0001381055-14-000007.txt : 20140804 0001381055-14-000007.hdr.sgml : 20140804 20140804150454 ACCESSION NUMBER: 0001381055-14-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140804 DATE AS OF CHANGE: 20140804 EFFECTIVENESS DATE: 20140804 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Penbrook Management LLC CENTRAL INDEX KEY: 0001381055 IRS NUMBER: 133983976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12868 FILM NUMBER: 141012658 BUSINESS ADDRESS: STREET 1: 880 THIRD AVENUE STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-792-6952 MAIL ADDRESS: STREET 1: 880 THIRD AVENUE STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001381055 XXXXXXXX 06-30-2014 06-30-2014 Penbrook Management LLC

880 THIRD AVENUE 16TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-12868 N Barbara Burke DiCostanzo 212-792-6953 barbara Burke DiCostanzo New York NY 08-04-2014 0 150 113236 false INFORMATION TABLE 2 06301413f.xml 13F JUNE 30 2014 2U INC COM 90214J101 530 31525 SH SOLE 0 0 31525 ABBVIE INC COM 00287Y109 217 3840 SH SOLE 0 0 3840 ABERDEEN ASIA-PACIFIC INCOME F COM 003009107 415 66100 SH SOLE 0 0 66100 ACCELERIZE NEW MEDIA INC COM 00430M101 900 750000 SH OTR 0 750000 0 AFFYMETRIX INC COM 00826T108 1441 161700 SH SOLE 0 0 161700 AFFYMETRIX INC COM 00826T108 1292 145000 SH OTR 0 145000 0 ALLERGAN INC COM 018490102 1574 9300 SH SOLE 0 0 9300 ALLIANCE FIBER OPTIC PRODS INC COM 018680306 770 42550 SH SOLE 0 0 42550 ALLIANCE FIBER OPTIC PRODS INC COM 018680306 1072 59250 SH OTR 0 59250 0 AMAZON COM INC COM 023135106 926 2850 SH SOLE 0 0 2850 AMERICAN BIO MEDICAL INC COM 024600108 36 275500 SH SOLE 0 0 275500 AMERICAN BIO MEDICAL INC COM 024600108 13 99814 SH OTR 0 99814 0 ANGIES LIST INC COM 034754101 127 10600 SH SOLE 0 0 10600 APPLE INC COM COM 037833100 290 3122 SH SOLE 0 0 3122 ARRIS GROUP INC COM 04270V106 1905 58567 SH SOLE 0 0 58567 ATLAS ENERGY L P COM 04930A104 956 21300 SH SOLE 0 0 21300 AUTOMATIC DATA PROCESSING INC COM 053015103 914 11528 SH SOLE 0 0 11528 AXCELIS TECHNOLOGIES INC COM 054540109 662 331100 SH SOLE 0 0 331100 AXCELIS TECHNOLOGIES INC COM 054540109 400 200000 SH OTR 0 200000 0 BAYTEX ENERGY CORP COM 07317Q105 2612 56598 SH SOLE 0 0 56598 BECTON DICKINSON & CO COM 075887109 509 4300 SH SOLE 0 0 4300 BERKSHIRE HATHAWAY INC COM 084670702 766 6050 SH SOLE 0 0 6050 BLACKSTONE GROUP L P COM 09253U108 722 21600 SH SOLE 0 0 21600 BLYTH INC COM 09643P207 267 34305 SH SOLE 0 0 34305 BOTTOMLINE TECHNOLOGIES INC COM 101388106 1996 66710 SH SOLE 0 0 66710 BROADVISION INC COM 111412706 