-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VM5glkQil7YbWLVZdNv3NvKtJuLVNBaGtkMAFJDn1in4gYVQ3SbM6vux+4LUZ8hw nPtw5cbbF/WKyBpA4X2oIQ== 0001193125-09-149267.txt : 20090715 0001193125-09-149267.hdr.sgml : 20090715 20090715134843 ACCESSION NUMBER: 0001193125-09-149267 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090715 DATE AS OF CHANGE: 20090715 EFFECTIVENESS DATE: 20090715 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Gartmore Investment Management LTD CENTRAL INDEX KEY: 0001382318 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12052 FILM NUMBER: 09945577 BUSINESS ADDRESS: STREET 1: GARTMORE HOUSE STREET 2: 8 FENCHURCH PLACE CITY: LONDON STATE: X0 ZIP: EC3M 4PB BUSINESS PHONE: 020 7782 2000 MAIL ADDRESS: STREET 1: GARTMORE HOUSE STREET 2: 8 FENCHURCH PLACE CITY: LONDON STATE: X0 ZIP: EC3M 4PB 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 2009 06 30 Check here if Amendment [_]; Amendment Number: No This Amendment (Check only one): [_] is a restatement [_] adds new holdings entries Institutional Investment Manager Filing this Report: Name Gartmore Investment Management Ltd Address 8 Fenchurch Place London, England, EC3M 4PH Form 13F File Number: 28-12052 The Institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person signing this Report on behalf of Reporting Manager Name: Alison Averono Title: Head of Data Administration Phone: +44-207-782-2000 Signature, Place, and Date of Signing /s/ Alison Averono London, England 2009/07/15 Report Type (Check only one): [_] 13F HOLDINGS REPORT. (check here if all the holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. Frank Russell Company as other Manager - file number 028-01190. Marsico Capital Management LLC as other Manager - file number 028-06748 FORM 13F SUMMARY PAGE Report Summary: Form 13F Information Table Entry Total: 321 Form 13F Information Table Value Total: 119,221,246 (thousands)
Fair Shares Of Shared Manager Shares Of Title Of Market Principal _as_in_ Shared _see_ Principal Name Of Issuer Class Cusip Value Amount Sole Instr_V _Other Instr_V Amount None HEALTHSOUTH CORP COM STK USD0.01(REV SPLIT) 421924309 0.01 1.00 X 1.00 SPECTRAGRAPHICS CORPORATION COM SHS NPV 9034585 0.00 241.00 X 241.00 FAIRPOINT COM STK COMMUNICATIONS INC USD0.01 305560104 0.16 269.00 X 269.00 FOCUS MEDIA HLDG ADR ECH REPR 10 ORD SHS USD0.00005 34415V109 2.42 300.00 X 300.00 NORTEL NETWORKS COM NPV CORPORATION (US-EX) 656568508 0.02 495.00 X 495.00 SUNTECH POWER HLDG ADR EACH REP 1 ORD SHARE 86800C104 10.72 600.00 X 600.00 SEASPAN COM STK CORPORATION USD0.01 Y75638109 4.95 805.00 X 805.00 SHANDA SPON ADR EA INTERACTIVE REP 2 ORD ENTERTAIN USD0.01 81941Q203 52.34 1,000.00 X 1,000.00 SPECTRAGRAPHICS CONV PREF CORPORATION SERIES 'F' STOCK 9034588 0.00 1,041.00 X 1,041.00 CNH GLOBAL NV COM EUR2.25 N20935206 15.44 1,100.00 X 1,100.00 EDISON INTERNATIONAL COM NPV 281020107 34.61 1,100.00 X 1,100.00 PROGRESS ENERGY CONTINENT INC VALUE OBLIGATION 743263AA3 0.00 1,151.00 X 1,151.00 SPECTRAGRAPHICS SERIES 'C' CORPORATION PREF STOCK 9034587 0.00 1,181.00 X 1,181.00 HOME INNS & HOTEL SPON ADR EA MANAGEMENT INC REP 1 ORD SHS 43713W107 20.66 1,300.00 X 1,300.00 SPECTRAGRAPHICS SERIES 'D' CORPORATION PREF STOCK 9034586 0.00 1,518.00 X 1,518.00 GILDAN ACTIVEWEAR CLASS'A'SUB-VTG SHS NPV 375916103 24.83 1,678.00 X 1,678.00 WILLIS GROUP