-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T1A5bFbKc9IjeRuMXT6+ZavicW9bG7qmOCD7bOm28cLqfFf7l9YlTCZk93+AxdqQ dPmJqJfKVcyrCC69QpEUqQ== 0000906344-11-000072.txt : 20110214 0000906344-11-000072.hdr.sgml : 20110214 20110211193305 ACCESSION NUMBER: 0000906344-11-000072 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Cryoport, Inc. CENTRAL INDEX KEY: 0001124524 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS FOAM PRODUCTS [3086] IRS NUMBER: 880313393 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-85385 FILM NUMBER: 11601484 BUSINESS ADDRESS: STREET 1: 20382 BARENTS SEA CIRCLE CITY: LAKE FOREST STATE: CA ZIP: 92630 BUSINESS PHONE: 949-470-2300 MAIL ADDRESS: STREET 1: 20382 BARENTS SEA CIRCLE CITY: LAKE FOREST STATE: CA ZIP: 92630 FORMER COMPANY: FORMER CONFORMED NAME: CRYOPORT SYSTEMS LLC DATE OF NAME CHANGE: 20010614 FORMER COMPANY: FORMER CONFORMED NAME: CRYOPORT SYSTEMS INC DATE OF NAME CHANGE: 20000923 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Enable Global Capital, LLC CENTRAL INDEX KEY: 0001383071 IRS NUMBER: 731625368 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE FERRY BUILDING, SUITE 255 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415.677.1577 MAIL ADDRESS: STREET 1: ONE FERRY BUILDING, SUITE 255 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: Enable Capital Management, LLC DATE OF NAME CHANGE: 20061208 SC 13G/A 1 cryoportinc_13g-a1.htm AMENDMENT NO. 1 TO SCHEDULE 13G (02/11/11) cryoportinc_13g-a1.htm - Generated by SEC Publisher for SEC Filing

 

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G*

(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO §240.13d-2.

(Amendment No. 1 )*

CryoPort, Inc.

(Name of Issuer)

Common Stock, $0.001 par value per share

(Title of Class of Securities)

229050208

(CUSIP Number)

December 31, 2010

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨   Rule 13d-1(b)

ý   Rule 13d-1(c)

¨   Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

CUSIP No. 229050208

13G

Page 2 of 7 pages

 

 

(1)

Names of Reporting Persons

ENABLE GLOBAL CAPITAL, LLC (FKA ENABLE CAPITAL  MANAGEMENT, LLC)

(2)

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)     £

(b)     £

(3)

SEC Use Only

(4)

Citizenship or Place of Organization

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY EACH

REPORTING

PERSON WITH

(5)

Sole Voting Power

1,503,356

(6)

Shared Voting Power

0

(7)

Sole Dispositive Power

1,503,356

(8)

Shared Dispositive Power

0

(9)

Aggregate Amount Beneficially Owned by Each Reporting Person

1,503,356

(10)

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

¨

(11)

Percent of Class Represented by Amount in Row (9)

9.9%

(12)

Type of Reporting Person (See Instructions)

OO

 

 

 

CUSIP No. 229050208

13G

Page 3 of 7 pages

 

 

(1)

Names of Reporting Persons

ENABLE GROWTH PARTNERS, L.P.

(2)

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)     £

(b)     £

(3)

SEC Use Only

(4)

Citizenship or Place of Organization

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY EACH

REPORTING

PERSON WITH

(5)

Sole Voting Power

0

(6)

Shared Voting Power

1,186,353

(7)

Sole Dispositive Power

0

(8)

Shared Dispositive Power

1,186,353

(9)

Aggregate Amount Beneficially Owned by Each Reporting Person

1,186,353

(10)

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

¨

(11)

Percent of Class Represented by Amount in Row (9)

8.0%

(12)

Type of Reporting Person (See Instructions)

PN

 

 

 

CUSIP No. 229050208

13G

Page 4 of 7 pages

 

 

(1)

Names of Reporting Persons

MITCHELL S. LEVINE

(2)

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)     £

(b)     £

(3)

SEC Use Only

(4)

Citizenship or Place of Organization

United States

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY EACH

REPORTING

PERSON WITH

(5)

Sole Voting Power

1,503,356

(6)

Shared Voting Power

0

(7)

Sole Dispositive Power

1,503,356

(8)

Shared Dispositive Power

0

(9)

Aggregate Amount Beneficially Owned by Each Reporting Person

1,503,356

(10)

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

¨

(11)

Percent of Class Represented by Amount in Row (9)

9.9%

(12)

Type of Reporting Person (See Instructions)

IN

 

 

 

CUSIP No. 229050208

13G

Page 5 of 7 pages

 

 

Item 1(a).  Name of Issuer:

CryoPort, Inc.

