0001381055-18-000005.txt : 20181023 0001381055-18-000005.hdr.sgml : 20181023 20181023144958 ACCESSION NUMBER: 0001381055-18-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181023 DATE AS OF CHANGE: 20181023 EFFECTIVENESS DATE: 20181023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Penbrook Management LLC CENTRAL INDEX KEY: 0001381055 IRS NUMBER: 133983976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12868 FILM NUMBER: 181133956 BUSINESS ADDRESS: STREET 1: 880 THIRD AVENUE STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-792-6952 MAIL ADDRESS: STREET 1: 880 THIRD AVENUE STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001381055 XXXXXXXX 09-30-2018 09-30-2018 Penbrook Management LLC

880 THIRD AVENUE 16TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-12868 N Barbara Burke DiCostanzo 212-792-6953 Barbara Burke DiCostanzo New York NY 10-23-2018 0 129 104406 false INFORMATION TABLE 2 0930201813F.xml 2U INC COM 90214J101 520 6920 SH SOLE 0 0 6920 2U INC COM 90214J101 301 4000 SH OTR 0 4000 0 A H BELO CORP COM 001282102 103 22375 SH SOLE 0 0 22375 ABBOTT LABS COM 002824100 282 3840 SH SOLE 0 0 3840 ABBVIE INC COM 00287Y109 363 3840 SH SOLE 0 0 3840 ABERDEEN ASIA-PACIFIC INCOME F COM 003009107 80 19300 SH SOLE 0 0 19300 AFLAC INC COM 001055102 306 6500 SH SOLE 0 0 6500 ALLERGAN PLC COM G0177J108 725 3806 SH SOLE 0 0 3806 ALPHABET INC CAP STK CL C COM 02079K107 2113 1770 SH SOLE 0 0 1770 ALPHABET INC CL A COM 02079K305 2598 2152 SH SOLE 0 0 2152 AMAZON COM INC COM 023135106 5007 2500 SH SOLE 0 0 2500 AMBER RD INC COM 02318Y108 663 68900 SH SOLE 0 0 68900 AMBER RD INC COM 02318Y108 192 20000 SH OTR 0 20000 0 AMERICAN MIDSTREAM PARTNERS LP COM 02752P100 351 55300 SH SOLE 0 0 55300 APPLE INC COM 037833100 981 4344 SH SOLE 0 0 4344 ASPEN GROUP INC COM 04530L203 412 60640 SH SOLE 0 0 60640 ASPEN GROUP INC COM 04530L203 276 40540 SH OTR 0 40540 0 AUTOMATIC DATA PROCESSING INC COM 053015103 1149 7628 SH SOLE 0 0 7628 AXCELIS TECHNOLOGIES INC COM 054540208 1222 62200 SH SOLE 0 0 62200 AXCELIS TECHNOLOGIES INC COM 054540208 589 30000 SH OTR 0 30000 0 BARRETT BUSINESS SERVICES INC COM 068463108 467 7000 SH SOLE 0 0 7000 BAYTEX ENERGY CORP COM 07317Q105 287 98580 SH SOLE 0 0 98580 BECTON DICKINSON & CO COM 075887109 1038 3978 SH SOLE 0 0 3978 BERKSHIRE HATHAWAY INC DEL CL COM 084670702 1041 4860 SH SOLE 0 0 4860 BLACK KNIGHT INC COM 09215C105 708 13625 SH SOLE 0 0 13625 BLACKSTONE GROUP L P COM 09253U108 800 21000 SH SOLE 0 0 21000 BMC STK HLDGS INC COM 05591B109 267 14300 SH SOLE 0 0 14300 CARE COM INC COM 141633107 1087 49185 SH SOLE 0 0 49185 CARE COM INC COM 141633107 553 25000 SH OTR 0 25000 0 CAS MED SYS INC COM 124769209 51 22400 SH SOLE 0 0 22400 CASTLIGHT HEALTH INC CL B COM 14862Q100 442 163530 SH SOLE 0 0 163530 CASTLIGHT HEALTH INC CL B COM 14862Q100 270 100000 SH OTR 0 100000 0 CHEGG INC COM 163092109 1513 53205 SH SOLE 0 0 53205 CHEGG INC COM 163092109 891 31350 SH OTR 0 31350 0 CHEVRON CORP COM 166764100 216 1765 SH SOLE 