HLDGS COM STK USD0.000115 G96655108 44.33 1,723.00 X 1,723.00 GOOGLE INC COM USD0.001 CL'A' 38259P508 885.34 2,100.00 X 2,100.00 PRECISION DRILLING COM NPV (S/R 03/06/09)(US-EX) 740215116 0.91 2,270.00 X 2,270.00 PRECISION DRILLING TRUST UNITS (US-EX) 740215108 11.08 2,270.00 X 2,270.00 TESCO CORP COM NPV (US-EX) 88157K101 18.41 2,319.00 X 2,319.00 PINNACLE WEST CAPITAL CORP COM STK NPV 723484101 95.91 3,181.00 X 3,181.00 ENTERGY CORP COM STK USD0.01 29364G103 255.04 3,290.00 X 3,290.00 MASSEY ENERGY COM STK USD0.625 576206106 72.12 3,691.00 X 3,691.00 NEW ORIENTAL ED & SPONS ADR EA TECHNOLOGY GP INC REP 4 ORD SHS 647581107 276.18 4,100.00 X 4,100.00 PROGRESS ENERGY COM NPV 743263105 158.13 4,180.00 X 4,180.00 POSCO ADR REP 1/4 ORD COM SHS DTC 693483109 349.36 4,226.00 X 4,226.00 FIRSTENERGY CORP COM STK USD0.10 337932107 167.79 4,330.00 X 4,330.00 BIOVAIL CORP COM NPV (US-EX) 09067J109 59.11 4,395.00 X 4,395.00 HENRY VENTURE 11 ORDINARY LIMITED(THE FUND) VENTURE SHARES 9032808 0.00 4,444.00 X 4,444.00 CITIGROUP INC COM STK USD0.01 (US-EX) 172967101 13.22 4,450.00 X 4,450.00 TYCO COM USD0.80 INTERNATIONAL LTD (US-EX) B64GC98 121.46 4,675.00 X 4,675.00 UNITED STATES STEEL CORP COM USD1 912909108 176.66 4,943.00 X 4,943.00 EXPEDIA INC COM STK USD0.001 30212P105 77.30 5,116.00 X 5,116.00 EL PASO CORP COM STK USD3 28336L109 54.27 5,880.00 X 5,880.00 EQT CORPORATION COM STK NPV 26884L109 209.46 6,000.00 X 6,000.00 PG + E CORP(HLDGS) COM STK NPV (US-EX) 69331C108 244.09 6,350.00 X 6,350.00 NRG ENERGY COM USD0.01 629377508 166.66 6,420.00 X 6,420.00 UNITED THERAPEUTICS CORP COM USD0.01 91307C102 538.06 6,457.00 X 6,457.00 LONGTOP FINANCIAL ADR EACH TECHNOLOGIES LTD REPR 1 ORD SH 54318P108 159.64 6,500.00 X 6,500.00 OMNICARE COM USD1 681904108 168.60 6,545.00 X 6,545.00 TRANSOCEAN COM USD0.01 INCORPORATED 'REGISTERED' B3KFWW1 493.36 6,641.00 X 6,641.00 CIMAREX ENERGY CO COM USD0.01 171798101 193.90 6,842.00 X 6,842.00 HUANENG POWER ADR REPR 40 INTERNATIONAL INC CLASS'N'ORD SHS-DTC 443304100 198.54 7,073.00 X 7,073.00 CDC CORPORATION COM USD0.00025 CL'A' B00FV34 10.86 7,100.00 X 7,100.00 GOLDMAN SACHS COM STK GROUP INC USD0.01 38141G104 1,091.06 7,400.00 X 7,400.00 DEERE & CO COM USD1 244199105 319.60 8,000.00 X 8,000.00 CHUBB CORP COM STK USD1 171232101 324.30 8,132.00 X 8,132.00 CELESTICA INC SUB ORD VTG SHS NPV (US-EX) 15101Q108 57.17 8,382.00 X 8,382.00 SEMPRA ENERGY COM STK NPV 816851109 418.38 8,430.00 X 8,430.00 GENERAL ELECTRIC COM STK CO(U.S.) USD0.06 369604103 102.47 8,743.00 X 8,743.00 ALLEGHENY COM STK TECHNOLOGIES USD0.10 01741R102 306.69 8,780.00 X 8,780.00 PPL CORP COM STK USD0.01 69351T106 294.99 8,950.00 X 8,950.00 ALCON INC COM CHF0.20 H01301102 1,045.08 9,000.00 X 9,000.00 CEPHALON INC COM STK USD0.01 156708109 510.98 9,020.00 X 9,020.00 DEV BK OF ADR EACH SINGAPORE GROUP REPR 4 ORD HOLDINGS NPV SPON 23304Y100 294.39 9,100.00 X 9,100.00 CONSTELLATION ENERGY GROUP COM STK NPV 210371100 249.05 9,370.00 X 9,370.00 MERCK & CO INC COM STK USD0.01 589331107 270.04 9,658.00 X 9,658.00 IMPALA PLATINUM ADR(EACH REP HLDGS 1 ORD R0.20-DTC) 452553308 221.10 10,000.00 X 10,000.00 ABBOTT LABORATORIES COM STK NPV 2824100 470.40 10,000.00 X 10,000.00 COLGATE-PALMOLIVE CO COM STK USD1 194162103 707.40 10,000.00 X 10,000.00 WELLPOINT INC COM STK USD0.01 94973V107 534.35 10,500.00 X 10,500.00 FEDEX CORP