-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N5hLA2yj4RbHo2AjeER+nfrDFN9yTsZmxPYNlfxJpDm7OwaKRwlXvBC1cPj0TFL5 uXg3bKgHXU91OGSGxdb+Bg== 0001193125-09-079328.txt : 20090415 0001193125-09-079328.hdr.sgml : 20090415 20090415111613 ACCESSION NUMBER: 0001193125-09-079328 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090415 DATE AS OF CHANGE: 20090415 EFFECTIVENESS DATE: 20090415 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Gartmore Investment Management LTD CENTRAL INDEX KEY: 0001382318 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12052 FILM NUMBER: 09750164 BUSINESS ADDRESS: STREET 1: GARTMORE HOUSE STREET 2: 8 FENCHURCH PLACE CITY: LONDON STATE: X0 ZIP: EC3M 4PB BUSINESS PHONE: 020 7782 2000 MAIL ADDRESS: STREET 1: GARTMORE HOUSE STREET 2: 8 FENCHURCH PLACE CITY: LONDON STATE: X0 ZIP: EC3M 4PB 13F-HR 1 d13fhr.txt FORM 13-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 2009 03 31 Check here if Amendment [_]; Amendment Number: No This Amendment (Check only one): [_] is a restatement [_] adds new holdings entries Institutional Investment Manager Filing this Report: Name Gartmore Investment Management Ltd Address 8 Fenchurch Place London, England, EC3M 4PH Form 13F File Number: 28-12052 The Institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person signing this Report on behalf of Reporting Manager Name: Alison Averono Title: Head of Data Administration Phone: +44-207-782-2000 Signature, Place, and Date of Signing /s/ Alison Averono London, England 2009/04/15 Report Type (Check only one): [_] 13F HOLDINGS REPORT. (check here if all the holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. Frank Russell Company as other Manager - file number 028-01190. Marsico Capital Management LLC as other Manager - file number 028-06748 FORM 13F SUMMARY PAGE Report Summary: Form 13F Information Table Entry Total: 320 Form 13F Information Table Value Total: 101,681,086 (thousands)
Fair Shares Of Shared_ Manager_ Market Principal as_in_ Shared_ see_ Name Of Issuer Title Of Class Cusip Value Amount Sole Instr_V Other Instr_V Sole2 Shared None HEALTHSOUTH CORP COM STK USD0.01(REV SPLIT) 421924309 0.01 1.00 X 1.00 SPECTRAGRAPHICS CORPORATION COM SHS NPV 9034585 0.00 241.00 X 241.00 FAIRPOINT COMMUNICATIONS INC COM STK USD0.01 305560104 0.21 269.00 X 269.00 FOCUS MEDIA HLDG ADR ECH REPR 10 ORD SHS USD0.00005 34415V109 2.04 300.00 X 300.00 NORTEL NETWORKS CORPORATION COM NPV (US-EX) 656568508 0.11 495.00 X 495.00 MILLICOM INTERNATIONAL CELL COM USD1.50 (US-EX) 2418128 18.52 500.00 X 500.00 SUNTECH POWER HLDG ADR EACH REP 1 ORD SHARE 86800C104 7.01 600.00 X 600.00 SEASPAN CORPORATION COM STK USD0.01 Y75638109 6.62 805.00 X 805.00 BERKSHIRE HATHAWAY INC CLASS'A'COM USD5 084670108 75,775.80 874.00 X 874.00 SHANDA INTERACTIVE ENTERTAIN SPON ADR EA REP 2 ORD USD0.01 81941Q203 39.53 1,000.00 X 1,000.00 SPECTRAGRAPHICS CORPORATION CONV PREF SERIES 'F' STOCK 9034588 0.00 1,041.00 X 1,041.00 CNH GLOBAL NV COM EUR2.25 N20935206 11.42 1,100.00 X 1,100.00 EDISON INTERNATIONAL COM NPV 281020107 31.69 1,100.00 X 1,100.00 PROGRESS ENERGY INC CONTINENT VALUE OBLIGATION 743263AA3 0.08 1,151.00 X 1,151.00 SPECTRAGRAPHICS CORPORATION SERIES 'C' PREF STOCK 9034587 0.00 1,181.00 X 1,181.00 HOME INNS & HOTEL MANAGEMENT INC SPON ADR EA REP 1 ORD SHS 43713W107 12.83 1,300.00 X 1,300.00 