0000909012-15-000112.txt : 20150213 0000909012-15-000112.hdr.sgml : 20150213 20150213150305 ACCESSION NUMBER: 0000909012-15-000112 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150213 DATE AS OF CHANGE: 20150213 EFFECTIVENESS DATE: 20150213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tradewinds Global Investors, LLC CENTRAL INDEX KEY: 0001383221 IRS NUMBER: 020767178 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12572 FILM NUMBER: 15613200 BUSINESS ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 20TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310) 552-5114 MAIL ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 20TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: Tradewinds NWQ Global Investors, LLC DATE OF NAME CHANGE: 20061211 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001383221 XXXXXXXX 12-31-2014 12-31-2014 Tradewinds Global Investors, LLC
2049 CENTURY PARK EAST 20TH FLOOR LOS ANGELES CA 90067
13F HOLDINGS REPORT 028-12572 N
Emily Alejos and Andrew Thelen Co-Chief Investment Officer 310 552 5114 /s/ EMILY ALEJOS and ANDREW THELEN Los Angeles CA 02-13-2015 1 105 2462784 false 1 028-11405 Nuveen Investments, Inc.
INFORMATION TABLE 2 aci_13f.xml Adecoagro SA COM L00849106 26127 3261830 SH DFND 1 3261830 0 0 Aegon NV NY REGISTRY SH 007924103 23800 3173441 SH DFND 1 3148110 0 25331 AES Corp/VA COM 00130H105 47224 3429514 SH DFND 1 3383021 0 46493 Aetna Inc COM 00817Y108 11692 131631 SH DFND 1 125539 0 6092 Agilent Technologies Inc COM 00846U101 4319 105500 SH DFND 1 105500 0 0 Agrium Inc COM 008916108 67446 712062 SH DFND 1 705838 0 6224 Allscripts Healthcare Solutions Inc COM 01988P108 16163 1265707 SH DFND 1 1222230 0 43477 Ally Financial Inc COM 02005N100 15522 657179 SH DFND 1 635044 0 22135 American International Group Inc COM NEW 026874784 76288 1362056 SH DFND 1 1343385 0 18671 AngloGold Ashanti Ltd SPONSORED ADR 035128206 116 13416 SH DFND 1 13416 0 0 Aon PLC SHS CL A G0408V102 7975 84101 SH DFND 1 80370 0 3731 Apache Corp COM 037411105 30957 493971 SH DFND 1 493971 0 0 Archer-Daniels-Midland Co COM 039483102 28316 544542 SH DFND 1 533903 0 10639 Arctic Cat Inc COM 039670104 15980 450163 SH DFND 1 449482 0 681 Axis Capital Holdings Ltd SHS G0692U109 97601 1910379 SH DFND 1 1897844 0 12535 Baker Hughes Inc COM 057224107 7513 134000 SH DFND 1 134000 0 0 Barrick Gold Corp COM 067901108 12579 1170189 SH DFND 1 1170189 0 0 Best Buy Co Inc COM 086516101 18536 475546 SH DFND 1 474640 0 906 Bristow Group Inc COM 110394103 7781 118275 SH DFND 1 116091 0 2184 Bunge Ltd COM G16962105 47573 523306 SH DFND 1 518048 0 5258 Cabot Oil & Gas Corp COM 127097103 523 17683 SH DFND 1 17683 0 0 Cameco Corp COM 13321L108 34342 2092788 SH DFND 1 2081387 0 11401 CBIZ Inc COM 124805102 2720 317826 SH DFND 1 315050 0 2776 Centrais Eletricas Brasileiras SA SPON ADR PFD B 15234Q108 15019 5233244 SH DFND 1 5230279 0 2965 Centrais Eletricas Brasileiras SA SPONSORED ADR 15234Q207 11215 5240948 SH DFND 1 5203898 0 