COM STK USD0.10 31428X106 585.68 10,530.00 X 10,530.00 CELLCOM ISRAEL LTD COM STK ILS0.01 (US-EX) B1QHD79 294.93 11,100.00 X 11,100.00 NETEASE.COM INC ADR REP 1 HKD0.10-DTC 64110W102 390.96 11,113.00 X 11,113.00 SOUTHERN CO COM STK USD5 842587107 348.68 11,190.00 X 11,190.00 ELI LILLY & CO COM NPV 532457108 387.62 11,190.00 X 11,190.00 CHATTEM INC COM STK NPV 162456107 768.85 11,290.00 X 11,290.00 AMERICAN ECOLOGY CORP COM USD0.01 25533407 205.02 11,441.00 X 11,441.00 QUASTAR CORP COM STK NPV 748356102 359.67 11,580.00 X 11,580.00 CABOT OIL & GAS CLASS'A'COM CORP STK USD0.10 127097103 355.06 11,588.00 X 11,588.00 HASBRO INC COM STK USD0.50 418056107 290.47 11,983.00 X 11,983.00 PARTNERRE LTD COM USD1 G6852T105 795.25 12,244.00 X 12,244.00 ITC HOLDINGS INC COM STK NPV 465685105 555.98 12,257.00 X 12,257.00 UNITED TECHNOLOGIES CORP COM STK USD1 913017109 648.46 12,480.00 X 12,480.00 UNITEDHEALTH GROUP COM STK USD0.01 91324P102 312.25 12,500.00 X 12,500.00 DU PONT(E.I.)DE COM STK NEMOURS & CO USD0.30 263534109 320.25 12,500.00 X 12,500.00 THERMO FISHER SCIENTIFIC COM USD1 883556102 509.63 12,500.00 X 12,500.00 DAVITA INC COM STK USD0.001 23918K108 618.25 12,500.00 X 12,500.00 ECOLAB INC COM STK USD1 278865100 491.27 12,600.00 X 12,600.00 AIR METHODS COM STK CORPORATION USD0.06 9128307 350.62 12,815.00 X 12,815.00 COVANCE COM STK USD0.01 222816100 633.70 12,880.00 X 12,880.00 WILLIAMS COMPANIES INC COM STK USD1 969457100 204.49 13,100.00 X 13,100.00 ENERGIZER COM STK HOLDINGS INC USD0.01 29266R108 690.51 13,218.00 X 13,218.00 SEAGATE TECHNOLOGY (ESCROW RECEIPTS) 9108529 0.00 13,260.00 X 13,260.00 SUPERVALU INC COM USD1 868536103 176.65 13,641.00 X 13,641.00 GRAHAM CORP COM STK USD0.10 384556106 183.81 13,820.00 X 13,820.00 PHILIPPINE LNG DIS ADR (1 PHP5)-DTC 718252604 693.84 13,955.00 X 13,955.00 MEDTRONIC INC COM STK USD0.10 585055106 489.51 14,030.00 X 14,030.00 DUKE ENERGY CORP N COM STK NPV 26441C105 212.43 14,560.00 X 14,560.00 PRUDENTIAL FINANCIAL INC COM USD0.01 744320102 558.30 15,000.00 X 15,000.00 IDEXX COM STK LABORATORIES INC USD0.10 45168D104 696.47 15,075.00 X 15,075.00
REYNOLDS AMERICAN COM STK INC USD0.0001 761713106 582.78 15,090.00 X 15,090.00 TARGET CORP COM USD0.0833 8.76E+110 596.00 15,100.00 X 15,100.00 BIOGEN IDEC INC COM USD0.0005 09062X103 681.77 15,100.00 X 15,100.00 3M CO COM STK USD0.01 88579Y101 907.51 15,100.00 X 15,100.00 CHEVRON CORP COM STK USD0.75 166764100 1,004.95 15,169.00 X 15,169.00 KROGER CO COM STK USD1 501044101 340.96 15,463.00 X 15,463.00 ACE LIMITED ORD CHF33.14 (US-EX) H0023R105 700.12 15,829.00 X 15,829.00 QIMONDA AG ADR EA REP 1 ORD SHS 746904101 1.11 15,900.00 X 15,900.00 FLIR SYSTEMS INC COM STK USD0.01 302445101 358.70 15,900.00 X 15,900.00 CENTERPOINT ENERGY INC COM NPV 15189T107 178.83 16,140.00 X 16,140.00 MANPOWER INC COM STK USD0.01 56418H100 690.99 16,320.00 X 16,320.00 FTI CONSULTING INC COM STK USD0.01 302941109 845.50 16,670.00 X 16,670.00 EXELON CORP COM STK NPV 30161N101 862.38 16,840.00 X 16,840.00 SCHLUMBERGER COM STK USD0.01 806857108 919.87 17,000.00 X 17,000.00 F5 NETWORK INC COM NPV 315616102 600.48 17,360.00 X 17,360.00 CIGNA CORP COM STK USD0.25 125509109 420.71 17,464.00 X 17,464.00 CADENCE FIN CORP COM USD1 12738A101 39.29 17,618.00 X 17,618.00 FPL GROUP INC COM STK USD0.01 302571104 1,032.35 18,156.00 X 18,156.00 MERCADOLIBRE