SPECTRAGRAPHICS CORPORATION SERIES 'D' PREF STOCK 9034586 0.00 1,518.00 X 1,518.00 GILDAN ACTIVEWEAR CLASS'A'SUB-VTG SHS NPV 375916103 13.59 1,678.00 X 1,678.00 GOOGLE INC COM USD0.001 CL'A' 38259P508 730.93 2,100.00 X 2,100.00 PRECISION DRILLING TRUST UNITS (US-EX) 740215108 6.08 2,270.00 X 2,270.00 TESCO CORP COM NPV (US-EX) 88157K101 18.13 2,319.00 X 2,319.00 PROSHARES TRUST ULTRASHORT MSCI EMERG MKT (ETF) 74347R354 105.02 2,562.00 X 2,562.00 PINNACLE WEST CAPITAL CORP COM STK NPV 723484101 80.32 3,024.00 X 3,024.00 ENTERGY CORP COM STK USD0.01 29364G103 224.02 3,290.00 X 3,290.00 PARTNER COMMUNICATIONS CO ADS EACH REPR 1 ORD ILS0.01 70211M109 49.90 3,300.00 X 3,300.00 HARTFORD FINANCIAL SERV COM USD0.01 416515104 28.02 3,570.00 X 3,570.00 MASSEY ENERGY COM STK USD0.625 576206106 37.35 3,691.00 X 3,691.00 NEW ORIENTAL ED & TECHNOLOGY GP INC SPONS ADR EA REP 4 ORD SHS 647581107 206.03 4,100.00 X 4,100.00 UNIBANCO HLDGS SA GDR(EACH REPR 10 UNITS-DTC) 90458E107 259.20 4,100.00 X 4,100.00 POSCO ADR REP 1/4 ORD COM SHS DTC 693483109 275.74 4,126.00 X 4,126.00 PROGRESS ENERGY COM NPV 743263105 151.57 4,180.00 X 4,180.00 FIRSTENERGY CORP COM STK USD0.10 337932107 167.14 4,330.00 X 4,330.00 BIOVAIL CORP COM NPV (US-EX) 09067J109 48.13 4,395.00 X 4,395.00 HENRY VENTURE 11 LIMITED(THE FUND) ORDINARY VENTURE SHARES 9032808 0.00 4,444.00 X 4,444.00 CITIGROUP INC COM STK USD0.01 (US-EX) 172967101 11.26 4,450.00 X 4,450.00 QUASTAR CORP COM STK NPV 748356102 134.79 4,580.00 X 4,580.00 TYCO INTERNATIONAL LTD COM USD0.80 (US-EX) B64GC98 91.44 4,675.00 X 4,675.00 UNITED STATES STEEL CORP COM USD1 912909108 99.31 4,700.00 X 4,700.00 EXPEDIA INC COM STK USD0.001 30212P105 44.22 4,870.00 X 4,870.00 UNITED THERAPEUTICS CORP COM USD0.01 91307C102 384.45 5,817.00 X 5,817.00 EL PASO CORP COM STK USD3 28336L109 36.75 5,880.00 X 5,880.00 OMNICARE COM USD1 681904108 152.60 6,231.00 X 6,231.00 PG + E CORP(HLDGS) COM STK NPV (US-EX) 69331C108 242.70 6,350.00 X 6,350.00 NRG ENERGY COM USD0.01 629377508 112.99 6,420.00 X 6,420.00 LONGTOP FINANCIAL TECHNOLOGIES LTD ADR EACH REPR 1 ORD SH 54318P108 138.00 6,500.00 X 6,500.00 CIMAREX ENERGY CO COM USD0.01 171798101 119.80 6,518.00 X 6,518.00 TRANSOCEAN INCORPORATED COM USD0.01 'REGISTERED' B3KFWW1 390.76 6,641.00 X 6,641.00 CEPHALON INC COM STK USD0.01 156708109 466.49 6,850.00 X 6,850.00 HUANENG POWER INTERNATIONAL INC ADR REPR 40 CLASS'N'ORD SHS-DTC 443304100 189.91 7,073.00 X 7,073.00 CDC CORPORATION COM USD0.00025 CL'A' B00FV34 7.81 7,100.00 X 7,100.00 GOLDMAN SACHS GROUP INC COM STK USD0.01 38141G104 784.55 7,400.00 X 7,400.00 DEERE & CO COM USD1 244199105 262.96 8,000.00 X 8,000.00 GENERAL ELECTRIC CO(U.S.) COM STK USD0.06 369604103 84.06 8,315.00 X 8,315.00 CELESTICA INC SUB ORD VTG SHS NPV (US-EX) 15101Q108 29.84 8,382.00 X 8,382.00 SEMPRA ENERGY COM STK NPV 816851109 389.80 8,430.00 X 8,430.00 PPL CORP COM STK USD0.01 69351T106 256.95 8,950.00 X 8,950.00 ALCON INC COM CHF0.20 H01301102 818.19 9,000.00 X 9,000.00 DEV BK OF SINGAPORE GROUP HOLDINGS ADR EACH REPR 4 ORD NPV SPON 23304Y100 202.02 9,100.00 X 9,100.00 MERCK & CO INC COM STK USD0.01 589331107 245.67 9,184.00 X 9,184.00 CONSTELLATION ENERGY GROUP COM STK NPV 210371100 193.58 9,370.00 X 9,370.00 CNOOC LTD ADS REP 20 ORD HKD0.10-DTC 126132109 975.82 9,700.00 X 9,700.00 ITC HOLDINGS INC COM STK NPV 465685105 429.09 