0001381055-12-000005.txt : 20120420
0001381055-12-000005.hdr.sgml : 20120420
20120420113038
ACCESSION NUMBER: 0001381055-12-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120420
DATE AS OF CHANGE: 20120420
EFFECTIVENESS DATE: 20120420
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Penbrook Management LLC
CENTRAL INDEX KEY: 0001381055
IRS NUMBER: 133983976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12868
FILM NUMBER: 12770007
BUSINESS ADDRESS:
STREET 1: 570 LEXINGTON AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-702-6625
MAIL ADDRESS:
STREET 1: 570 LEXINGTON AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
sec03311213f.txt
PENBROOK MANAGEMENT LLC - FORM 13F
United States
Securities and Exchange Commission
Washington, D.C. 20549
Form 13F
Form 13F Cover Page
Report for the Calendar Year or Quarter Ended, March 31, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: Penbrook Managment, LLC
Address: 570 Lexington Avenue
New York, NY 10022
13F File Number: 28-12868
The institutional investment manager filing this report
and the person by whom it is signed hereby represent
that the person signing the report is authorized to submit
it, that all information contained herein is true, correct
and complete, and that it is understood that all required
items, statements, schedules, lists, and tables are
considered integral parts of this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Barbara Burke Dicostanzo
Title: Managing Member
Phone: 212-702-6625
Signature, Place, and Date of Signing:
Barbara Burke Dicostanzo New York, New York April 20, 2012
Report Type (Check only one):
[ X ] 13F HOLDINGS REPORTS
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
List of other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 165
Form 13F Information Table Value Total: 88312 (times 1,000)
List of Other Included Managers:
No. 13F File Number Name
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
1800 FLOWERS.COM INC CL A COM 68243Q106 130 42900 SH OTHER 42900
ABBOTT LABORATORIES COM 002824100 235 3840 SH SOLE 3840
ABERDEEN ASIA PACIFIC INCOME F COM 003009107 532 72997 SH SOLE 72997
ACCELERIZE NEW MEDIA INC COM 00430M101 215 500000 SH OTHER 500000
ACCURAY INCORPORATED COM 004397105 156 22100 SH SOLE 22100
ALLERGAN INC COM 018490102 868 9100 SH SOLE 9100
ALLIANCE FIBER OPTIC PRODS INC COM 018680306 872 90951 SH SOLE 90951
201 20960 SH OTHER 20960
AMAZON.COM INC COM 023135106 1023 5050 SH SOLE 5050
AMERICAN BIO MEDICA CORP COM 024600108 48 274500 SH SOLE 274500
17 99814 SH OTHER 99814
ANALYSTS INTL CORP NEW COM 032681207 207 37824 SH SOLE 37824
ANGEION CORPORATION COM 03462H404 351 61149 SH SOLE 61149
ARRIS GROUP INC COM 04269Q100 724 64081 SH SOLE 64081
AUTOMATIC DATA PROCESSING INC COM 053015103 658 11928 SH SOLE 11928
AXCELIS TECHNOLOGIES INC COM 054540109 542 315400 SH SOLE 315400
