0001127602-11-015633.txt : 20110510
0001127602-11-015633.hdr.sgml : 20110510
20110510120946
ACCESSION NUMBER: 0001127602-11-015633
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110506
FILED AS OF DATE: 20110510
DATE AS OF CHANGE: 20110510
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Betters Ralph M
CENTRAL INDEX KEY: 0001388154
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33390
FILM NUMBER: 11826654
MAIL ADDRESS:
STREET 1: 7007 BROADWAY AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TFS Financial CORP
CENTRAL INDEX KEY: 0001381668
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 522054948
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7007 BROADWAY AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44105
BUSINESS PHONE: (216) 441-6000
MAIL ADDRESS:
STREET 1: 7007 BROADWAY AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44105
4
1
form4.xml
PRIMARY DOCUMENT
X0303
4
2011-05-06
0001381668
TFS Financial CORP
TFSL
0001388154
Betters Ralph M
7007 BROADWAY AVENUE
CLEVELAND
OH
44105
1
Chief Information Officer
Common Stock
2011-05-06
4
P
0
4949
10.45
A
55147
I
By 401(k)
Common Stock
100
I
As Custodian For Child 1
Common Stock
89
I
By Child 2
Common Stock
4145
I
By ESOP
Common Stock
30129
I
By Spouse's Trust
Employee Stock Option (right to buy)
14.00
2020-05-14
Common Stock
31500
31500
D
Employee Stock Option (right to buy)
11.96
2019-05-11
Common Stock
37500
37500
D
Employee Stock Option (right to buy)
11.74
2018-08-10
Common Stock
126500
126500
D
Restricted Stock Units
Common Stock
4200
4200
D
Restricted Stock Units
Common Stock
35100
35100
D
Restricted Stock Units
Common Stock
3600
3600
D
Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
As reported on the Form 4 dated May 18, 2010, the reporting person received a grant of 31,500 stock options that vest in three equal annual installments beginning on May 14, 2011.
As reported on the Form 4 dated May 14, 2009, the reporting person received a grant for 37,500 stock options that vest in three equal annual installments beginning on May 12, 2010.
As reported on the Form 4 dated August 13, 2008, the reporting person received a grant of 126,500 stock options that vest in four equal annual installments beginning on August 11, 2012.
Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
As reported on the Form 4 dated May 14, 2009, the reporting person received a grant of 4,200 restricted stock units that vest in four equal annual installments beginning on May 12, 2010. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.
As reported on the Form 4 dated August 13, 2008, the reporting person was granted 35,100 restricted stock units that vest 10% on each of the third through the ninth anniversaries of the date of the grant and 30% on the tenth anniversary of the date of the grant. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.
As reported on the Form 4 dated May 18, 2010, the reporting person received a grant of 3,600 restricted stock units that vest in four equal annual installments beginning on May 14, 2011. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.
/s/ Paul J. Huml, Pursuant to Power of Attorney
2011-05-10