9,837.00 X 9,837.00 ABBOTT LABORATORIES COM STK NPV 002824100 477.00 10,000.00 X 10,000.00 COLGATE-PALMOLIVE CO COM STK USD1 194162103 589.80 10,000.00 X 10,000.00 IMPALA PLATINUM HLDGS ADR(EACH REP 1 ORD R0.20-DTC) 452553308 168.80 10,000.00 X 10,000.00 WELLPOINT INC COM STK USD0.01 94973V107 398.69 10,500.00 X 10,500.00 FEDEX CORP COM STK USD0.10 31428X106 468.48 10,530.00 X 10,530.00 CELLCOM ISRAEL LTD COM STK ILS0.01 (US-EX) B1QHD79 225.78 10,600.00 X 10,600.00 AMERICAN ECOLOGY CORP COM USD0.01 025533407 151.90 10,897.00 X 10,897.00 NETEASE.COM INC ADR REP 1 HKD0.10-DTC 64110W102 298.38 11,113.00 X 11,113.00 ELI LILLY & CO COM NPV 532457108 373.86 11,190.00 X 11,190.00
SOUTHERN CO COM STK USD5 842587107 342.64 11,190.00 X 11,190.00 WABTEC CORP COM USD0.01 929740108 296.51 11,240.00 X 11,240.00 HASBRO INC COM STK USD0.50 418056107 285.97 11,407.00 X 11,407.00 GPO SIMEC SAB DE C ADR(EACH REP 3'B'ORD NPV) 400491106 52.03 12,100.00 X 12,100.00 ALMOST FAMILY INC COM STK USD0.10 020409108 235.34 12,328.00 X 12,328.00 UNITED TECHNOLOGIES CORP COM STK USD1 913017109 536.39 12,480.00 X 12,480.00 DAVITA INC COM STK USD0.001 23918K108 549.38 12,500.00 X 12,500.00 DU PONT(E.I.)DE NEMOURS & CO COM STK USD0.30 263534109 279.13 12,500.00 X 12,500.00 THERMO FISHER SCIENTIFIC COM USD1 883556102 445.88 12,500.00 X 12,500.00 UNITEDHEALTH GROUP COM STK USD0.01 91324P102 261.63 12,500.00 X 12,500.00 ECOLAB INC COM STK USD1 278865100 437.60 12,600.00 X 12,600.00 SUPERVALU INC COM USD1 868536103 185.38 12,982.00 X 12,982.00 GRAHAM CORP COM STK USD0.10 384556106 118.71 13,234.00 X 13,234.00 SEAGATE TECHNOLOGY (ESCROW RECEIPTS) 9108529 0.00 13,260.00 X 13,260.00 DARDEN RESTAURANTS INC COM NPV 237194105 461.82 13,480.00 X 13,480.00 PENN NATIONAL GAMING INC COM STK USD0.01 707569109 335.20 13,880.00 X 13,880.00 MEDTRONIC INC COM STK USD0.10 585055106 413.46 14,030.00 X 14,030.00 BALL CORP COM STK NPV 058498106 622.36 14,340.00 X 14,340.00 DUKE ENERGY CORP N COM STK NPV 26441C105 208.50 14,560.00 X 14,560.00 ENERGIZER HOLDINGS INC COM STK USD0.01 29266R108 728.06 14,652.00 X 14,652.00 KROGER CO COM STK USD1 501044101 312.15 14,710.00 X 14,710.00 IDEXX LABORATORIES INC COM STK USD0.10 45168D104 514.38 14,875.00 X 14,875.00 SILGAN HOLDINGS IN COM USD0.01 827048109 783.37 14,910.00 X 14,910.00 PRUDENTIAL FINANCIAL INC COM USD0.01 744320102 285.30 15,000.00 X 15,000.00 ACE LIMITED ORD CHF33.74 (US-EX) H0023R105 607.17 15,029.00 X 15,029.00 3M CO COM STK USD0.01 88579Y101 750.77 15,100.00 X 15,100.00 BIOGEN IDEC INC COM USD0.0005 09062X103 791.54 15,100.00 X 15,100.00 TARGET CORP COM USD0.0833 87612E106 519.29 15,100.00 X 15,100.00 CHATTEM INC COM STK NPV 162456107 868.21 15,490.00 X 15,490.00 QIMONDA AG ADR EA REP 1 ORD SHS 746904101 2.15 15,900.00 X 15,900.00 CENTERPOINT ENERGY INC COM NPV 15189T107 168.34 16,140.00 X 16,140.00 FTI CONSULTING INC COM STK USD0.01 302941109 802.07 16,210.00 X 16,210.00 TELEFLEX INC COM STK USD1 879369106 642.64 16,440.00 X 16,440.00 CIGNA CORP COM STK USD0.25 125509109 292.28 16,616.00 X 16,616.00 EXELON CORP COM STK NPV 30161N101 764.37 16,840.00 X 16,840.00 SCHLUMBERGER COM STK USD0.01 806857108 690.54 17,000.00 X 17,000.00 TURKCELL ILETISM ADS EA REPR 2500 ORD SHS 900111204 211.39 17,200.00 X 17,200.00 PEPSI BOTTLING GROUP COM USD0.01 713409100 395.09 17,845.00 X 17,845.00 TRAVELERS