172 100000 SH OTHER 100000
Aurizon Mines Ltd COM 05155p106 499 103180 SH SOLE 103180
BECTON DICKINSON & CO COM 075887109 357 4600 SH SOLE 4600
BERKSHIRE HATHAWAY INC DEL CL COM 084670702 572 7050 SH SOLE 7050
BOTTOMLINE TECHNOLOGIES (DE) I COM 101388106 1945 69600 SH SOLE 69600
BROOKS AUTOMATION INC NEW COM 114340102 1493 121124 SH SOLE 121124
Baytex Energy Corp. COM 07317q105 2818 54338 SH SOLE 54338
CALUMET SPECIALTY PRODS PARTNE COM 131476103 1904 72085 SH SOLE 72085
CARBO CERAMICS INC COM 140781105 654 6202 SH SOLE 6202
CAS MEDICAL SYSTEMS INC NEW COM 124769209 131 60000 SH SOLE 60000
CHEVRON CORPORATION COM 166764100 287 2674 SH SOLE 2674
CHIMERA INVESTMENT CORPORATION COM 16934Q109 32 11400 SH SOLE 11400
CHINA TRANSINFO TECHNOLOGY COR COM 169453107 341 70250 SH SOLE 70250
170 35000 SH OTHER 35000
CISCO SYSTEMS INC COM 17275R102 290 13700 SH SOLE 13700
CONOCOPHILLIPS COM 20825C104 262 3452 SH SOLE 3452
CORNING INC COM 219350105 530 37628 SH SOLE 37628
352 25000 SH OTHER 25000
Copper North Mng Crop COM 21751r107 12 52450 SH SOLE 52450
Core Laboratories Nv COM n22717107 1664 12648 SH SOLE 12648
Crescent Point Energy Corp COM 22576c101 1178 27202 SH SOLE 27202
DAEGIS INC COM 233720101 179 110800 SH OTHER 110800
DATA I/O CORP COM 237690102 1656 422350 SH SOLE 422350
725 185000 SH OTHER 185000
DOT HILL SYS CORP COM 25848T109 40 26225 SH SOLE 26225
Duluth Metals Ltd COM 26443r100 976 428050 SH SOLE 428050
844 370000 SH OTHER 370000
ELOT INC NEW COM 29014Q105 0 76122 SH SOLE 76122
EXXON MOBIL CORP COM 30231G102 320 3693 SH SOLE 3693
Eastmain Resources Inc COM 27743m106 24 20000 SH SOLE 20000
Emcore Corp Com New COM 290846203 277 58025 SH SOLE 58025
137 28750 SH OTHER 28750
Enerplus Corporation COM 292766102 864 38516 SH SOLE 38516
FEI CO COM 30241L109 1911 38920 SH SOLE 38920
1228 25000 SH OTHER 25000
FIDELITY NATIONAL FINANCIAL IN COM 31620R105 1447 80272 SH SOLE 80272
FIRST AMERICAN FINANCIAL CORPO COM 31847R102 514 30915 SH SOLE 30915
FISERV INC COM 337738108 354 5107 SH SOLE 5107
FLUOR CORP NEW COM 343412102 209 3475 SH SOLE 3475
Foster Wheeler Ag Us Listed COM h27178104 547 24050 SH SOLE 24050
228 10000 SH OTHER 10000
Full Metal Minerals Ltd COM 35968c406 2 11962 SH SOLE 11962
GENCOR INDUSTRIES INC COM 368678108 330 47150 SH SOLE 47150
210 30000 SH OTHER 30000
GENERAL ELECTRIC CO COM 369604103 822 40953 SH SOLE 40953
GENIE ENERGY LTD CL B COM 372284208 339 35011 SH SOLE 35011
GOOGLE INC CL A COM 38259P508 1020 1590 SH SOLE 1590
Gold Group Mining Inc. COM 38141a107 94 100000 SH OTHER 100000
HANSEN MEDICAL INC COM 411307101 276 92125 SH SOLE 92125
185 61800 SH OTHER 61800
HARRIS & HARRIS GROUP INC COM 413833104 956 230475 SH SOLE 230475
369 89000 SH OTHER 89000
HARVARD BIOSCIENCE INC COM 416906105 741 189150 SH SOLE 189150
470 120000 SH OTHER 120000
