0001381055-18-000002.txt : 20180221 0001381055-18-000002.hdr.sgml : 20180221 20180221151842 ACCESSION NUMBER: 0001381055-18-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180221 DATE AS OF CHANGE: 20180221 EFFECTIVENESS DATE: 20180221 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Penbrook Management LLC CENTRAL INDEX KEY: 0001381055 IRS NUMBER: 133983976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12868 FILM NUMBER: 18628162 BUSINESS ADDRESS: STREET 1: 880 THIRD AVENUE STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-792-6952 MAIL ADDRESS: STREET 1: 880 THIRD AVENUE STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001381055 XXXXXXXX 12-31-2017 12-31-2017 Penbrook Management LLC

880 THIRD AVENUE 16TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-12868 N Barbara Burke DiCostanzo 212-792-6953 Barbara Burke DiCostanzo New York NY 02-21-2018 0 124 111073 false INFORMATION TABLE 2 12311713F.xml 13F 2U INC COM 90214J101 1045 16200 SH SOLE 0 0 16200 2U INC COM 90214J101 1084 16800 SH OTR 0 16800 0 A H BELO CORP COM 001282102 107 22375 SH SOLE 0 0 22375 ABBOTT LABS COM 002824100 219 3840 SH SOLE 0 0 3840 ABBVIE INC COM 00287Y109 371 3840 SH SOLE 0 0 3840 ABERDEEN ASIA-PACIFIC INCOME F COM 003009107 109 22300 SH SOLE 0 0 22300 AFLAC INC COM 001055102 307 3500 SH SOLE 0 0 3500 ALLERGAN PLC COM G0177J108 978 5976 SH SOLE 0 0 5976 ALPHABET INC CAP STK CL C COM 02079K107 1975 1887 SH SOLE 0 0 1887 ALPHABET INC CAP STK CL C COM 02079K107 523 500 SH OTR 0 500 0 ALPHABET INC CL A COM 02079K305 2267 2152 SH SOLE 0 0 2152 AMAZON INC COM 023135106 4086 3494 SH SOLE 0 0 3494 AMAZON INC COM 023135106 1169 1000 SH OTR 0 1000 0 AMBER RD INC COM COM 02318Y108 597 81400 SH SOLE 0 0 81400 AMERICAN MIDSTREAM PARTNERS LP COM 02752P100 890 66700 SH SOLE 0 0 66700 APPLE INC COM 037833100 723 4274 SH SOLE 0 0 4274 ARES CAP CORP COM 04010L103 236 15025 SH SOLE 0 0 15025 ARRIS INTL LTD SHS ISIN#GB00BZ COM G0551A103 1246 48504 SH SOLE 0 0 48504 AUTOMATIC DATA PROCESSING INC COM 053015103 894 7628 SH SOLE 0 0 7628 AXCELIS TECHNOLOGIES INC COM 054540208 1917 66805 SH SOLE 0 0 66805 AXCELIS TECHNOLOGIES INC COM 054540208 861 30000 SH OTR 0 30000 0 BALDWIN & LYONS CLASS B COM 057755209 435 18170 SH SOLE 0 0 18170 BARRETT BUSINESS SERVICES INC COM 068463108 542 8400 SH SOLE 0 0 8400 BAYTEX ENERGY CORP COM 07317Q105 343 114450 SH SOLE 0 0 114450 BECTON DICKINSON & CO COM 075887109 888 4150 SH SOLE 0 0 4150 BERKSHIRE HATHAWAY INC DEL CL COM 084670702 975 4920 SH SOLE 0 0 4920 BLACK KNIGHT INC COM 09215C105 737 16702 SH SOLE 0 0 16702 BLACKSTONE GROUP L P COM 09253U108 672 21000 SH SOLE 0 0 21000 BMC STK HLDGS INC COM 05591b109 440 17400 SH SOLE 0 0 17400 CARE INC COM 141633107 892 49435 SH SOLE 0 0 49435 CARE INC COM 141633107 451 25000 SH OTR 0 25000 0 CAS MED SYS INC COM 124769209 26 33600 SH SOLE 0 0 33600 CHEGG INC COM 163092109 1210 74125 