COMPANIES INC COM NPV 89417E109 726.07 17,866.00 X 17,866.00 DYNAMIC MATERIALS COM USD0.05 267888105 165.74 18,094.00 X 18,094.00 FPL GROUP INC COM STK USD0.01 302571104 921.05 18,156.00 X 18,156.00 CLECO CORP COM STK USD1 12561W105 394.19 18,174.00 X 18,174.00 AMERICAN EXPRESS CO COM USD0.20 025816109 252.16 18,500.00 X 18,500.00 BOEING CO COM STK USD5 097023105 658.23 18,500.00 X 18,500.00 COCA-COLA CO COM STK USD0.25 191216100 813.08 18,500.00 X 18,500.00 PRICELINE.COM INC COM STK USD0.008 741503403 1,473.19 18,700.00 X 18,700.00 EXXON MOBIL CORP COM STK NPV 30231G102 1,277.35 18,757.00 X 18,757.00 HOSPIRA INC COM USD0.01 441060100 583.25 18,900.00 X 18,900.00 CHESAPEAKE ENERGY CORP COM STK USD0.01 165167107 341.20 20,000.00 X 20,000.00 AUTOMATIC DATA PROCESSING INC COM STK USD0.10 053015103 706.72 20,100.00 X 20,100.00 CATERPILLAR INC COM STK USD1 149123101 562.00 20,100.00 X 20,100.00 P.F. CHANGS CHINA BISTRO COM STK USD0.001 69333Y108 473.84 20,710.00 X 20,710.00 AETNA INC NEW COM STK USD0.01 00817Y108 504.07 20,718.00 X 20,718.00 ARCHER DANIELS MIDLAND COM NPV 039483102 586.16 21,100.00 X 21,100.00 CVS CAREMARK CORPORATION COM USD0.01 126650100 580.04 21,100.00 X 21,100.00 LINEAR TECHNOLOGY COM STK USD0.001 535678106 486.26 21,160.00 X 21,160.00 ENDURANCE SPECIALITY HOLDINGS LTD COM USD1 G30397106 544.02 21,813.00 X 21,813.00 ALLEGHENY TECHNOLOGIES COM STK USD0.10 01741R102 481.58 21,960.00 X 21,960.00 AIR METHODS CORPORATION COM STK USD0.06 009128307 375.66 22,215.00 X 22,215.00 WMS INDUSTRIES COM STK USD0.50 929297109 471.10 22,530.00 X 22,530.00 DIAMOND OFFSHORE DRILLING COM STK USD0.01 25271C102 1,483.50 23,600.00 X 23,600.00 AXIS CAPITAL HOLDINGS LTD COM USD0.0125 G0692U109 553.11 24,539.00 X 24,539.00 JAKKS PACIFIC INC COM STK USD0.001 47012E106 304.34 24,643.00 X 24,643.00 CITRIX SYSTEMS INC COM STK USD0.001 177376100 559.39 24,708.00 X 24,708.00 WHITING PETROLEUM CORP COM USD0.001 966387102 641.13 24,802.00 X 24,802.00 PEPSICO INC CAP USD0.016666 713448108 1,287.00 25,000.00 X 25,000.00 BAKER HUGHES INC COM STK USD1 057224107 716.61 25,100.00 X 25,100.00 TEXAS INSTRUMENTS COM USD1 882508104 414.40 25,100.00 X 25,100.00 WASTE MANAGEMENT COM STK USD0.01 94106L109 658.97 25,741.00 X 25,741.00 DELL INC COM STK USD0.01 24702R101 250.27 26,400.00 X 26,400.00 BEL FUSE INC CLASS'B'SHS USD0.1 077347300 355.50 26,451.00 X 26,451.00 GOODRICH CORP COM STK USD5 382388106 1,009.01 26,630.00 X 26,630.00
MERCADOLIBRE INC COM STK USD0.001 58733R102 495.10 26,690.00 X 26,690.00 PARTNERRE LTD COM USD1 G6852T105 1,686.13 27,165.00 X 27,165.00 INTERNATIONAL BUS MACH CORP COM STK USD0.20 459200101 2,643.84 27,287.00 X 27,287.00 STANLEY WORKS COM USD2.50 854616109 799.93 27,470.00 X 27,470.00 ALLIANCE DATA SYST COM USD0.01 018581108 1,016.13 27,500.00 X 27,500.00 QUALCOMM INC COM STK USD0.0001 747525103 1,070.80 27,520.00 X 27,520.00 MANPOWER INC COM STK USD0.01 56418H100 892.30 28,300.00 X 28,300.00 WATSON WYATT WORLDWIDE INC COM STK USD0.01 942712100 1,437.65 29,120.00 X 29,120.00 IPC THE HOSPITALIST COMPANY INC COM STK USD0.001 44984A105 555.35 29,183.00 X 29,183.00 CBS CORPORATION CLASS'B' COM STK USD0.001 124857202 112.77 29,367.00 X 29,367.00 HOME DEPOT INC COM STK USD0.05 437076102 704.44 29,900.00 X 29,900.00 JOHNSON & JOHNSON COM STK USD1 478160104 1,578.00 30,000.00 X 30,000.00 WALT