INC COM STK USD0.001 58733R102 494.32 18,390.00 X 18,390.00 AMERICAN EXPRESS CO COM USD0.20 25816109 429.94 18,500.00 X 18,500.00 BOEING CO COM STK USD5 97023105 786.25 18,500.00 X 18,500.00 COCA-COLA CO COM STK USD0.25 191216100 887.82 18,500.00 X 18,500.00 PEPSI BOTTLING GROUP COM USD0.01 713409100 635.04 18,766.00 X 18,766.00 TRAVELERS COMPANIES INC COM NPV 8.94E+113 770.61 18,777.00 X 18,777.00 HOSPIRA INC COM USD0.01 441060100 728.03 18,900.00 X 18,900.00 EXXON MOBIL CORP COM STK NPV 30231G102 1,376.53 19,690.00 X 19,690.00 CHESAPEAKE ENERGY COM STK CORP USD0.01 165167107 396.60 20,000.00 X 20,000.00 CATERPILLAR INC COM STK USD1 149123101 664.10 20,100.00 X 20,100.00 AUTOMATIC DATA COM STK PROCESSING INC USD0.10 53015103 712.34 20,100.00 X 20,100.00 WHITING PETROLEUM CORP COM USD0.001 966387102 712.76 20,272.00 X 20,272.00 ARCHER DANIELS MIDLAND COM NPV 39483102 564.85 21,100.00 X 21,100.00 CVS CAREMARK CORPORATION COM USD0.01 126650100 672.46 21,100.00 X 21,100.00 GILEAD SCIENCES COM USD0.001 375558103 988.32 21,100.00 X 21,100.00 JONES LANG COM STK LASALLE INC USD0.01 48020Q107 705.99 21,570.00 X 21,570.00 P.F. CHANGS CHINA COM STK BISTRO USD0.001 69333Y108 693.14 21,620.00 X 21,620.00 AETNA INC NEW COM STK USD0.01 00817Y108 545.74 21,786.00 X 21,786.00 SILGAN HOLDINGS IN COM USD0.01 827048109 1,103.67 22,510.00 X 22,510.00 DIAMOND OFFSHORE COM STK DRILLING USD0.01 25271C102 1,881.08 22,650.00 X 22,650.00 ALLIANCE DATA SYST COM USD0.01 18581108 939.13 22,800.00 X 22,800.00 ENDURANCE SPECIALITY HOLDINGS LTD COM USD1 G30397106 671.88 22,931.00 X 22,931.00 TRACTOR SUPPLY CO COM USD0.008 892356106 947.88 22,940.00 X 22,940.00 PENN NATIONAL COM STK GAMING INC USD0.01 707569109 670.40 23,030.00 X 23,030.00 TIDEWATER INC COM STK USD0.10 886423102 992.44 23,150.00 X 23,150.00 TELEFLEX INC COM STK USD1 879369106 1,053.51 23,500.00 X 23,500.00 WABTEC CORP COM USD0.01 929740108 801.35 24,910.00 X 24,910.00 ACCENTURE LTD BERM COM USD0.0000225 G1150G111 836.50 25,000.00 X 25,000.00 PEPSICO INC CAP USD0.016666 713448108 1,374.00 25,000.00 X 25,000.00 ROFIN-SINAR COM STK TECHNOLOGIES INC USD0.01 775043102 501.25 25,050.00 X 25,050.00 TEXAS INSTRUMENTS COM USD1 882508104 534.63 25,100.00 X 25,100.00 BAKER HUGHES INC COM STK USD1 57224107 914.64 25,100.00 X 25,100.00 AXIS CAPITAL HOLDINGS LTD COM USD0.0125 G0692U109 675.29 25,794.00 X 25,794.00 APACHE CORP COM STK USD0.625 37411105 1,890.33 26,200.00 X 26,200.00 DELL INC COM STK USD0.01 24702R101 362.47 26,400.00 X 26,400.00 LITTLEFUSE INC COM STK USD0.01 537008104 535.49 26,828.00 X 26,828.00 WASTE MANAGEMENT COM STK USD0.01 94106L109 762.15 27,065.00 X 27,065.00 PERRIGO CO COM STK NPV (US-EX) 714290103 757.56 27,270.00 X 27,270.00 WATSON WYATT COM STK WORLDWIDE INC USD0.01 942712100 1,027.57 27,380.00 X 27,380.00 SHENANDOAH TELECOMUNICATIONS COM STK NPV 82312B106 557.37 27,470.00 X 27,470.00 QUALCOMM INC COM STK USD0.0001 747525103 1,243.90 27,520.00 X 27,520.00 POTASH CORPORATION OF COM NPV SASKATCHEWAN (US-EX) 73755L107 2,570.04 27,620.00 X 27,620.00 INTERNATIONAL BUS COM STK MACH CORP USD0.20 459200101 2,909.45 27,863.00 X 27,863.00 CONCUR COM STK TECHNOLOGIES INC USD0.001 206708109 930.01 29,923.00 X 29,923.00 WALT COM STK DISNEY(HLDG)COMPANY USD0.01 254687106 699.90 30,000.00 X 30,000.00 JOHNSON & JOHNSON COM STK USD1 478160104 1,704.00 