0001209191-23-042428.txt : 20230717
0001209191-23-042428.hdr.sgml : 20230717
20230717163129
ACCESSION NUMBER: 0001209191-23-042428
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230713
FILED AS OF DATE: 20230717
DATE AS OF CHANGE: 20230717
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zelter James C
CENTRAL INDEX KEY: 0001382483
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41197
FILM NUMBER: 231091969
MAIL ADDRESS:
STREET 1: APOLLO INVESTMENT CORPORATION
STREET 2: 9 WEST 57TH STREET, 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apollo Global Management, Inc.
CENTRAL INDEX KEY: 0001858681
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 863155788
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9 WEST 57TH STREET, 42ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-515-3200
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET, 42ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: Tango Holdings, Inc.
DATE OF NAME CHANGE: 20210422
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-07-13
0
0001858681
Apollo Global Management, Inc.
APO
0001382483
Zelter James C
C/O APOLLO GLOBAL MANAGEMENT, INC.
9 WEST 57TH STREET, 42ND FLOOR
NEW YORK
NY
10019
1
1
0
0
Co-President (See Remarks)
1
Common Stock
2023-07-13
4
S
0
37845
78.9957
D
5678785
D
Common Stock
2023-07-13
4
S
0
22934
79.5912
D
6165392
D
Common Stock
2023-07-13
4
G
0
31317
0.00
D
0
I
The James C. Zelter 2021 GRAT No. 1
Common Stock
665301
I
The James C. Zelter 2022 GRAT No. 1
Common Stock
1200000
I
Zelter APO Series LLC
The sales by the reporting person reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on February 15, 2023.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.51 to $79.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Reported amount includes 4,982,325 vested and unvested restricted stock units ("RSUs") granted under the the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.51 to $79.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
On July 13, 2023, the James C. Zelter 2021 GRAT No. 1 (the "GRAT"), a vehicle over which the reporting person exercised voting and investment control, terminated. Upon termination of the GRAT, 31,317 of the shares were distributed to a remainderman trust, for which there is an independent trustee. The remaining 509,541 shares held by such GRAT were distributed to the reporting person as sole annuitant, such distribution being exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13 thereunder, and continue to be reported in this Form 4 as directly owned.
By The James C. Zelter 2022 GRAT No. 1, a vehicle over which the reporting person exercises voting and investment control.
By Zelter APO Series LLC, a vehicle over which the reporting person exercises voting and investment control.
Co-President of Apollo Asset Management, Inc.
/s/ Jessica L. Lomm, as Attorney-in-Fact
2023-07-17