DISNEY(HLDG) COMPANY COM STK USD0.01 254687106 544.80 30,000.00 X 30,000.00 AMPHENOL CORP CLASS'A' COM STK USD0.001 032095101 857.55 30,100.00 X 30,100.00 VALSPAR CORP COM STK USD0.50 920355104 603.89 30,240.00 X 30,240.00 NORFOLK SOUTHERN CORP COM STK USD1 655844108 1,059.75 31,400.00 X 31,400.00 SYMANTEC CORP COM STK USD0.01 871503108 469.12 31,400.00 X 31,400.00 TELEFONOS DE MEXICO SA DE CV ADS(EACH CNV INTO 20SER 'L'SHS-DTC) 879403780 472.57 31,421.00 X 31,421.00 TELMEX INTENACIONAL ADR EA REP 20 SER'L' 879690105 288.13 31,421.00 X 31,421.00 TOTAL SYSTEM SERVICES INC COM STK USD0.10 891906109 439.48 31,823.00 X 31,823.00 AMGEN COM USD0.0001 031162100 1,647.93 33,278.00 X 33,278.00 NET 1 UEPS TECHNOLOGIES INC COM STK USD0.001 64107N206 515.24 33,875.00 X 33,875.00 DOMINION RESOURCES INC(VIRGINIA) COM STK NPV 25746U109 1,053.66 34,000.00 X 34,000.00 LHC GROUP INC COM USD0.01 50187A107 758.34 34,037.00 X 34,037.00 GENZYME CORP COM USD0.01 372917104 2,108.35 35,500.00 X 35,500.00 PERRIGO CO COM STK NPV (US-EX) 714290103 892.64 35,950.00 X 35,950.00 PETROHAWK ENERGY COM USD0.001 716495106 699.40 36,370.00 X 36,370.00 MOSAIC CO COM STK USD0.01 61945A107 1,557.46 37,100.00 X 37,100.00 FREIGHTCAR AMERICA INC COM USD0.01 357023100 652.62 37,229.00 X 37,229.00 HANOVER INSURANCE GROUP INC COM USD0.01 410867105 1,082.39 37,557.00 X 37,557.00 CABOT OIL & GAS CORP CLASS'A'COM STK USD0.10 127097103 889.48 37,738.00 X 37,738.00 BANK OF THE OZARKS COM STK USD0.01 063904106 881.66 38,200.00 X 38,200.00 HOLOGIC INC COM USD0.01 436440101 507.42 38,764.00 X 38,764.00 POTASH CORPORATION OF SASKATCHEWAN COM NPV (US-EX) 73755L107 3,158.86 39,090.00 X 39,090.00 WASTE CONNECTION INC COM STK USD0.01 941053100 1,020.29 39,700.00 X 39,700.00 ODYSSEY RE HOLDING COM STK USD0.01 67612W108 1,512.99 39,889.00 X 39,889.00 TIFFANY & CO COM STK USD0.01 886547108 862.40 40,000.00 X 40,000.00 SOLERA HOLDINGS INC COM STK USD0.01 83421A104 1,000.86 40,390.00 X 40,390.00 EMC CORP MASSACHUSETTS COM STK USD0.01 268648102 481.08 42,200.00 X 42,200.00 MACERICH CO COM STK USD0.01 554382101 271.00 43,290.00 X 43,290.00 TELECOMMUNICATIONS SYSTEMS INC COM USD0.01 87929J103 403.36 43,796.00 X 43,796.00 REINSURANCE GROUP OF AMERICA COM USD0.01 B3K43Q9 1,422.36 43,900.00 X 43,900.00 LOWE'S COMPANIES INC COM STK USD0.50 548661107 803.00 44,000.00 X 44,000.00 COMCAST CORP COM CLS'A' USD0.01 20030N101 682.00 50,000.00 X 50,000.00 MACY'S INC COM USD0.01 55616P104 445.00 50,000.00 X 50,000.00 INVERNESS MEDICAL INNOVATIONS INC COM STK USD0.001 46126P106 1,350.91 50,729.00 X 50,729.00 AVNET INC COM STK USD1 053807103 897.69 51,267.00 X 51,267.00 WINTRUST FINANCIAL CORP COM NPV 97650W108 637.36 51,818.00 X 51,818.00 CADENCE FIN CORP COM USD1 12738A101 230.66 52,185.00 X 52,185.00 HEALTHCARE REALTY TRUST INC COM STK USD0.01 421946104 782.63 52,210.00 X 52,210.00 SUN HEALTHCARE GROUP COM USD0.01 866933401 441.94 52,362.00 X 52,362.00 FIRST COMM'WTH FINL CORP PA COM STK USD1 319829107 466.83 52,630.00 X 52,630.00 CONSTELLATION BRANDS INC CLASS A CLASS A COM USD0.01 21036P108 627.96 52,770.00 X 52,770.00 HARSCO CORP COM STK USD1.25 415864107 1,238.64 55,870.00 X 55,870.00 CELADON GROUP INC COM USD0.033 150838100 318.76 57,435.00 X 57,435.00 PEROT SYSTEMS CLASS'A' COM STK USD0.01 714265105 741.76 57,590.00 X 57,590.00 UTI WORLDWIDE INC COM NPV