SH SOLE 0 0 74125 CHEGG INC COM 163092109 767 47000 SH OTR 0 47000 0 CHEVRON CORP COM 166764100 221 1765 SH SOLE 0 0 1765 CISCO SYSTEMS INC COM 17275R102 1082 28250 SH SOLE 0 0 28250 CONOCOPHILLIPS COM 20825C104 293 5345 SH SOLE 0 0 5345 CONTROL4 CORP COM 21240D107 555 18650 SH SOLE 0 0 18650 CORE LABORATORIES NV COM N22717107 1215 11088 SH SOLE 0 0 11088 CRESCENT PT ENERGY CORP COM 22576C101 300 39200 SH SOLE 0 0 39200 CRESTWOOD EQUITY PARTNERS LP COM 226344208 1532 59378 SH SOLE 0 0 59378 CYBEROPTICS CORP COM 232517102 699 46600 SH SOLE 0 0 46600 CYBEROPTICS CORP COM 232517102 720 48000 SH OTR 0 48000 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 184 12050 SH SOLE 0 0 12050 DATA I O CORP COM 237690102 4074 338340 SH SOLE 0 0 338340 DATA I O CORP COM 237690102 1324 110000 SH OTR 0 110000 0 DSW INC CL A COM 23334L102 501 23395 SH SOLE 0 0 23395 DSW INC CL A COM 23334L102 376 17575 SH OTR 0 17575 0 EATON VANCE TAX ADVANTAGED DIV COM 27828G107 676 29047 SH SOLE 0 0 29047 ELECTRO SCIENTIFIC INDS INC CO COM 285229100 3021 140960 SH SOLE 0 0 140960 ELECTRO SCIENTIFIC INDS INC CO COM 285229100 1699 79300 SH OTR 0 79300 0 EMERSON ELEC CO COM 291011104 763 10950 SH SOLE 0 0 10950 FACEBOOK INC CL A COM 30303M102 441 2500 SH SOLE 0 0 2500 FIDELITY INTERMED BOND FUND COM 315912105 270 25000 SH SOLE 0 0 25000 FIDELITY NATL FINL INC NEW FNF COM 31620R303 2184 55663 SH SOLE 0 0 55663 FIDELITY NATL INFORMATION SVCS COM 31620M106 212 2255 SH SOLE 0 0 2255 FINISAR CORP COM 31787A507 273 13425 SH SOLE 0 0 13425 FINISAR CORP COM 31787A507 244 12000 SH OTR 0 12000 0 FIRST AMERN FINL CORP COM 31847R102 1072 19121 SH SOLE 0 0 19121 FIRST BANCORP P R COM 318672706 609 119340 SH SOLE 0 0 119340 FISERV INC COM 337738108 811 6184 SH SOLE 0 0 6184 FITBIT INC CL A COM 33812L102 387 67750 SH SOLE 0 0 67750 FITBIT INC CL A COM 33812L102 266 46500 SH OTR 0 46500 0 FORD MOTOR CO DEL COM 345370860 160 12800 SH SOLE 0 0 12800 GANNETT SPINCO INC COM 36473H104 922 79510 SH SOLE 0 0 79510 GANNETT SPINCO INC COM 36473H104 695 60000 SH OTR 0 60000 0 GENERAL ELECTRIC CO COM 369604103 312 17890 SH SOLE 0 0 17890 GENERAL MILLS INC COM 370334104 228 3840 SH SOLE 0 0 3840 GEO GROUP INC COM 36162J106 786 33285 SH SOLE 0 0 33285 GLOBAL PARTNERS LP UNIT LTD 37946R109 451 27033 SH SOLE 0 0 27033 HMS HLDGS CORP COM 40425J101 541 31900 SH SOLE 0 0 31900 INTERNATIONAL BUSINESS MACHS C COM 459200101 250 1630 SH SOLE 0 0 1630 INVESCO MUN TR COM 46131J103 125 10000 SH SOLE 0 0 10000 ISHARES TR NASDAQ BIOTECHNOLOG COM 464287556 618 5790 SH SOLE 0 0 5790 KOPIN CORP COM 500600101 1160 362435 SH SOLE 0 0 362435 KOPIN CORP COM 500600101 562 175470 SH OTR 0 175470 0 KULICKE & SOFFA INDS INC COM 501242101 3336 137100 SH SOLE 0 0 137100 LANDMARK INFRASTRUCTURE PARTNE COM 51508J108 634 35030 SH SOLE 0 0 35030 LIGHTPATH TECHNOLOGIES INC CL COM 532257805 159 71800 SH SOLE 0 0 71800 MAGICJACK VOCALTEC