Item 1(b).  Address of Issuer’s Principal Executive Offices:

20382 Barents Sea Circle
Lake Forest, CA 92630

Item 2(a).  Names of Persons Filing:

Enable Global Capital, LLC (fka Enable Capital Management, LLC) (“EGC”)

Enable Growth Partners, L.P. (“EGP”)

Mitchell S. Levine

Item 2(b).  Address of Principal Business Office or, if none, Residence:

The business office of each reporting person is:

One Ferry Building, Suite 255
 San Francisco, CA 94111

Item 2(c).  Citizenship:

Reference is made to Item 4 of pages 2, 3 and 4 of this Schedule 13G (this “Schedule”), which Items are incorporated by reference herein.

Item 2(d).  Title of Class of Securities:

Common Stock, $0.001 par value per share

Item 2(e).  CUSIP Number:

229050208

Item 3.      If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

¨    (a)     Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

¨    (b)     Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

¨    (c)     Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

¨    (d)     Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

¨    (e)     An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

¨    (f)     An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

¨    (g)     A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

CUSIP No. 229050208

13G

Page 6 of 7 pages

 

¨    (h)     A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

¨    (i)     A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

¨    (j)     A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

¨    (k)     Group, in accordance with §240.13d-1(b)(1)(ii)(K).

If filing as a non-U.S. institution on accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ________________

Item 4.     Ownership.

Reference is hereby made to Items 5-9 and 11 of pages 2, 3 and 4 of this Schedule, which Items are incorporated by reference herein.

The securities to which this Schedule relates (the “Securities”) are owned by EGP, an investment limited partnership, and other investment funds for which EGC serves as general partner and/or investment manager.  EGC, as EGP’s general partner and investment manager, and Mitchell S. Levine, as managing member and majority owner of EGC, may therefore be deemed to beneficially own the Securities owned by EGP and these other investment funds for the purposes of Rule 13d-3 of the Securities Exchange Act of 1934, as amended (the “Act”), insofar as they may be deemed to have the power to direct the voting or disposition of those Securities.

Neither the filing of this Schedule nor any of its contents shall be deemed to constitute an admission that EGC or Mr. Levine is, for any other purpose, the beneficial owner of any of the Securities, and each of EGC and Mr. Levine disclaims beneficial ownership as to the Securities, except to the extent of his or its pecuniary interests therein.

Under the definition of “beneficial ownership” in Rule 13d-3 under the Act, it is also possible that the individual general partners, executive officers, and members of the foregoing entities might be deemed the “beneficial owners” of some or all of the Securities insofar as they may be deemed to share the power to direct the voting or disposition of the Securities.  Neither the filing of this Schedule nor any of its contents shall be deemed to constitute an admission that any of such individuals is, for any purpose, the beneficial owner of any of the Securities, and such beneficial ownership is expressly disclaimed.

The calculation of percentage of beneficial ownership in Item 11 of pages 2, 3 and 4 of this Schedule was derived from the issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 9, 2010, in which the issuer stated that the number of shares of its common stock outstanding on October 31, 2010 was 13,682,673 shares.

Item 5.     Ownership of Five Percent or Less of a Class.

Not applicable.

Item 6.     Ownership of More Than Five Percent on Behalf of Another Person.

Not applicable.

Item 7.     Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

Not applicable.

 

CUSIP No. 229050208

13G

Page 7 of 7 pages

 

Item 8.     Identification and Classification of Members of the Group.

Not applicable.

Item 9.     Notice of Dissolution of Group.

Not applicable.

Item 10.    Certification.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated:  February 11, 2011

ENABLE GLOBAL CAPITAL, LLC

 

 

By:    /s/ Mitchell S. Levine                                         

Mitchell S. Levine

Its Managing Member

 

 

 

ENABLE GROWTH PARTNERS, L.P.

By:  Enable Global Capital, LLC, its General Partner

 

 

By:    /s/ Mitchell S. Levine                                         

Mitchell S. Levine
Its Managing Member

 

 

 

MITCHELL S. LEVINE

 

 

 

/s/ Mitchell S. Levine                                                   

 Mitchell S. Levine

 

 

 

 

 

 

EXHIBIT LIST

Exhibit A                      Joint Filing Undertaking

 

 

 

EXHIBIT A

JOINT FILING UNDERTAKING

The undersigned, being authorized thereunto, hereby execute this agreement as an exhibit to this Schedule 13G to evidence the agreement of the below-named parties, in accordance with rules promulgated pursuant to the Securities Exchange Act of 1934, to file this Schedule, as it may be amended, jointly on behalf of each of such parties.

Dated:  February 11, 2011

ENABLE GLOBAL CAPITAL, LLC

 

 

By:    /s/ Mitchell S. Levine                                         

Mitchell S. Levine

Its Managing Member

 

 

 

ENABLE GROWTH PARTNERS, L.P.

By:  Enable Global Capital, LLC, its General Partner

 

 

By:    /s/ Mitchell S. Levine                                         

Mitchell S. Levine
Its Managing Member

 

 

 

MITCHELL S. LEVINE

 

 

 

/s/ Mitchell S. Levine                                                   

 Mitchell S. Levine

 

 

 
 
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