G87210103 691.40 57,858.00 X 57,858.00 LAM RESEARCH CORP COM STK USD0.001 512807108 1,331.36 58,470.00 X 58,470.00 ASPEN INSURANCE HLDGS COM USD0.15144558 G05384105 1,330.98 59,260.00 X 59,260.00 SK TELECOM ADR-1/90 KRW5000-DTC 78440P108 942.09 60,977.00 X 60,977.00 PHILLIPS-VAN HEUSEN COM STK USD1 718592108 1,425.89 62,870.00 X 62,870.00 ISHARES TRUST ISHARES MSCI EAFE SMLL CAP IDX FD (ETF) 464288273 1,425.69 63,000.00 X 63,000.00 AON CORP COM STK USD1 037389103 2,575.74 63,100.00 X 63,100.00 UNITED ONLINE INC COM USD.0001 911268100 284.86 63,869.00 X 63,869.00 J CREW GRP INC COM STK USD0.01 46612H402 846.95 64,260.00 X 64,260.00 CMS ENERGY CORP COM STK USD0.01 125896100 768.89 64,940.00 X 64,940.00 CISCO SYSTEMS INC COM STK USD0.001 (US-EX) 17275R102 1,090.05 65,000.00 X 65,000.00 MORGAN STANLEY COM STK USD0.01 617446448 1,491.44 65,500.00 X 65,500.00 TOLL BROS INC COM STK USD0.01 889478103 1,201.10 66,140.00 X 66,140.00 PACTIV CORP COM STK USD0.01 695257105 970.02 66,485.00 X 66,485.00 NOBLE CORPORATION COM USD0.10 B65Z9D7 1,623.67 67,400.00 X 67,400.00 VERIZON COMMUNICATION COM STK USD0.10 92343V104 2,045.02 67,716.00 X 67,716.00
SMITHFIELD FOODS INC COM STK USD0.5 832248108 643.28 68,000.00 X 68,000.00 HCC INSURANCE HOLDINGS COM STK USD1 404132102 1,714.38 68,058.00 X 68,058.00 SUNOCO INC COM STK USD1 86764P109 1,816.53 68,600.00 X 68,600.00 URBAN OUTFITTERS COM USD0.0001 917047102 1,133.79 69,260.00 X 69,260.00 ALTRIA GROUP INC NEW COM STK USD0.333 (US-EX) 02209S103 1,109.95 69,285.00 X 69,285.00 NEWS CORPORATION COM USD0.01 CL'B' 65248E203 537.08 69,750.00 X 69,750.00 WESTFIELD FINANCIAL COM USD0.01'WI' 96008P104 633.47 71,985.00 X 71,985.00 CHEVRON CORP COM STK USD0.75 166764100 4,856.75 72,230.00 X 72,230.00 RAYTHEON CO COM USD0.01 755111507 2,829.69 72,668.00 X 72,668.00 HARMONIC INC COM STK USD0.001 413160102 480.42 73,910.00 X 73,910.00 VIROPHARMA INC COM USD0.002 928241108 393.14 74,883.00 X 74,883.00 INSIGNIA SOLUTIONS WTS TO PURCHASE ADRS 9142936 0.00 75,000.00 X 75,000.00 ENERGY SOLUTIONS INC COM STK NPV 292756202 664.22 76,788.00 X 76,788.00 PHILIP MORRIS INTL COM STK NPV 'WI' 718172109 2,749.80 77,285.00 X 77,285.00 CHUBB CORP COM STK USD1 171232101 3,329.65 78,678.00 X 78,678.00 OMNITURE INC COM USD0.001 68212S109 1,061.66 80,490.00 X 80,490.00 BAXTER INTERNATIONAL INC COM STK USD1 071813109 4,180.58 81,620.00 X 81,620.00 RYANAIR HLDGS ADR REPR 5 ORD EUR0.00635(US-EX) 783513104 1,929.69 83,500.00 X 83,500.00 ISHARES INC MSCI EAFE INDEX FUND (ETF) 464287465 3,162.07 84,120.00 X 84,120.00 RUSH ENTERPRISES COM CLASS'A'USD0.01 781846209 763.28 85,570.00 X 85,570.00 TERRA INDUSTRIES COM STK NPV 880915103 2,410.18 85,802.00 X 85,802.00 NVIDIA CORP COM USD0.001 67066G104 893.41 90,610.00 X 90,610.00 BORG WARNER INC COM STK USD0.01 099724106 1,841.82 90,730.00 X 90,730.00 VOLT INFORMATION SCIENCES INC COM STK USD0.10 928703107 615.96 92,626.00 X 92,626.00 KNIGHTSBRIDGE TANKERS COM STK USD0.01 G5299G106 1,455.00 100,000.00 X 100,000.00 AGRIUM INC COM NPV US-EX 008916108 3,684.58 102,950.00 X 102,950.00 INTEL CORP COM USD0.001 458140100 1,588.88 105,657.00 X 105,657.00 TCF FINANCIAL COM STK US$0.01 872275102 1,272.31 108,190.00 X 108,190.00 LAZARD LTD COM CLASS 'A' USD0.01 G54050102 3,495.66 118,900.00 X 118,900.00 STATE STREET CORP COM STK USD1 857477103 3,964.34 128,796.00 X 128,796.00 