37050 CenturyLink Inc COM 156700106 2889 73000 SH DFND 1 73000 0 0 China Mobile Ltd SPONSORED ADR 16941M109 2622 44578 SH DFND 1 44578 0 0 Cia de Saneamento Basico do Estado de Sao Paulo SPONSORED ADR 20441A102 10763 1711264 SH DFND 1 1711264 0 0 Cisco Systems Inc COM 17275R102 39649 1425454 SH DFND 1 1400103 0 25351 CIT Group Inc COM NEW 125581801 22589 472282 SH DFND 1 455898 0 16384 Citizens Financial Group Inc COM 174610105 17639 709564 SH DFND 1 681567 0 27997 CNA Financial Corp COM 126117100 16906 436735 SH DFND 1 425069 0 11666 Credit Suisse Group AG SPONSORED ADR 225401108 4113 164014 SH DFND 1 163717 0 297 Cresud SACIF y A SPONSORED ADR 226406106 3203 317456 SH DFND 1 316528 0 928 CSX Corp COM 126408103 7029 194034 SH DFND 1 185464 0 8570 Dean Foods Co COM NEW 242370203 54760 2825634 SH DFND 1 2794163 0 31471 DSW Inc CL A 23334L102 15576 417603 SH DFND 1 416404 0 1199 Empresa Nacional de Electricidad SA/Chile SPONSORED ADR 29244T101 366 8199 SH DFND 1 8199 0 0 Endurance Specialty Holdings Ltd SHS G30397106 8650 144558 SH DFND 1 143291 0 1267 Exelon Corp COM 30161N101 5931 159976 SH DFND 1 153135 0 6841 First Citizens BancShares Inc/NC CL A 31946M103 6236 24670 SH DFND 1 23276 0 1394 FirstEnergy Corp COM 337932107 10796 276914 SH DFND 1 269249 0 7665 Flextronics International Ltd ORD Y2573F102 38889 3478494 SH DFND 1 3418095 0 60399 Freeport-McMoRan Inc CL B 35671D857 14307 612498 SH DFND 1 612498 0 0 Fresh Del Monte Produce Inc ORD G36738105 12421 370225 SH DFND 1 361897 0 8328 General Electric Co COM 369604103 25348 1003088 SH DFND 1 958867 0 44221 General Motors Co COM 37045V100 68304 1956584 SH DFND 1 1925807 0 30777 General Motors Co COM 37045V100 3805 109000 SH DFND 1 109000 0 0 GlaxoSmithKline PLC SPONSORED ADR 37733W105 21832 510815 SH DFND 1 506278 0 4537 Goodyear Tire & Rubber Co/The COM 382550101 19798 692966 SH DFND 1 669336 0 23630 Grupo Televisa SAB SPON ADR REP ORD 40049J206 4583 134581 SH DFND 1 128826 0 5755 HSBC Holdings PLC SPON ADR NEW 404280406 17157 363279 SH DFND 1 358173 0 5106 Impax Laboratories Inc COM 45256B101 11807 372696 SH DFND 1 371154 0 1542 Infoblox Inc COM 45672H104 29404 1454954 SH DFND 1 1453115 0 1839 ING Groep NV SPONSORED ADR 456837103 18080 1394056 SH DFND 1 1375956 0 18100 Ingram Micro Inc CL A 457153104 67148 2429413 SH DFND 1 2398026 0 31387 Ingredion Inc COM 457187102 52105 614164 SH DFND 1 606847 0 7317 Interpublic Group of Cos Inc/The COM 460690100 18388 885335 SH DFND 1 858590 0 26745 iShares Core US Value ETF CORE US VAL ETF 464287663 319 2343 SH DFND 1 0 0 2343 iShares MSCI ACWI ETF MSCI ACWI ETF 464288257 498 8526 SH DFND 1 8526 0 0 iShares MSCI EAFE ETF MSCI EAFE ETF 464287465 13502 221933 SH DFND 1 218278 0 3655 iShares Russell 2000 Value ETF RUS 2000 VAL ETF 464287630 8055 79225 SH DFND 1 77005 0 2220 KB Financial Group Inc SPONSORED ADR 48241A105 50967 1562454 SH DFND 1 1557337 0 5117 KBR Inc COM 48242W106 17109 1009383 SH DFND 1 1001589 0 7794 Keysight Technologies Inc COM 49338L103 