0001225208-11-021849.txt : 20110916
0001225208-11-021849.hdr.sgml : 20110916
20110916161429
ACCESSION NUMBER: 0001225208-11-021849
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110914
FILED AS OF DATE: 20110916
DATE AS OF CHANGE: 20110916
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Golliher John R
CENTRAL INDEX KEY: 0001381098
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33145
FILM NUMBER: 111095428
MAIL ADDRESS:
STREET 1: SALLY BEAUTY HOLDINGS, INC.
STREET 2: 3001 COLORADO BOULEVARD
CITY: DENTON
STATE: TX
ZIP: 76210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sally Beauty Holdings, Inc.
CENTRAL INDEX KEY: 0001368458
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990]
IRS NUMBER: 362257936
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 3001 COLORADO BOULEVARD
CITY: DENTON
STATE: TX
ZIP: 76210
BUSINESS PHONE: (940) 898-7500
MAIL ADDRESS:
STREET 1: 3001 COLORADO BOULEVARD
CITY: DENTON
STATE: TX
ZIP: 76210
FORMER COMPANY:
FORMER CONFORMED NAME: New Sally Holdings, Inc.
DATE OF NAME CHANGE: 20060707
4
1
doc4.xml
X0304
4
2011-09-14
0001368458
Sally Beauty Holdings, Inc.
SBH
0001381098
Golliher John R
C/O SALLY BEAUTY HOLDINGS, INC.
3001 COLORADO BLVD
DENTON
TX
76210
1
President-Beauty Systems Group
Common Stock
2011-09-14
4
M
0
116250.0000
8.8000
A
167277.0000
D
Common Stock
2011-09-14
4
M
0
70423.0000
5.2400
A
237700.0000
D
Common Stock
2011-09-14
4
M
0
7751.0000
2.0000
A
245451.0000
D
Common Stock
2011-09-14
4
M
0
7313.0000
2.0000
A
252764.0000
D
Common Stock
2011-09-14
4
M
0
6519.0000
2.0000
A
259283.0000
D
Common Stock
2011-09-14
4
M
0
5076.0000
2.0000
A
264359.0000
D
Common Stock
2011-09-14
4
S
0
213332.0000
17.5129
D
51027.0000
D
Common Stock
2011-09-15
4
M
0
33381.0000
7.4200
A
84408.0000
D
Common Stock
2011-09-15
4
M
0
7077.0000
5.2400
A
91485.0000
D
Common Stock
2011-09-15
4
S
0
40458.0000
17.5038
D
51027.0000
D
Common Stock
2011-09-16
4
M
0
115000.0000
9.5700
A
166027.0000
D
Common Stock
2011-09-16
4
M
0
7869.0000
7.4200
A
173896.0000
D
Common Stock
2011-09-16
4
S
0
122869.0000
17.5109
D
51027.0000
D
Common Stock
1088.3714
I
by 401(k) Profit Sharing
Employee Stock Option (Right to Buy)
2.0000
2011-09-14
4
M
0
5076.0000
2.0000
D
2012-09-30
Common Stock
5076.0000
0.0000
D
Employee Stock Option (Right to Buy)
2.0000
2011-09-14
4
M
0
6519.0000
2.0000
D
2013-09-30
Common Stock
6519.0000
0.0000
D
Employee Stock Option (Right to Buy)
2.0000
2011-09-14
4
M
0
7751.0000
2.0000
D
2014-09-30
Common Stock
7751.0000
0.0000
D
Employee Stock Option (Right to Buy)
2.0000
2011-09-14
4
M
0
7313.0000
2.0000
D
2015-09-30
Common Stock
7313.0000
0.0000
D
Employee Stock Option (Right to Buy)
5.2400
2011-09-14
4
M
0
70423.0000
5.2400
D
2018-10-22
Common Stock
70423.0000
84577.0000
D
Employee Stock Option (Right to Buy)
8.8000
2011-09-14
4
M
0
116250.0000
8.8000
D
2017-10-24
Common Stock
116250.0000
38750.0000
D
Employee Stock Option (Right to Buy)
7.4200
2011-09-15
4
M
0
33381.0000
7.4200
D
2019-10-21
Common Stock
33381.0000
131619.0000
D
Employee Stock Option (Right to Buy)
5.2400
2011-09-15
4
M
0
7077.0000
5.2400
D
2018-10-22
Common Stock
7077.0000
77500.0000
D
Employee Stock Option (Right to Buy)
7.4200
2011-09-16
4
M
0
7869.0000
7.4200
D
2019-10-21
Common Stock
7869.0000
123750.0000
D
Employee Stock Option (Right to Buy)
9.5700
2011-09-16
4
M
0
115000.0000
9.5700
D
2007-12-03
2016-12-04
Common Stock
115000.0000
0.0000
D
The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on August 11, 2011.
Reflects the weighted average purchase price. The range of prices for these transactions was $17.50 to $17.62. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.
Reflects the weighted average purchase price. The range of the prices for these transactions was $17.50 to $17.55. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.
Reflects the weighted average purchase price. The range of prices for these transactions was $17.50 to $17.58. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.
This option is currently exercisable in full.
The options vest in four equal annual installments beginning on October 22, 2009.
The options vest annually in four equal installments beginning on October 23, 2008.
The options vest annually in four equal installments beginning on October 20, 2010.
Matt Haltom, Attorney-in-fact
2011-09-16