CHINA MOBILE LTD ADR (REP 5 ORD) SPON LVL111 16941M109 5,618.26 129,096.00 X 129,096.00 ECOPETROL SA SPON ADR EA REP 20 COM SHS COP250- 279158109 2,130.15 129,100.00 X 129,100.00 FREEPORT-MCMORAN COPPER & GOLD INC CLASS'B' COM STK USD0.10 35671D857 4,954.30 130,000.00 X 130,000.00 NASDAQ STOCK MARKET INC COM USD0.01 631103108 2,560.09 130,750.00 X 130,750.00 CF INDUSTRIES HOLDINGS INC COM STK USD0.01 125269100 9,559.87 134,400.00 X 134,400.00 PHILIPPINE LNG DIS ADR (1 PHP5)-DTC 718252604 5,954.68 134,935.00 X 134,935.00 BRISTOL-MYERS SQUIBB CO COM STK USD0.10 110122108 3,240.00 147,810.00 X 147,810.00 NEWCASTLE INVESTMENT CORP COM USD0.01 (HOLDING CORP) 9053890 300.00 150,000.00 X 150,000.00 NEWCASTLE INVESTMENT CORP COM USD0.01 RESTRICTED 9147663 0.00 150,000.00 X 150,000.00 CHINA PETROLEUM & CHEMICAL CORP ADR (100 'H' SHS)-DTC 16941R108 10,074.82 157,002.00 X 157,002.00 I-FLOW CORP COM STK USD0.001 449520303 595.92 163,267.00 X 163,267.00 YINGLI GREEN ENERGY HOLDING COMPANY ADR EACH REPR 1 ORD SHS 98584B103 998.12 165,800.00 X 165,800.00 REYNOLDS AMERICAN INC COM STK USD0.0001 761713106 6,248.88 174,355.00 X 174,355.00 WILLIS GROUP HLDGS COM STK USD0.000115 G96655108 3,859.72 175,442.00 X 175,442.00 TELVUE CORP COM STK USD0.01 87970K108 12.60 180,000.00 X 180,000.00 SILICONWARE PRECISION INDUSTRIES CO ADR EACH REP 5 ORD TWD10(SPON) 827084864 1,057.75 182,371.00 X 182,371.00 MOTION ANALYSIS COMMON 9010027 187.96 187,955.00 X 187,955.00 TAIWAN SEMICONDUCTOR MANUFACTURING ADS(EACH REP 5 ORD TWD10-DTC) 874039100 1,772.26 198,018.00 X 198,018.00 SINA CORPORATION COM STK USD0.133 G81477104 4,801.24 206,505.00 X 206,505.00 DISCOVER FINANCIAL SERVICES COM STK USD0.01 254709108 1,344.03 213,000.00 X 213,000.00 INNOVET COM USD0.001 45765P104 0.03 250,000.00 X 250,000.00 CPFL ENERGIA SA SPONS ADR REP 3 ORD NPV 126153105 10,426.49 257,000.00 X 257,000.00 CONTINENTAL AIRLINES INC CLASS'B'COM STK USD0.01 210795308 2,286.20 259,500.00 X 259,500.00 INFOSYS TECHNOLOGY SPON ADR EA REP 1 SHARE INR5 456788108 6,969.63 261,721.00 X 261,721.00 NEWS CORPORATION COM USD0.01 CLASS'A' 65248E104 1,820.50 275,000.00 X 275,000.00 ISHARES INC MSCI JAPAN INDX FD (ETF)464286848 2,349.27 297,000.00 X 297,000.00 INSIGNIA SOLUTIONS ADR (RESTRICTED) 9155934 0.00 300,000.00 X 300,000.00 TELLABS INC COM STK USD0.01 879664100 1,476.54 322,388.00 X 322,388.00 HEWLETT PACKARD CO COM USD0.01 428236103 11,850.08 369,622.00 X 369,622.00 CREDICORP COM USD5 (US-EX) G2519Y108 17,565.09 375,002.00 X 375,002.00 COMPANIA CERVECERI AS UNIDAS SA ADS(EACH 1 CNV INTO 5 COM STK NPV-DTC) 204429104 11,256.86 400,600.00 X 400,600.00 CIA DE BEBIDAS DAS AMERICAS ADR(1 PRF SHS-DTC) 20441W203 20,828.55 436,200.00 X 436,200.00 SKILLSET SOFTWARE, INC SERIES 'A' PREFERRED STOCK(*SUSPENDED) 9078677 0.00 445,000.00 X 445,000.00 FOMENTO ECONOMICO MEXICANO SA DE CV ADR REP 1 UNIT(1'B&2 'D-B'&2'D-L') (CIT) 344419106 12,266.88 486,588.00 X 486,588.00 KB FINANCIAL GROUP INC ADR EACH REPR 1 ORD SHS 48241A105 12,190.31 502,693.00 X 502,693.00 COMPANIA DE MINAS BUENAVENTURA S.A ADS(EACH REP 2 SER'B' SHS-DTC) 204448104 12,963.59 540,600.00 X 540,600.00 DIRECTV GROUP INC COM USD0.01 25459L106 13,884.06 609,217.00 X 609,217.00 SOCIEDAD QUIMICA Y MINERA DE CHILE ADR(EACH REP 10 SER'B' NPV-DTC) 833635105 17,378.21 654,300.00 X 654,300.00 ENERSIS S.A ADS(REPR 50 COM SHS-DTC) 29274F104 10,301.22 682,200.00 X 682,200.00 CHECK POINT SOFTWARE TECHNOLOGIES ORD ILS0.01 M22465104 15,724.30 707,983.00 X 707,983.00 CIA VALE RIO DOCE SPONS ADR REPR 1 COM 204412209 9,486.00 713,233.00 X 713,233.00 BRASIL TELECOM PARTICPACOES SA SPON ADR REP 5 PRF NPV (BNY) 105530109 26,343.72 729,339.00 X 729,339.00