LTD SHS ISI COM m6787e101 730 86400 SH SOLE 0 0 86400 MARCHEX INC CL B COM 56624R108 40 12500 SH SOLE 0 0 12500 MASTEC INC COM 576323109 881 18000 SH SOLE 0 0 18000 MESOBLAST LTD SPONSORED ADR IS COM 590717104 1376 235600 SH SOLE 0 0 235600 MESOBLAST LTD SPONSORED ADR IS COM 590717104 182 31200 SH OTR 0 31200 0 MFS INTERNEDIATE INCOME TRUST COM 55273C107 589 141960 SH SOLE 0 0 141960 MICROSOFT CORP COM 594918104 3833 44815 SH SOLE 0 0 44815 MICROSOFT CORP COM 594918104 599 7000 SH OTR 0 7000 0 MOODYS CORP COM 615369105 2310 15650 SH SOLE 0 0 15650 NAVIGATOR HLDGS LTD SHS ISIN#M COM Y62132108 1481 150325 SH SOLE 0 0 150325 NEW YORK & CO INC COM 649295102 829 289820 SH SOLE 0 0 289820 NGL ENERGY PARTNERS LP COM 62913M107 211 15000 SH SOLE 0 0 15000 NOVARTIS AG SPONSORED ADR COM 66987V109 462 5500 SH SOLE 0 0 5500 NOVO NORDISK A.S. ADR FORMERLY COM 670100205 6929 129100 SH SOLE 0 0 129100 NUVEEN NEW YORK MUN VALUE FD 2 COM 670706100 287 20000 SH SOLE 0 0 20000 NUVEEN NEW YORK MUNICIPAL VALU COM 67062M105 950 100000 SH SOLE 0 0 100000 ONEOK INC COM 682680103 781 14620 SH SOLE 0 0 14620 ORGANOVO HLDGS INC COM 68620A104 183 136725 SH SOLE 0 0 136725 ORGANOVO HLDGS INC COM 68620A104 178 133000 SH OTR 0 133000 0 PC TEL INC COM 69325Q105 298 40385 SH SOLE 0 0 40385 PC TEL INC COM 69325Q105 221 30000 SH OTR 0 30000 0 PERCEPTRON INC COM 71361F100 1058 109043 SH SOLE 0 0 109043 PERCEPTRON INC COM 71361F100 485 50000 SH OTR 0 50000 0 PHOTRONICS INC COM 719405102 688 80750 SH SOLE 0 0 80750 POPULAR INC COM 733174700 1078 30370 SH SOLE 0 0 30370 PORTOLA PHARMACEUTICALS INC CO COM 737010108 209 4300 SH SOLE 0 0 4300 POWER INTEGRATIONS INC COM 739276103 691 9400 SH SOLE 0 0 9400 PRETIUM RES INC COM 74139C102 600 52600 SH SOLE 0 0 52600 PUTNAM MASTER INTER INCOME TRU COM 746909100 818 171454 SH SOLE 0 0 171454 ROYAL DUTCH SHELL PLC SPONSORE COM 780259206 1101 16500 SH SOLE 0 0 16500 RYDEX ETF TR GUGGENHEIM S&P 50 COM 78355W106 605 5990 SH SOLE 0 0 5990 SEABRIDGE GOLD INC COM 811916105 737 65230 SH SOLE 0 0 65230 SEACHANGE INTL INC COM 811699107 157 40000 SH SOLE 0 0 40000 SONY CORP ADR AMERN SH NEW COM 835699307 1115 24800 SH SOLE 0 0 24800 SPDR S&P 500 ETF TR TR UNIT COM 78462F103 2139 8015 SH SOLE 0 0 8015 SUMMIT MIDSTREAM PARTNERS LP COM 866142102 646 31500 SH SOLE 0 0 31500 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 259 28980 SH SOLE 0 0 28980 TARGA RES CORP COM 87612G101 781 16135 SH SOLE 0 0 16135 THOMSON REUTERS CORP COM 884903105 1550 35550 SH SOLE 0 0 35550 TIME WARNER INC COM 887317303 1162 12702 SH SOLE 0 0 12702 VERIZON COMMUNICATIONS INC COM 92343V104 1563 29537 SH SOLE 0 0 29537 VERMILION ENERGY INC COM 923725105 943 25850 SH SOLE 0 0 25850 WEBSTER FINL CORP WATERBURY COM 947890109 1113 19812 SH SOLE 0 0 19812 WILEY JOHN & SONS INC CLASS A COM 968223206 493 7500 SH SOLE 0 0 7500 WILLIAMS COS INC COM 969457100 807 26480 SH SOLE 0 0 26480