0 0 1765 CISCO SYSTEMS INC COM 17275R102 1348 27700 SH SOLE 0 0 27700 CONOCOPHILLIPS COM 20825C104 398 5145 SH SOLE 0 0 5145 CONTROL4 CORP COM 21240D107 640 18650 SH SOLE 0 0 18650 CORE LABORATORIES NV COM N22717107 897 7748 SH SOLE 0 0 7748 CRESCENT PT ENERGY CORP COM 22576C101 212 33400 SH SOLE 0 0 33400 CRESTWOOD EQUITY PARTNERS LP U COM 226344208 1679 45700 SH SOLE 0 0 45700 CRYOPORT INC COM 229050307 735 57410 SH SOLE 0 0 57410 CRYOPORT INC COM 229050307 333 26000 SH OTR 0 26000 0 CYBEROPTICS CORP COM 232517102 941 46600 SH SOLE 0 0 46600 CYBEROPTICS CORP COM 232517102 970 48000 SH OTR 0 48000 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 715 49350 SH SOLE 0 0 49350 DATA I O CORP COM 237690102 1206 230580 SH SOLE 0 0 230580 DATA I O CORP COM 237690102 397 76000 SH OTR 0 76000 0 DSW INC CL A COM 23334L102 793 23395 SH SOLE 0 0 23395 DSW INC CL A COM 23334L102 595 17575 SH OTR 0 17575 0 EATON VANCE TAX ADVANTAGED DIV COM 27828G107 663 27047 SH SOLE 0 0 27047 ELECTRO SCIENTIFIC INDS INC COM 285229100 1931 110670 SH SOLE 0 0 110670 ELECTRO SCIENTIFIC INDS INC COM 285229100 747 42800 SH OTR 0 42800 0 EMERSON ELEC CO COM 291011104 800 10450 SH SOLE 0 0 10450 FACEBOOK INC CL A COM 30303M102 411 2500 SH SOLE 0 0 2500 FIDELITY INTERMED BOND FUND COM 315912105 263 25000 SH SOLE 0 0 25000 FIDELITY NATL FINL INC NEW FNF COM 31620R303 2007 51003 SH SOLE 0 0 51003 FIDELITY NATL INFORMATION SVCS COM 31620M106 246 2255 SH SOLE 0 0 2255 FIRST AMERN FINL CORP COM 31847R102 842 16321 SH SOLE 0 0 16321 FIRST BANCORP P R COM 318672706 873 95900 SH SOLE 0 0 95900 FISERV INC COM 337738108 1019 12368 SH SOLE 0 0 12368 FITBIT INC CL A COM 33812L102 362 67750 SH SOLE 0 0 67750 FORD MOTOR CO COM 345370860 118 12800 SH SOLE 0 0 12800 GANNETT SPINCO INC COM 36473H104 776 77510 SH SOLE 0 0 77510 GANNETT SPINCO INC COM 36473H104 601 60000 SH OTR 0 60000 0 GENERAL ELECTRIC CO COM 369604103 191 16890 SH SOLE 0 0 16890 GEO GROUP INC COM 36162J106 559 22200 SH SOLE 0 0 22200 GLOBAL PARTNERS LP COM 37946R109 440 24183 SH SOLE 0 0 24183 GRAFTECH INTL LTD COM 384313508 544 27900 SH SOLE 0 0 27900 HESS MIDSTREAM PARTNERS LP COM 428104103 23 1000 SH SOLE 0 0 1000 HESS MIDSTREAM PARTNERS LP COM 428104103 456 20000 SH OTR 0 20000 0 HEWLETT PACKARD ENTERPRISE CO COM 42824C109 426 26135 SH SOLE 0 0 26135 HEWLETT PACKARD ENTERPRISE CO COM 42824C109 250 15350 SH OTR 0 15350 0 HMS HLDGS CORP COM 40425J101 935 28500 SH SOLE 0 0 28500 INTERMOLECULAR INC COM 45882D109 47 40000 SH SOLE 0 0 40000 INTERNATIONAL BUSINESS MACHS C COM 459200101 257 1700 SH SOLE 0 0 1700 INVESCO EXCHANGE TRADED FD TR COM 46137V357 640 5990 SH SOLE 0 0 5990 INVESCO MUN TR COM 46131J103 115 10000 SH SOLE 0 0 10000 INVESCO QQQ TR UNIT SER 1 COM 46090E103 994 5350 SH SOLE 0 0 5350 ISHARES TR NASDAQ BIOTECHNOLOG COM 464287556 556 4560 SH SOLE 0 0 4560 KOPIN CORP COM 500600101 877 362435 SH SOLE 0 0 362435 KOPIN CORP COM 500600101 425 175470 SH OTR 0 175470 0 KULICKE & SOFFA INDS INC COM 501242101 2613 109600 SH SOLE 