30,000.00 X 30,000.00 AMPHENOL CORP CLASS'A' COM STK USD0.001 32095101 952.36 30,100.00 X 30,100.00 CHECK POINT SOFTWARE TECHNOLOGIES ORD ILS0.01 M22465104 710.91 30,290.00 X 30,290.00 REINSURANCE GROUP OF AMERICA USD0.01 759351604 1,063.01 30,450.00 X 30,450.00 VALSPAR CORP COM STK USD0.50 920355104 688.07 30,540.00 X 30,540.00 BERRY PETROLEUM CLASS'A'COM STK USD0.01 85789105 572.57 30,800.00 X 30,800.00 CBS CORPORATION CLASS'B' COM STK USD0.001 124857202 213.60 30,867.00 X 30,867.00 CMS ENERGY CORP COM STK USD0.01 125896100 373.76 30,940.00 X 30,940.00 HARSCO CORP COM STK USD1.25 415864107 876.73 30,980.00 X 30,980.00 SYMANTEC CORP COM STK USD0.01 871503108 489.21 31,400.00 X 31,400.00 NORFOLK SOUTHERN CORP COM STK USD1 655844108 1,182.84 31,400.00 X 31,400.00 KANSAS CITY COM STK SOUTHERN USD0.01 485170302 513.91 31,900.00 X 31,900.00 NET 1 UEPS COM STK TECHNOLOGIES INC USD0.001 64107N206 460.36 33,875.00 X 33,875.00 DOMINION RESOURCES INC(VIRGINIA) COM STK NPV 25746U109 1,136.28 34,000.00 X 34,000.00 AMGEN COM USD0.0001 31162100 1,809.91 34,188.00 X 34,188.00 HANOVER INSURANCE GROUP INC COM USD0.01 410867105 1,336.02 35,057.00 X 35,057.00 MILLICOM COM USD1.50 INTERNATIONAL CELL (US-EX) 2418128 1,987.67 35,330.00 X 35,330.00 KENNAMETAL INC CAP STK USD1.25 489170100 704.10 36,710.00 X 36,710.00 MOSAIC CO COM STK USD0.01 61945A107 1,683.40 38,000.00 X 38,000.00 HOLOGIC INC COM USD0.01 436440101 558.73 39,264.00 X 39,264.00 LAM RESEARCH CORP COM STK USD0.001 512807108 1,073.02 41,270.00 X 41,270.00 HCC INSURANCE HOLDINGS COM STK USD1 404132102 1,005.49 41,878.00 X 41,878.00 DREW INDUSTRIES COM STK USD0.01 26168L205 513.57 42,200.00 X 42,200.00 EMC CORP COM STK MASSACHUSETTS USD0.01 268648102 552.82 42,200.00 X 42,200.00 INVERNESS MEDICAL COM STK INNOVATIONS INC USD0.001 46126P106 1,520.65 42,739.00 X 42,739.00 HEALTHCARE REALTY COM STK TRUST INC USD0.01 421946104 721.17 42,850.00 X 42,850.00 TELEFONOS DE ADS(EACH CNV MEXICO SA DE CV INTO 20SER'L'SHS-DTC) 879403780 697.37 43,021.00 X 43,021.00 URBAN OUTFITTERS COM USD0.0001 917047102 898.87 43,070.00 X 43,070.00 IPC THE HOSPITALIST COM STK COMPANY INC USD0.001 44984A105 1,153.35 43,213.00 X 43,213.00 AMERISAFE INC COM STK USD0.01 03071H100 681.68 43,810.00 X 43,810.00
LOWE'S COMPANIES COM STK INC USD0.50 548661107 854.04 44,000.00 X 44,000.00 WMS INDUSTRIES COM STK USD0.50 929297109 1,392.74 44,200.00 X 44,200.00 ITT CORPORATION COM USD1 450911102 1,975.80 44,400.00 X 44,400.00 YINGLI GREEN ADR EACH ENERGY HOLDING REPR 1 ORD COMPANY SHS 98584B103 607.04 44,800.00 X 44,800.00 ISHARES INC MSCI EAFE INDEX FUND (ETF) 464287465 2,057.79 44,920.00 X 44,920.00 VIMPEL ADR(REP 1/4 COMMUNICATIONS ORD RUR5-DTC) 68370R109 534.36 45,400.00 X 45,400.00 TELECOMMUNICATIONS SYSTEMS INC COM USD0.01 87929J103 327.01 45,993.00 X 45,993.00 WASTE CONNECTION COM STK INC USD0.01 941053100 1,229.43 47,450.00 X 47,450.00 PACTIV CORP COM STK USD0.01 695257105 1,031.08 47,515.00 X 47,515.00 PETROCHINA CO ADS REP 100 HKD0.10'H' LVIII-DTC 7.16E+104 5,336.18 48,300.00 X 48,300.00 TCF FINANCIAL COM STK US$0.01 872275102 649.78 48,600.00 X 48,600.00 TJX COS INC COM USD1 872540109 1,563.56 49,700.00 X 49,700.00 COMCAST CORP COM CLS'A' USD0.01 20030N101 723.00 50,000.00 X 50,000.00 PROCTER & GAMBLE CO COM STK NPV 742718109 2,571.40 50,321.00 X 50,321.00 TEREX CORP COM STK USD0.01 