445 46325 SH SOLE 0 0 46325 BROADVISION INC COM 111412706 240 25000 SH OTR 0 25000 0 BROOKS AUTOMATION INC COM 114340102 1322 122779 SH SOLE 0 0 122779 CALUMET SPECIALTY PRODS PARTNE COM 131476103 2311 72681 SH SOLE 0 0 72681 CALUMET SPECIALTY PRODS PARTNE COM 131476103 321 10100 SH OTR 0 10100 0 CAS MED SYS INC COM 124769209 117 58000 SH SOLE 0 0 58000 CHEGG INC COM 163092109 541 76900 SH SOLE 0 0 76900 CHEVRON CORP COM 166764100 230 1765 SH SOLE 0 0 1765 CISCO SYSTEMS INC COM 17275R102 727 29250 SH SOLE 0 0 29250 CONOCOPHILLIPS COM 20825C104 276 3220 SH SOLE 0 0 3220 CORE LABORATORIES NV COM N22717107 1998 11958 SH SOLE 0 0 11958 CYBEROPTICS CORP COM 232517102 546 68300 SH SOLE 0 0 68300 CYBEROPTICS CORP COM 232517102 336 42000 SH OTR 0 42000 0 DAEGIS INC COM 233720101 7 6040 SH SOLE 0 0 6040 DAEGIS INC COM 233720101 117 99411 SH OTR 0 99411 0 DATA I O CORP COM 237690102 1290 428550 SH SOLE 0 0 428550 DATA I O CORP COM 237690102 316 105000 SH OTR 0 105000 0 EASTMAIN RESOURCES INC COM 27743M106 8 20000 SH SOLE 0 0 20000 EATON VANCE TAX ADVANTAGED DIV COM 27828G107 1190 57466 SH SOLE 0 0 57466 ELECTRO SCIENTIFIC INDS INC COM 285229100 1112 163260 SH SOLE 0 0 163260 ELECTRO SCIENTIFIC INDS INC COM 285229100 438 64300 SH OTR 0 64300 0 EMERSON ELEC CO COM 291011104 611 9200 SH SOLE 0 0 9200 ENCORE CAP GROUP INC COM 292554102 1621 35684 SH SOLE 0 0 35684 EPIQ SYS INC COM 26882D109 1304 92800 SH SOLE 0 0 92800 EXXON MOBIL CORP COM 30231G102 376 3735 SH SOLE 0 0 3735 FEI COMPANY COMMON COM 30241L109 1203 13255 SH SOLE 0 0 13255 FEI COMPANY COMMON COM 30241L109 853 9400 SH OTR 0 9400 0 FIDELITY NATL FINL INC COM 31620R303 2655 81049 SH SOLE 0 0 81049 FIRST AMERN FINL CORP COM 31847R102 1214 43683 SH SOLE 0 0 43683 FIRST BANCORP P R COM 318672706 605 111300 SH SOLE 0 0 111300 FISERV INC COM 337738108 596 9884 SH SOLE 0 0 9884 FORD MOTOR CO COM 345370860 212 12300 SH SOLE 0 0 12300 GENERAC HLDGS INC COM 368736104 609 12500 SH SOLE 0 0 12500 GENERAL ELECTRIC CO COM 369604103 953 36253 SH SOLE 0 0 36253 GENERAL MILLS INC COM 370334104 202 3840 SH SOLE 0 0 3840 GLOBAL PARTNERS LP COM UNIT 37946R109 778 19153 SH SOLE 0 0 19153 GLOBAL PARTNERS LP COM UNIT 37946R109 118 2900 SH OTR 0 2900 0 GOOGLE INC CL A COM 38259P508 1267 2167 SH SOLE 0 0 2167 GOOGLE INC CL C COM 38259P706 1226 2132 SH SOLE 0 0 2132 HANSEN MED INC COM 411307101 14 10750 SH SOLE 0 0 10750 HARRIS & HARRIS GROUP INC COM 413833104 16 5150 SH SOLE 0 0 5150 HARRIS & HARRIS GROUP INC COM 413833104 46 14368 SH OTR 0 14368 0 HARVARD APPARATUS REGENERATIVE