0001225208-11-021849.txt : 20110916 0001225208-11-021849.hdr.sgml : 20110916 20110916161429 ACCESSION NUMBER: 0001225208-11-021849 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110914 FILED AS OF DATE: 20110916 DATE AS OF CHANGE: 20110916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Golliher John R CENTRAL INDEX KEY: 0001381098 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33145 FILM NUMBER: 111095428 MAIL ADDRESS: STREET 1: SALLY BEAUTY HOLDINGS, INC. STREET 2: 3001 COLORADO BOULEVARD CITY: DENTON STATE: TX ZIP: 76210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sally Beauty Holdings, Inc. CENTRAL INDEX KEY: 0001368458 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 362257936 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 3001 COLORADO BOULEVARD CITY: DENTON STATE: TX ZIP: 76210 BUSINESS PHONE: (940) 898-7500 MAIL ADDRESS: STREET 1: 3001 COLORADO BOULEVARD CITY: DENTON STATE: TX ZIP: 76210 FORMER COMPANY: FORMER CONFORMED NAME: New Sally Holdings, Inc. DATE OF NAME CHANGE: 20060707 4 1 doc4.xml X0304 4 2011-09-14 0001368458 Sally Beauty Holdings, Inc. SBH 0001381098 Golliher John R C/O SALLY BEAUTY HOLDINGS, INC. 3001 COLORADO BLVD DENTON TX 76210 1 President-Beauty Systems Group Common Stock 2011-09-14 4 M 0 116250.0000 8.8000 A 167277.0000 D Common Stock 2011-09-14 4 M 0 70423.0000 5.2400 A 237700.0000 D Common Stock 2011-09-14 4 M 0 7751.0000 2.0000 A 245451.0000 D Common Stock 2011-09-14 4 M 0 7313.0000 2.0000 A 252764.0000 D Common Stock 2011-09-14 4 M 0 6519.0000 2.0000 A 259283.0000 D Common Stock 2011-09-14 4 M 0 5076.0000 2.0000 A 264359.0000 D Common Stock 2011-09-14 4 S 0 213332.0000 17.5129 D 51027.0000 D Common Stock 2011-09-15 4 M 0 33381.0000 7.4200 A 84408.0000 D Common Stock 2011-09-15 4 M 0 7077.0000 5.2400 A 91485.0000 D Common Stock 2011-09-15 4 S 0 40458.0000 17.5038 D 51027.0000 D Common Stock 2011-09-16 4 M 0 115000.0000 9.5700 A 166027.0000 D Common Stock 2011-09-16 4 M 0 7869.0000 7.4200 A 173896.0000 D Common Stock 2011-09-16 4 S 0 122869.0000 17.5109 D 51027.0000 D Common Stock 1088.3714 I by 401(k) Profit Sharing Employee Stock Option (Right to Buy) 2.0000 2011-09-14 4 M 0 5076.0000 2.0000 D 2012-09-30 Common Stock 5076.0000 0.0000 D Employee Stock Option (Right to Buy) 2.0000 2011-09-14 4 M 0 6519.0000 2.0000 D 2013-09-30 Common Stock 6519.0000 0.0000 D Employee Stock Option (Right to Buy) 2.0000 2011-09-14 4 M 0 7751.0000 2.0000 D 2014-09-30 Common Stock 7751.0000 0.0000 D Employee Stock Option (Right to Buy) 2.0000 2011-09-14 4 M 0 7313.0000 2.0000 D 2015-09-30 Common Stock 7313.0000 0.0000 D Employee Stock Option (Right to Buy) 5.2400 2011-09-14 4 M 0 70423.0000 5.2400 D 2018-10-22 Common Stock 70423.0000 84577.0000 D Employee Stock Option (Right to Buy) 8.8000 2011-09-14 4 M 0 116250.0000 8.8000 D 2017-10-24 Common Stock 116250.0000 38750.0000 D Employee Stock Option (Right to Buy) 7.4200 2011-09-15 4 M 0 33381.0000 7.4200 D 2019-10-21 Common Stock 33381.0000 131619.0000 D Employee Stock Option (Right to Buy) 5.2400 2011-09-15 4 M 0 7077.0000 5.2400 D 2018-10-22 Common Stock 7077.0000 77500.0000 D Employee Stock Option (Right to Buy) 7.4200 2011-09-16 4 M 0 7869.0000 7.4200 D 2019-10-21 Common Stock 7869.0000 123750.0000 D Employee Stock Option (Right to Buy) 9.5700 2011-09-16 4 M 0 115000.0000 9.5700 D 2007-12-03 2016-12-04 Common Stock 115000.0000 0.0000 D The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on August 11, 2011. Reflects the weighted average purchase price. The range of prices for these transactions was $17.50 to $17.62. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price. Reflects the weighted average purchase price. The range of the prices for these transactions was $17.50 to $17.55. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price. Reflects the weighted average purchase price. The range of prices for these transactions was $17.50 to $17.58. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price. This option is currently exercisable in full. The options vest in four equal annual installments beginning on October 22, 2009. The options vest annually in four equal installments beginning on October 23, 2008. The options vest annually in four equal installments beginning on October 20, 2010. Matt Haltom, Attorney-in-fact 2011-09-16