880779103 617.89 51,192.00 X 51,192.00 ALLERGAN INC COM STK USD0.01 18490102 2,474.16 52,000.00 X 52,000.00 DYNAMIC MATERIALS COM USD0.05 267888105 1,007.84 52,274.00 X 52,274.00 WINTRUST FINANCIAL CORP COM NPV 97650W108 841.27 52,318.00 X 52,318.00 MACERICH CO COM STK USD0.01 554382101 924.17 52,480.00 X 52,480.00 TOTAL SYSTEM COM STK SERVICES INC USD0.10 891906109 703.28 52,523.00 X 52,523.00 SMITHFIELD FOODS COM STK INC USD0.5 832248108 736.64 52,730.00 X 52,730.00 LHC GROUP INC COM USD0.01 50187A107 1,179.95 53,127.00 X 53,127.00 BANK OF THE OZARKS COM STK USD0.01 63904106 1,156.99 53,490.00 X 53,490.00 PHILLIPS-VAN HEUSEN COM STK USD1 718592108 1,556.15 54,240.00 X 54,240.00 CONSTELLATION CLASS A COM BRANDS INC CLASS A USD0.01 21036P108 689.41 54,370.00 X 54,370.00 SOLERA HOLDINGS COM STK INC USD0.01 83421A104 1,506.73 59,320.00 X 59,320.00 ASPEN INSURANCE COM HLDGS USD0.15144558 G05384105 1,339.51 59,960.00 X 59,960.00 SK TELECOM ADR-1/90 KRW5000-DTC 78440P108 925.97 61,120.00 X 61,120.00 TURKCELL ILETISM ADS EA REPR 2500 ORD SHS 900111204 860.71 62,100.00 X 62,100.00 ENERGY SOLUTIONS INC COM STK NPV 292756202 573.42 62,328.00 X 62,328.00 BEACON ROOFING COM USD0.01 SUPPLY INC CLASS'A' 73685109 906.06 62,660.00 X 62,660.00 PEROT SYSTEMS CLASS'A' COM STK USD0.01 714265105 902.65 62,990.00 X 62,990.00 VERIZON COM STK COMMUNICATION USD0.10 92343V104 1,974.00 64,237.00 X 64,237.00 CISCO SYSTEMS INC COM STK USD0.001 (US-EX) 17275R102 1,212.25 65,000.00 X 65,000.00 UNITED ONLINE INC COM USD.0001 911268100 437.24 67,165.00 X 67,165.00 NEWS CORPORATION COM USD0.01 CL'B' 6.52E+207 737.26 69,750.00 X 69,750.00 ALTRIA GROUP INC NEW COM STK USD0.333(US-EX) 02209S103 1,151.89 70,280.00 X 70,280.00 BORG WARNER INC COM STK USD0.01 99724106 2,433.19 71,250.00 X 71,250.00 TERRA INDUSTRIES COM STK NPV 880915103 1,765.69 72,902.00 X 72,902.00 PEABODY ENERGY COM STK CORP USD0.01 704549104 2,237.87 74,200.00 X 74,200.00 HARMONIC INC COM STK USD0.001 413160102 440.04 74,710.00 X 74,710.00 INSIGNIA SOLUTIONS WTS TO PURCHASE ADRS 9142936 0.00 75,000.00 X 75,000.00 VIROPHARMA INC COM USD0.002 928241108 448.80 75,683.00 X 75,683.00 FREIGHTCAR AMERICA INC COM USD0.01 357023100 1,289.14 76,689.00 X 76,689.00 PHILIP MORRIS INTL COM STK NPV 'WI' 718172109 3,414.57 78,280.00 X 78,280.00 AT&T INC COM USD1 00206R102 2,034.47 81,903.00 X 81,903.00 RAYTHEON CO COM USD0.01 755111507 3,646.81 82,080.00 X 82,080.00 BAXTER INTERNATIONAL INC COM STK USD1 71813109 4,460.82 84,230.00 X 84,230.00 RUSH ENTERPRISES COM CLASS'A'USD0.01 781846209 1,025.90 88,060.00 X 88,060.00 WAL-MART STORES COM USD0.10 931142103 4,383.82 90,500.00 X 90,500.00 FIRST COMM'WTH FINL CORP PA COM STK USD1 319829107 596.72 94,120.00 X 94,120.00 WESTFIELD COM FINANCIAL USD0.01'WI' 96008P104 859.66 94,885.00 X 94,885.00 KNIGHTSBRIDGE COM STK TANKERS USD0.01 G5299G106 1,364.00 100,000.00 X 100,000.00 CRESUD SPON ADR REP S.A.C.I.F.Y.A. 10 COM ARS1 226406106 969.50 102,810.00 X 102,810.00 INTEL CORP COM USD0.001 458140100 1,783.26 107,750.00 X 107,750.00 OMNITURE INC COM USD0.001 68212S109 1,370.87 109,146.00 X 109,146.00 ISHARES INC MSCI JAPAN INDX FD (ETF) 464286848 1,090.11 115,600.00 X 115,600.00 CELADON GROUP INC COM USD0.033 150838100 1,012.15 120,638.00 X 120,638.00 AGRIUM INC COM NPV US-EX 8916108 4,875.36 122,220.00 X 122,220.00 ECOPETROL SA SPON ADR