COM 41690A106 1143 109344 SH SOLE 0 0 109344 HARVARD APPARATUS REGENERATIVE COM 41690A106 313 30000 SH OTR 0 30000 0 HARVARD BIOSCIENCE INC COM 416906105 1432 314750 SH SOLE 0 0 314750 HARVARD BIOSCIENCE INC COM 416906105 546 120000 SH OTR 0 120000 0 IMMERSION CORP COM 452521107 1320 103736 SH SOLE 0 0 103736 IMMERSION CORP COM 452521107 929 73000 SH OTR 0 73000 0 INTEL CORP COM 458140100 209 6774 SH SOLE 0 0 6774 INTERNATIONAL BUSINESS MACHS COM 459200101 443 2445 SH SOLE 0 0 2445 INTEVAC INC COM 461148108 182 22750 SH SOLE 0 0 22750 INVESCO MUN TR COM COM 46131J103 125 10000 SH SOLE 0 0 10000 IROBOT CORP COM 462726100 1029 25125 SH SOLE 0 0 25125 IROBOT CORP COM 462726100 778 19000 SH OTR 0 19000 0 KAYNE ANDERSON MLP INVT CO COM 486606106 254 6446 SH SOLE 0 0 6446 KULICKE & SOFFA INDS INC COM 501242101 1385 97100 SH SOLE 0 0 97100 LANTRONIX INC COM 516548203 201 101839 SH SOLE 0 0 101839 LEAPFROG ENTERPRISES INC COM 52186N106 328 44575 SH SOLE 0 0 44575 LEGACY RESERVES LP UNIT LTD PA UNIT LP INT 524707304 1944 62240 SH SOLE 0 0 62240 LIGHTPATH TECHNOLOGIES INC COM 532257805 393 288876 SH SOLE 0 0 288876 LIGHTPATH TECHNOLOGIES INC COM 532257805 191 140231 SH OTR 0 140231 0 LIME ENERGY CO COM 53261U304 45 17357 SH SOLE 0 0 17357 LIME ENERGY CO COM 53261U304 40 15714 SH OTR 0 15714 0 MAIDEN HOLDINGS LTD COM G5753U112 938 77550 SH SOLE 0 0 77550 MARCHEX INC COM 56624R108 597 49650 SH SOLE 0 0 49650 MARCHEX INC COM 56624R108 721 60000 SH OTR 0 60000 0 MENTOR GRAPHICS CORP COM 587200106 706 32736 SH SOLE 0 0 32736 MFS INTERMEDIATE INCOME TRUST SH BEN INT 55273C107 891 168667 SH SOLE 0 0 168667 MICROSOFT CORP COM 594918104 2725 65344 SH SOLE 0 0 65344 MICROSOFT CORP COM 594918104 667 16000 SH OTR 0 16000 0 MOODYS CORP COM 615369105 1508 17200 SH SOLE 0 0 17200 NOKIA CORP COM 654902204 151 20000 SH OTR 0 20000 0 NOVARTIS AG SPONSORED ADR COM 66987V109 471 5200 SH SOLE 0 0 5200 NOVO NORDISK A.S. ADR FORMERLY ADR 670100205 5866 127000 SH SOLE 0 0 127000 NUANCE COMMUNICATIONS INC COM 67020Y100 1415 75400 SH SOLE 0 0 75400 NUANCE COMMUNICATIONS INC COM 67020Y100 432 23000 SH OTR 0 23000 0 NUVEEN NEW YORK MUN VALUE FD 2 COM 670706100 295 20000 SH SOLE 0 0 20000 NUVEEN NEW YORK MUNICIPAL VALU COM 67062M105 780 79000 SH SOLE 0 0 79000 ONEOK INC NEW COM 682680103 1062 15600 SH SOLE 0 0 15600 ORGANOVO HLDGS INC COM 68620A104 530 63450 SH SOLE 0 0 63450 ORGANOVO HLDGS INC COM 68620A104 509 61000 SH OTR 0 61000 0 PALL CORP COM 696429307 683 8000 SH SOLE 0 0 8000 PERCEPTRON INC COM 71361F100 1243 97458 SH SOLE 0 0 