0 0 109600 LANDMARK INFRASTRUCTURE PARTNE COM 51508J108 434 31330 SH SOLE 0 0 31330 LIGHTPATH TECHNOLOGIES INC CL COM 532257805 114 56800 SH SOLE 0 0 56800 MAVERIX METALS INC COM 57776F108 54 30000 SH SOLE 0 0 30000 MESOBLAST LTD SHS ISIN#AU00000 COM Q6005U107 230 147700 SH SOLE 0 0 147700 MESOBLAST LTD SPONSORED ADR IS COM 590717104 1597 195700 SH SOLE 0 0 195700 MESOBLAST LTD SPONSORED ADR IS COM 590717104 255 31200 SH OTR 0 31200 0 MFS INTERNEDIATE INCOME TRUST COM 55273C107 532 141460 SH SOLE 0 0 141460 MICROSOFT CORP COM 594918104 5105 44635 SH SOLE 0 0 44635 MOODYS CORP COM 615369105 2366 14150 SH SOLE 0 0 14150 NAVIGATOR HLDGS LTD SHS ISIN#M COM Y62132108 1498 123825 SH SOLE 0 0 123825 NEW YORK & CO INC COM 649295102 1284 332720 SH SOLE 0 0 332720 NGL ENERGY PARTNERS LP COM 62913M107 117 10100 SH SOLE 0 0 10100 NOVARTIS AG SPONSORED ADR COM 66987V109 474 5500 SH SOLE 0 0 5500 NOVO NORDISK A.S. ADR FORMERLY COM 670100205 6062 128600 SH SOLE 0 0 128600 NUANCE COMMUNICATIONS INC COM 67020Y100 402 23200 SH SOLE 0 0 23200 NUANCE COMMUNICATIONS INC COM 67020Y100 329 19000 SH OTR 0 19000 0 NUVEEN NEW YORK MUN VALUE FD 2 COM 670706100 268 20000 SH SOLE 0 0 20000 NUVEEN NEW YORK MUNICIPAL VALU COM 67062M105 943 100000 SH SOLE 0 0 100000 ONEOK INC NEW COM COM 682680103 779 11490 SH SOLE 0 0 11490 ORGANOVO HLDGS INC COM 68620A104 157 136725 SH SOLE 0 0 136725 ORGANOVO HLDGS INC COM 68620A104 153 133000 SH OTR 0 133000 0 PC TEL INC COM 69325Q105 188 40385 SH SOLE 0 0 40385 PC TEL INC COM 69325Q105 139 30000 SH OTR 0 30000 0 PERCEPTRON INC COM 71361F100 1063 109043 SH SOLE 0 0 109043 PERCEPTRON INC COM 71361F100 487 50000 SH OTR 0 50000 0 PHILLIPS 66 COM 718546104 201 1779 SH SOLE 0 0 1779 PHOTRONICS INC COM 719405102 642 65150 SH SOLE 0 0 65150 POPULAR INC COM 733174700 1309 25540 SH SOLE 0 0 25540 POWER INTEGRATIONS INC COM 739276103 544 8600 SH SOLE 0 0 8600 PRETIUM RES INC COM 74139C102 333 43800 SH SOLE 0 0 43800 PROTECTIVE INS CORP CL B COM 74368L203 286 12450 SH SOLE 0 0 12450 ROYAL DUTCH SHELL PLC COM 780259206 1329 19500 SH SOLE 0 0 19500 PUTNAM MASTER INTER INCOME TRU COM 746909100 773 170954 SH SOLE 0 0 170954 SEABRIDGE GOLD INC COM 811916105 702 54170 SH SOLE 0 0 54170 SINCLAIR BROADCAST GROUP INC COM 829226109 428 15100 SH SOLE 0 0 15100 SONY CORP ADR AMERN SH NEW COM 835699307 1504 24800 SH SOLE 0 0 24800 SPDR S&P 500 ETF TR TR UNIT COM 78462F103 2359 8115 SH SOLE 0 0 8115 SUMMIT MIDSTREAM PARTNERS LP COM 866142102 382 26700 SH SOLE 0 0 26700 SYNCHRONY FINL COM 87165B103 594 19100 SH SOLE 0 0 19100 TARGA RES CORP COM 87612G101 803 14253 SH SOLE 0 0 14253 THE ONE GROUP HOSPITALITY INC COM 88338K103 384 108900 SH SOLE 0 0 108900 THOMSON REUTERS CORP COM 884903105 1624 35550 SH SOLE 0 0 35550 VERIZON COMMUNICATIONS INC COM 92343V104 1691 31674 SH SOLE 0 0 31674 VERMILION ENERGY INC COM 923725105 729 22150 SH SOLE 0 0 22150 WILEY JOHN & SONS INC CLASS A COM 968223206 454 7500 SH SOLE 0 0 7500 WILLIAMS COS INC COM 969457100 575 21140 SH SOLE 0 0 21140