0001127602-11-015633.txt : 20110510 0001127602-11-015633.hdr.sgml : 20110510 20110510120946 ACCESSION NUMBER: 0001127602-11-015633 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110506 FILED AS OF DATE: 20110510 DATE AS OF CHANGE: 20110510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Betters Ralph M CENTRAL INDEX KEY: 0001388154 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33390 FILM NUMBER: 11826654 MAIL ADDRESS: STREET 1: 7007 BROADWAY AVENUE CITY: CLEVELAND STATE: OH ZIP: 44105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TFS Financial CORP CENTRAL INDEX KEY: 0001381668 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 522054948 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7007 BROADWAY AVENUE CITY: CLEVELAND STATE: OH ZIP: 44105 BUSINESS PHONE: (216) 441-6000 MAIL ADDRESS: STREET 1: 7007 BROADWAY AVENUE CITY: CLEVELAND STATE: OH ZIP: 44105 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-05-06 0001381668 TFS Financial CORP TFSL 0001388154 Betters Ralph M 7007 BROADWAY AVENUE CLEVELAND OH 44105 1 Chief Information Officer Common Stock 2011-05-06 4 P 0 4949 10.45 A 55147 I By 401(k) Common Stock 100 I As Custodian For Child 1 Common Stock 89 I By Child 2 Common Stock 4145 I By ESOP Common Stock 30129 I By Spouse's Trust Employee Stock Option (right to buy) 14.00 2020-05-14 Common Stock 31500 31500 D Employee Stock Option (right to buy) 11.96 2019-05-11 Common Stock 37500 37500 D Employee Stock Option (right to buy) 11.74 2018-08-10 Common Stock 126500 126500 D Restricted Stock Units Common Stock 4200 4200 D Restricted Stock Units Common Stock 35100 35100 D Restricted Stock Units Common Stock 3600 3600 D Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended. As reported on the Form 4 dated May 18, 2010, the reporting person received a grant of 31,500 stock options that vest in three equal annual installments beginning on May 14, 2011. As reported on the Form 4 dated May 14, 2009, the reporting person received a grant for 37,500 stock options that vest in three equal annual installments beginning on May 12, 2010. As reported on the Form 4 dated August 13, 2008, the reporting person received a grant of 126,500 stock options that vest in four equal annual installments beginning on August 11, 2012. Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. As reported on the Form 4 dated May 14, 2009, the reporting person received a grant of 4,200 restricted stock units that vest in four equal annual installments beginning on May 12, 2010. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation. As reported on the Form 4 dated August 13, 2008, the reporting person was granted 35,100 restricted stock units that vest 10% on each of the third through the ninth anniversaries of the date of the grant and 30% on the tenth anniversary of the date of the grant. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation. As reported on the Form 4 dated May 18, 2010, the reporting person received a grant of 3,600 restricted stock units that vest in four equal annual installments beginning on May 14, 2011. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation. /s/ Paul J. Huml, Pursuant to Power of Attorney 2011-05-10