0001181431-15-006134.txt : 20150427
0001181431-15-006134.hdr.sgml : 20150427
20150427173925
ACCESSION NUMBER: 0001181431-15-006134
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150424
FILED AS OF DATE: 20150427
DATE AS OF CHANGE: 20150427
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DUNKIN' BRANDS GROUP, INC.
CENTRAL INDEX KEY: 0001357204
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 130 ROYALL STREET
CITY: CANTON
STATE: MA
ZIP: 02021
BUSINESS PHONE: 7817374516
MAIL ADDRESS:
STREET 1: 130 ROYALL STREET
CITY: CANTON
STATE: MA
ZIP: 02021
FORMER COMPANY:
FORMER CONFORMED NAME: DUNKIN' BRANDS GROUP HOLDINGS, INC.
DATE OF NAME CHANGE: 20100401
FORMER COMPANY:
FORMER CONFORMED NAME: DUNKIN' BRANDS GROUP HOLDINGS, INC
DATE OF NAME CHANGE: 20100401
FORMER COMPANY:
FORMER CONFORMED NAME: DUNKIN BRANDS GROUP HOLDINGS, INC
DATE OF NAME CHANGE: 20090821
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CARBONE PAUL C
CENTRAL INDEX KEY: 0001381539
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35258
FILM NUMBER: 15796128
MAIL ADDRESS:
STREET 1: TWEEN BRANDS, INC.
STREET 2: 8323 WALTON PARKWAY
CITY: NEW ALBANY
STATE: OH
ZIP: 43054-9522
4
1
rrd424502.xml
P. CARBONE FORM 4
X0306
4
2015-04-24
0
0001357204
DUNKIN' BRANDS GROUP, INC.
DNKN
0001381539
CARBONE PAUL C
C/O DUNKIN' BRANDS GROUP, INC.
130 ROYALL STREET
CANTON
MA
02021
0
1
0
0
Chief Financial Officer
Common Stock
2015-04-24
4
M
0
1600
3.02
A
24193
D
Common Stock
2015-04-24
4
M
0
9806
7.31
A
33999
D
Common Stock
2015-04-24
4
M
0
21500
37.26
A
55499
D
Common Stock
2015-04-24
4
S
0
32906
54.14
D
22593
D
Option to Purchase Common Stock
3.02
2015-04-24
4
M
0
1600
0
D
2020-02-23
Common Stock
1600
47436
D
Option to Purchase Common Stock
7.31
2015-04-24
4
M
0
9806
0
D
2021-03-09
Common Stock
9806
2453
D
Option to Purchase Common Stock
37.26
2015-04-24
4
M
0
21500
0
D
2023-02-12
Common Stock
21500
21500
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.72 to $54.58, inclusive. The reporting person undertakes to provide Dunkin' Brands Group, Inc., any security holder of Dunkin' Brands Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
The option vests based upon time criteria (five equal installments that began on 02/23/2011).
The option vests based upon time (five equal annual installments that began on 3/9/2012) and performance criteria.
The option vests based upon time criteria (four equal annual installments that began on 2/12/2014).
/s/ Richard Emmett, as attorney-in-fact for Paul C. Carbone
2015-04-27