CALLISTO PHARMACEUTICALS INC COM STK USD0.0001 1312EM104 60.00 750,000.00 X 750,000.00 BANCO SANTANDER- CHILE ADR(EACH REP 1039 COM NPV-DTC) 05965X109 27,655.08 805,097.00 X 805,097.00 EMPRESA NACIONAL DE ELECTRICIDAD SA ADS(EACH REP 30 COM SHS-DTC) 29244T101 35,429.51 944,787.00 X 944,787.00 MOTION ANALYSIS SERIES 1 PREFERRED STOCK 9032230 999.12 999,120.00 X 999,120.00 WAL-MART DE MEXICO ADR REP 10'V'SHS NPV-DTC) 93114W107 25,382.10 1,087,028.00 X 1,087,028.00 APPLE INC COM STK NPV 037833100 117,064.79 1,113,630.00 X 1,113,630.00 GILEAD SCIENCES COM USD0.001 375558103 53,453.84 1,154,012.00 X 1,154,012.00 PAO DE ACUCAR CBD ADR(REP 1000 PREF SHS-DTC) 20440T201 31,279.24 1,155,068.00 X 1,155,068.00 PROCTER & GAMBLE CO COM STK NPV 742718109 58,213.46 1,236,217.00 X 1,236,217.00 LAN AIRLINES SA SPND ADR REPR 5 ORD SHS 501723100 10,783.56 1,289,900.00 X 1,289,900.00 MONSANTO COM USD0.01 61166W101 109,238.77 1,314,546.00 X 1,314,546.00 TEVA PHARMACEUTICAL INDUSTRIES ADR(EACH CNV 1 ORD ILS0.10-DTC) 881624209 69,376.10 1,539,980.00 X 1,539,980.00 CONOCOPHILLIPS COM STK USD0.01 20825C104 65,987.07 1,685,063.00 X 1,685,063.00 ACCENTURE LTD BERM COM USD0.0000225 G1150G111 47,351.53 1,722,500.00 X 1,722,500.00 GRUPO TELEVISA SA DE CV ADR EACH REPR 5 ORD PTG CERTS (BONY) 40049J206 24,248.58 1,777,755.00 X 1,777,755.00 TELE NORTE LESTE PARTICIPACOES ADR(EACH REP 1 PRF NPV BNY-DTC) 879246106 24,811.70 1,792,753.00 X 1,792,753.00 WAL-MART STORES COM USD0.10 931142103 93,533.05 1,795,260.00 X 1,795,260.00 JP MORGAN CHASE & CO COM USD1 46625H100 51,883.34 1,951,969.00 X 1,951,969.00 COMPANHIA SIDERUGICA NACIONAL ADR(1 ADR EQUALS 1000 ORD-DTC) 20440W105 29,106.05 1,961,324.00 X 1,961,324.00 CARSO GLOBAL TELECOM SA DE CV ADR(REP 2 SER'A1'COM NPV-DTC) 14574P101 14,818.84 2,195,383.00 X 2,195,383.00 MCDONALD'S CORP COM STK USD0.01 580135101 121,061.53 2,218,463.00 X 2,218,463.00 POLO RALPH LAUREN CORPORATION CLASS 'A' COM STK USD0.01 731572103 94,743.43 2,242,448.00 X 2,242,448.00 CEMEX SAB DE CV ADR(EACH REP 10 CPO-DTC) 151290889 16,479.88 2,636,780.00 X 2,636,780.00 PETROL BRASILEIRO- PETROBRAS ADR(EACH REP 100 PRF SHS NPV-DTC) 71654V101 71,507.59 2,918,677.00 X 2,918,677.00 PETROL BRASILEIROS ADS(EACH 1 REP 4 SHS) 71654V408 93,983.31 3,084,454.00 X 3,084,454.00 AMERICA MOVIL SA ADR(EACH REP 20 SHS NPV SER'L'-DTC) 02364W105 96,050.00 3,546,898.00 X 3,546,898.00 PFIZER INC COM STK USD0.05 717081103 50,874.34 3,735,267.00 X 3,735,267.00 MICROSOFT CORP COM STK USD0.0000125 594918104 71,099.56 3,870,417.00 X 3,870,417.00 BCO BRANDESCO SA ADR ECH REP 1 PRF NPV SPON 059460303 40,953.57 4,136,724.00 X 4,136,724.00 AT&T INC COM USD1 00206R102 105,993.09 4,206,075.00 X 4,206,075.00 ORACLE CORPORATION COM USD0.01 68389X105 93,443.04 5,171,170.00 X 5,171,170.00 CIA VALE RIO DOCE ADR(1 PRF SHS-DTC) 204412100 83,485.94 7,401,236.00 X 7,401,236.00 ITAU UNIBANCO MULTIPLO 1 ADRS REP 1 PRF SHARE 465562106 85,278.10 7,773,538.00 X 7,773,538.00
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