1325 39250 SH DFND 1 39250 0 0 KT Corp SPONSORED ADR 48268K101 20563 1456318 SH DFND 1 1454395 0 1923 Leucadia National Corp COM 527288104 17284 770928 SH DFND 1 745172 0 25756 Loews Corp COM 540424108 28489 678009 SH DFND 1 678009 0 0 Magnachip Semiconductor Corp COM 55933J203 3665 282145 SH DFND 1 278781 0 3364 ManpowerGroup Inc COM 56418H100 35869 526171 SH DFND 1 523172 0 2999 Merck & Co Inc COM 58933Y105 35037 616965 SH DFND 1 605977 0 10988 Nippon Telegraph & Telephone Corp SPONSORED ADR 654624105 63987 2498540 SH DFND 1 2484397 0 14143 Novartis AG SPONSORED ADR 66987V109 5093 54966 SH DFND 1 54966 0 0 Old Republic International Corp COM 680223104 3655 249838 SH DFND 1 247478 0 2360 Oracle Corp COM 68389X105 55576 1235848 SH DFND 1 1220426 0 15422 Peabody Energy Corp COM 704549104 2599 335814 SH DFND 1 335044 0 770 Petrobras Argentina SA SPONS ADR 71646J109 3287 665536 SH DFND 1 663308 0 2228 Pfizer Inc COM 717081103 27173 872354 SH DFND 1 834784 0 37570 POSCO SPONSORED ADR 693483109 22933 359398 SH DFND 1 356343 0 3055 Questar Corp COM 748356102 6242 246926 SH DFND 1 236025 0 10901 Royal Dutch Shell PLC SPON ADR B 780259107 93078 1338103 SH DFND 1 1318051 0 20052 Royal Dutch Shell PLC SPONS ADR A 780259206 370 5539 SH DFND 1 5539 0 0 Ruby Tuesday Inc COM 781182100 4404 643931 SH DFND 1 640199 0 3732 Sanofi SPONSORED ADR 80105N105 59295 1300049 SH DFND 1 1282609 0 17440 Silver Standard Resources Inc COM 82823L106 2828 565065 SH DFND 1 563146 0 1919 SK Telecom Co Ltd SPONSORED ADR 78440P108 43446 1608537 SH DFND 1 1599428 0 9109 SkyWest Inc COM 830879102 12502 941468 SH DFND 1 934381 0 7087 Superior Energy Services Inc COM 868157108 2912 144551 SH DFND 1 143889 0 662 Sykes Enterprises Inc COM 871237103 5208 221922 SH DFND 1 220020 0 1902 Symantec Corp COM 871503108 19788 771345 SH DFND 1 748945 0 22400 Taiwan Semiconductor Manufacturing Co Ltd SPONSORED ADR 874039100 919 41100 SH DFND 1 41100 0 0 Tata Motors Ltd SPONSORED ADR 876568502 2909 68811 SH DFND 1 68811 0 0 Tech Data Corp COM 878237106 31850 503726 SH DFND 1 496691 0 7035 Telecom Italia SpA SPON ADR SVGS 87927Y201 15848 1914069 SH DFND 1 1896080 0 17989 Telefonaktiebolaget LM Ericsson ADR B SEK 10 294821608 34541 2854632 SH DFND 1 2836061 0 18571 Teva Pharmaceutical Industries Ltd ADR 881624209 122758 2134562 SH DFND 1 2127079 0 7483 Time Inc COM 887228104 52087 2116499 SH DFND 1 2087609 0 28890 Time Warner Inc COM NEW 887317303 5921 69318 SH DFND 1 66251 0 3067 Toyota Motor Corp SP ADR REP2COM 892331307 33392 266116 SH DFND 1 264639 0 1477 Triumph Group Inc COM 896818101 30829 458635 SH DFND 1 450910 0 7725 Turkcell Iletisim Hizmetleri AS SPON ADR NEW 900111204 17474 1155721 SH DFND 1 1155721 0 0 Turquoise Hill Resources Ltd COM 900435108 2515 811303 SH DFND 1 807907 0 3396 Tyson Foods Inc CL A 902494103 48171 1201587 SH DFND 1 1183065 0 18522 UBS Group AG SHS H42097107 110429 6476792 SH DFND 1 6421621 0 55171 Wal-Mart Stores Inc COM 931142103 5615 65386 SH DFND 1 62421 0 2965