EA REP 20 COM SHS COP250- 279158109 2,999.97 123,000.00 X 123,000.00 I-FLOW CORP COM STK USD0.001 449520303 875.39 126,137.00 X 126,137.00 CHINA MOBILE LTD ADR (REP 5 ORD) SPON LVL111 16941M109 6,479.05 129,374.00 X 129,374.00 ALLSTATE CORP COM STK USD0.01 20002101 3,231.05 132,420.00 X 132,420.00 SUN HEALTHCARE GROUP COM USD0.01 866933401 1,150.39 136,302.00 X 136,302.00 NEWCASTLE COM USD0.01 INVESTMENT CORP RESTRICTED 9147663 0.00 150,000.00 X 150,000.00 NEWCASTLE COM USD0.01 INVESTMENT CORP (HOLDING CORP) 9053890 300.00 150,000.00 X 150,000.00 ACTIVISION COM STK BLIZZARD INC USD0.000001 00507V109 2,065.01 163,500.00 X 163,500.00 TELVUE CORP COM STK USD0.01 87970K108 25.20 180,000.00 X 180,000.00 SILICONWARE ADR EACH REP PRECISION 5 ORD INDUSTRIES CO TWD10(SPON) 827084864 1,127.05 182,371.00 X 182,371.00 WESTERN ALLIANCE BANCORP COM USD0.0001 957638109 1,248.18 182,482.00 X 182,482.00 CONTINENTAL CLASS'B'COM AIRLINES INC STK USD0.01 210795308 1,639.10 185,000.00 X 185,000.00 TAIWAN ADS(EACH REP SEMICONDUCTOR 5 ORD MANUFACTURING TWD10-DTC) 874039100 1,751.25 186,105.00 X 186,105.00 MOTION ANALYSIS COMMON 9010027 187.96 187,955.00 X 187,955.00 CF INDUSTRIES COM STK HOLDINGS INC USD0.01 125269100 13,993.93 188,750.00 X 188,750.00 US BANCORP COM STK DELAWARE USD0.01 902973304 3,584.00 200,000.00 X 200,000.00 MACY'S INC COM USD0.01 55616P104 2,528.40 215,000.00 X 215,000.00 FOMENTO ECONOMICO ADR REP 1 MEXICANO SA DE CV UNIT(1'B&2'D-B' 344419106 &2 D-L')(CIT) 7,795.25 241,788.00 X 241,788.00 INNOVET COM USD0.001 45765P104 0.03 250,000.00 X 250,000.00 FORD MOTOR CO COM STK USD0.01 345370860 1,566.67 258,100.00 X 258,100.00 CPFL ENERGIA SA SPONS ADR REP 3 ORD NPV 126153105 12,507.21 258,200.00 X 258,200.00 CAPITALSOURCE INC COM USD0.01 14055X102 1,290.31 264,408.00 X 264,408.00 PNC FINANCIAL SERVICES GROUP COM USD5 693475105 10,348.76 266,652.00 X 266,652.00 NEWS CORPORATION COM USD0.01 CLASS'A' 6.52E+108 2,505.25 275,000.00 X 275,000.00 TELLABS INC COM STK USD0.01 879664100 1,678.94 293,008.00 X 293,008.00 HARTFORD FINANCIAL SERV COM USD0.01 416515104 3,532.74 297,619.00 X 297,619.00 INSIGNIA SOLUTIONS ADR (RESTRICTED) 9155934 0.00 300,000.00 X 300,000.00 EMPRESA NACIONAL ADS(EACH REP DE ELECTRICIDAD SA 30 COM SHS-DTC) 29244T101 16,838.98 338,200.00 X 338,200.00 COMPANIA ADS(EACH 1 CERVECERI AS CNV INTO 5 UNIDAS SA COM STK NPV-DTC) 204429104 12,614.00 360,400.00 X 360,400.00 ORACLE CORPORATION COM USD0.01 68389X105 8,139.60 380,000.00 X 380,000.00 CIA DE BEBIDAS ADR(1 PRF DAS AMERICAS SHS-DTC) 20441W203 26,308.01 405,800.00 X 405,800.00 KB FINANCIAL ADR EACH GROUP INC REPR 1 ORD SHS 48241A105 13,686.85 410,893.00 X 410,893.00 NOBLE CORPORATION COM USD0.10 B65Z9D7 13,452.18 444,700.00 X 444,700.00 CREDICORP COM USD5 (US-EX) G2519Y108 26,341.44 452,602.00 X 452,602.00
PETROL ADR(EACH REP BRASILEIRO-PETROBRAS 100 PRF SHS NPV-DTC) 71654V101 16,231.24 486,548.00 X 486,548.00 COMPANIA DE MINAS ADS(EACH REP BUENAVENTURA S.A 2 SER'B'SHS-DTC) 204448104 12,065.46 502,100.00 X 502,100.00 HEWLETT PACKARD CO COM USD0.01 428236103 20,220.83 523,178.00 X 523,178.00 ZIONS BANCORP COM STK NPV 989701107 6,826.02 590,486.00 X 590,486.00 SOCIEDAD QUIMICA ADR(EACH REP Y MINERA DE CHILE 10 SER'B'NPV-DTC) 833635105 21,963.71 606,900.00 X 606,900.00 E-HOUSE CHINA ADS EACH HOLDINGS LIMITED REPR 1 ORD USD0.001 26852W103 