver Standard Resources Inc
COM
82823L106
2828
565065
SH
DFND
1
563146
0
1919
SK Telecom Co Ltd
SPONSORED ADR
78440P108
43446
1608537
SH
DFND
1
1599428
0
9109
SkyWest Inc
COM
830879102
12502
941468
SH
DFND
1
934381
0
7087
Superior Energy Services Inc
COM
868157108
2912
144551
SH
DFND
1
143889
0
662
Sykes Enterprises Inc
COM
871237103
5208
221922
SH
DFND
1
220020
0
1902
Symantec Corp
COM
871503108
19788
771345
SH
DFND
1
748945
0
22400
Taiwan Semiconductor Manufacturing Co Ltd
SPONSORED ADR
874039100
919
41100
SH
DFND
1
41100
0
0
Tata Motors Ltd
SPONSORED ADR
876568502
2909
68811
SH
DFND
1
68811
0
0
Tech Data Corp
COM
878237106
31850
503726
SH
DFND
1
496691
0
7035
Telecom Italia SpA
SPON ADR SVGS
87927Y201
15848
1914069
SH
DFND
1
1896080
0
17989
Telefonaktiebolaget LM Ericsson
ADR B SEK 10
294821608
34541
2854632
SH
DFND
1
2836061
0
18571
Teva Pharmaceutical Industries Ltd
ADR
881624209
122758
2134562
SH
DFND
1
2127079
0
7483
Time Inc
COM
887228104
52087
2116499
SH
DFND
1
2087609
0
28890
Time Warner Inc
COM NEW
887317303
5921
69318
SH
DFND
1
66251
0
3067
Toyota Motor Corp
SP ADR REP2COM
892331307
33392
266116
SH
DFND
1
264639
0
1477
Triumph Group Inc
COM
896818101
30829
458635
SH
DFND
1
450910
0
7725
Turkcell Iletisim Hizmetleri AS
SPON ADR NEW
900111204
17474
1155721
SH
DFND
1
1155721
0
0
Turquoise Hill Resources Ltd
COM
900435108
2515
811303
SH
DFND
1
807907
0
3396
Tyson Foods Inc
CL A
902494103
48171
1201587
SH
DFND
1
1183065
0
18522
UBS Group AG
SHS
H42097107
110429
6476792
SH
DFND
1
6421621
0
55171
Wal-Mart Stores Inc
COM
931142103
5615
65386
SH
DFND
1
62421
0
2965