97458 PERCEPTRON INC COM 71361F100 637 50000 SH OTR 0 50000 0 PETMED EXPRESS INC COM 716382106 212 15693 SH SOLE 0 0 15693 POPULAR INC COM 733174700 1099 32150 SH SOLE 0 0 32150 POWER INTEGRATIONS INC COM 739276103 604 10500 SH SOLE 0 0 10500 PUTNAM MASTER INTER INCOME TRU SH BEN INT 746909100 817 158654 SH SOLE 0 0 158654 RADIANT LOGISTICS INC COM 75025X100 44 14100 SH SOLE 0 0 14100 REACHLOCAL INC COM 75525F104 532 75710 SH SOLE 0 0 75710 REACHLOCAL INC COM 75525F104 235 33387 SH OTR 0 33387 0 ROYAL DUTCH SHELL PLC ADR 780259206 1071 13000 SH SOLE 0 0 13000 SAN JUAN BASIN RTY COM 798241105 544 28196 SH SOLE 0 0 28196 SANDRIDGE PERMIAN TR COM 80007A102 75 5900 SH SOLE 0 0 5900 SANDRIDGE PERMIAN TR COM 80007A102 127 10000 SH OTR 0 10000 0 SEABRIDGE GOLD INC COM 811916105 842 89715 SH SOLE 0 0 89715 SEABRIDGE GOLD INC COM 811916105 188 20000 SH OTR 0 20000 0 SEACHANGE INTL INC COM 811699107 727 90800 SH SOLE 0 0 90800 SHORETEL INC COM 825211105 992 152200 SH SOLE 0 0 152200 SHORETEL INC COM 825211105 541 83000 SH OTR 0 83000 0 SONIC FDRY INC COM 83545R207 109 10107 SH SOLE 0 0 10107 SONY CORP ADR COM 835699307 413 24600 SH SOLE 0 0 24600 SPDR S&P 500 ETF TR TR UNIT TR UNIT 78462F103 630 3220 SH SOLE 0 0 3220 SUCAMPO PHARMACEUTICALS INC COM 864909106 295 42825 SH SOLE 0 0 42825 SYNOPSYS INC COM 871607107 1617 41650 SH SOLE 0 0 41650 TARGA RES CORP COM 87612G101 1717 12300 SH SOLE 0 0 12300 TECUMSEH PRODS CO COM 878895309 451 88675 SH SOLE 0 0 88675 TECUMSEH PRODS CO COM 878895309 290 57000 SH OTR 0 57000 0 TERADYNE INC COM 880770102 1491 76080 SH SOLE 0 0 76080 THOMSON REUTERS CORP COM 884903105 1056 29050 SH SOLE 0 0 29050 TIME WARNER INC NEW COM 887317303 471 6702 SH SOLE 0 0 6702 TITAN ENERGY WORLDWIDE INC COM 88828R204 5 200000 SH OTR 0 200000 0 VERIZON COMMUNICATIONS INC COM 92343V104 1285 26265 SH SOLE 0 0 26265 VITESSE SEMICONDUCTOR CORP COM 928497304 610 176800 SH SOLE 0 0 176800 WEBSTER FINL CORP COM 947890109 1002 31782 SH SOLE 0 0 31782 WEST MARINE INC COM 954235107 461 44935 SH SOLE 0 0 44935 WESTERN COPPER & GOLD CORP COM 95805v108 80 104100 SH SOLE 0 0 104100 WILEY JOHN & SONS INC COM 968223206 467 7700 SH SOLE 0 0 7700 WILLIAMS COS INC COM 969457100 1243 21350 SH SOLE 0 0 21350 WYNDHAM WORLDWIDE CORP COM 98310W108 575 7589 SH SOLE 0 0 7589 XCERRA CORP COM 98400J108 1830 201051 SH SOLE 0 0 201051 ZAGG INC COM 98884U108 14 2500 SH SOLE 0 0 2500 ZAGG INC COM 98884U108 163 30000 SH OTR 0 30000 0 ZIX CORP COM 98974P100 233 68244 SH SOLE 0 0 68244 ZIX CORP COM 98974P100 342 100000 SH OTR 0 100000 0