11,544.83 747,722.00 X 747,722.00 CALLISTO PHARMACEUTICALS COM STK INC USD0.0001 1312EM104 210.00 750,000.00 X 750,000.00 APPLE INC COM STK NPV 37833100 113,391.80 796,123.00 X 796,123.00 LENNAR CORP COM CL'A' USD0.1 526057104 7,920.61 817,400.00 X 817,400.00 VALE SA SPONS ADR REPR 1 COM 9.19E+109 14,735.86 835,840.00 X 835,840.00 MOTION ANALYSIS SERIES 1 PREFERRED STOCK 9032230 999.12 999,120.00 X 999,120.00 WAL-MART DE MEXICO ADR REP 10'V'SHS NPV-DTC) 93114W107 30,506.78 1,034,128.00 X 1,034,128.00 MONSANTO COM USD0.01 61166W101 78,406.77 1,054,705.00 X 1,054,705.00 PAO DE ACUCAR CBD ADR(REP 1000 PREF SHS-DTC) 20440T201 41,995.78 1,091,934.00 X 1,091,934.00 LINCOLN NATIONAL CORP COM STK NPV 534187109 18,931.00 1,100,000.00 X 1,100,000.00 TOLL BROS INC COM STK USD0.01 889478103 20,088.75 1,183,780.00 X 1,183,780.00 FREEPORT-MCMORAN CLASS'B' COM COPPER & GOLD INC STK USD0.10 35671D857 59,508.98 1,187,567.00 X 1,187,567.00 GRUPO TELEVISA SA ADR EACH DE CV REPR 5 ORD PTG CERTS (BONY) 40049J206 20,342.20 1,196,600.00 X 1,196,600.00 LAN AIRLINES SA SPND ADR REPR 5 ORD SHS 501723100 14,703.07 1,222,200.00 X 1,222,200.00 UNION PACIFIC CORP COM STK USD2.50 907818108 63,895.84 1,227,350.00 X 1,227,350.00 CONOCOPHILLIPS COM STK USD0.01 20825C104 63,534.20 1,510,561.00 X 1,510,561.00 DIRECTV GROUP INC COM USD0.01 25459L106 47,374.90 1,917,236.00 X 1,917,236.00 POLO RALPH LAUREN CLASS 'A' CORPORATION COM STK USD0.01 731572103 104,895.94 1,959,207.00 X 1,959,207.00 CB RICHARD ELLIS CLASS 'A' GROUP INC USD0.01 12497T101 19,129.03 2,043,700.00 X 2,043,700.00 CARSO GLOBAL ADR(REP 2 TELECOM SA DE CV SER'A1'COM NPV-DTC) 14574P101 14,745.33 2,046,683.00 X 2,046,683.00 BRISTOL-MYERS COM STK SQUIBB CO USD0.10 110122108 47,677.75 2,347,501.00 X 2,347,501.00 MCDONALD'S CORP COM STK USD0.01 580135101 139,303.96 2,423,099.00 X 2,423,099.00 COMPANHIA ADR(1 ADR SIDERUGICA EQUALS 1000 NACIONAL ORD-DTC) 20440W105 57,457.92 2,570,824.00 X 2,570,824.00 CEMEX SAB DE CV ADR(EACH REP 10 CPO-DTC) 151290889 24,771.87 2,652,234.00 X 2,652,234.00 MARSHALL & ILSLEY COM STK CORP USD1.00 'WI' 571837103 13,230.22 2,756,295.00 X 2,756,295.00 TEVA ADR(EACH CNV PHARMACEUTICAL 1 ORD INDUSTRIES ILS0.10-DTC) 881624209 137,553.75 2,787,875.00 X 2,787,875.00 BCO BRANDESCO SA ADR ECH REP 1 PRF NPV SPON 59460303 44,453.95 3,009,746.00 X 3,009,746.00 MICROSOFT CORP COM STK USD0.0000125 594918104 80,783.44 3,398,546.00 X 3,398,546.00 HOME DEPOT INC COM STK USD0.05 437076102 82,436.02 3,488,617.00 X 3,488,617.00 AMERICA MOVIL SA ADR(EACH REP 20 SHS NPV SER'L'-DTC) 02364W105 147,445.06 3,807,982.00 X 3,807,982.00 JP MORGAN CHASE & CO COM USD1 46625H100 132,119.59 3,873,339.00 X 3,873,339.00 TELE NORTE LESTE ADR(EACH REP PARTICIPACOES 1 PRF NPV BNY-DTC) 879246106 58,652.48 3,944,350.00 X 3,944,350.00 PETROL BRASILEIROS ADS(EACH 1 REP 4 SHS) 71654V408 212,519.94 5,185,943.00 X 5,185,943.00 PFIZER INC COM STK USD0.05 717081103 80,695.25 5,379,683.00 X 5,379,683.00 ITAU UNIBANCO 1 ADRS REP 1 HOLDINGS SA PRF SHARE 465562106 93,296.84 5,893,673.00 X 5,893,673.00 FIFTH THIRD BANCORP COM NPV 316773100 49,794.24 7,013,273.00 X 7,013,273.00 VALE SA ADR(1 PRF SHS-DTC) 9.19E+208 114,321.83 7,447,676.00 X 7,447,676.00 BANK OF AMERICA CORPORATION COM USD0.01 60505104 110,758.76 8,390,815.00 X 8,390,815.00
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