HELIX ENERGY SOLUTIONS GROUP I COM 42330P107 490 27550 SH SOLE 27550
IBIZ TECHNOLOGY CORP NEW COM 45103B205 0 71000 SH SOLE 71000
IDT CORPORATION CLASS B NEW COM 448947507 331 35414 SH SOLE 35414
IMMERSION CORP COM 452521107 998 182836 SH SOLE 182836
399 73000 SH OTHER 73000
IMMUNOMEDICS INC COM 452907108 123 34000 SH SOLE 34000
INFOSPACE INC NEW COM 45678T300 592 46200 SH SOLE 46200
INTERLINK ELECTRONICS COM 458751302 166 23365 SH SOLE 23365
338 47549 SH OTHER 47549
INTERNATIONAL BUSINESS MACHINE COM 459200101 465 2230 SH SOLE 2230
INTEVAC INC COM 461148108 265 31150 SH SOLE 31150
IROBOT CORP COM 462726100 255 9350 SH SOLE 9350
164 6000 SH OTHER 6000
JACOBS ENGINEERING GROUP INC COM 469814107 437 9860 SH SOLE 9860
JOHN WILEY & SONS INC-CL A COM 968223206 405 8500 SH SOLE 8500
JOHNSON & JOHNSON COM 478160104 992 15039 SH SOLE 15039
Kinross Gold Corp New COM 496902404 629 64300 SH SOLE 64300
LEAPFROG ENTERPRISES INC COM 52186N106 1069 127925 SH SOLE 127925
777 93000 SH OTHER 93000
LIME ENERGY CO NEW COM 53261U205 387 134500 SH SOLE 134500
202 70000 SH OTHER 70000
LTX-CREDENCE CORPORATION NEW COM 502403207 583 81117 SH SOLE 81117
MCGRAW HILL COMPANIES INC COM 580645109 267 5500 SH SOLE 5500
MENTOR GRAPHICS CORP COM 587200106 514 34559 SH SOLE 34559
299 20120 SH OTHER 20120
MFS INTERMEDIATE INCOME TRUST COM 55273C107 1462 229168 SH SOLE 229168
MICROSOFT CORP COM 594918104 2483 76981 SH SOLE 76981
516 16000 SH OTHER 16000
MOODYS CORP COM 615369105 1111 26400 SH SOLE 26400
Maudore Minerals Ltd COM 577279102 566 119800 SH SOLE 119800
387 82000 SH OTHER 82000
Mission Newenergy Ltd Npv Us L COM Q62163110 16 33000 SH OTHER 33000
NANOPHASE TECHNOLOGIES CORP COM 630079101 29 67900 SH SOLE 67900
NOVO NORDISK A S ADR COM 670100205 3593 25900 SH SOLE 25900
NUTRISYSTEM INC COM 67069D108 122 10900 SH SOLE 10900
NUVEEN NEW YORK MUNICIPAL VALU COM 67062M105 781 79000 SH SOLE 79000
Northern Dynasty Minerals Ltd COM 66510m204 215 35300 SH SOLE 35300
Northisle Copper & Gold Inc. COM 66644r103 16 52450 SH SOLE 52450
Novartis Ag-Sponsored Adr COM 66987v109 310 5600 SH SOLE 5600
Novozymes A/S Us Listed COM k7317j133 358 12500 SH SOLE 12500
ORBITZ WORLDWIDE INC COM COM 68557K109 369 121130 SH SOLE 121130
290 95000 SH OTHER 95000
ORION ENERGY SYSTEMS INC COM 686275108 222 93330 SH SOLE 93330
226 95000 SH OTHER 95000
PALL CORP COM 696429307 477 8000 SH SOLE 8000
PARKER DRILLING CO COM 701081101 217 36300 SH SOLE 36300
PERCEPTRON INC COM 71361F100 781 133650 SH SOLE 133650
POWER INTEGRATIONS INC COM 739276103 408 11000 SH SOLE 11000
PUTNAM MASTER INTERMEDIATE INC COM 746909100 387 75089 SH SOLE 75089
Pacific Rubiales Energy Corp COM 69480u206 474 16200 SH SOLE 16200
Penn West Petroleum COM 707887105 234 11948 SH SOLE 11948
Peyto Exploration And Developm COM 717046106 1855 113003 SH SOLE 113003
RADIANT LOGISTICS INC COM 75025X100 7 3000 SH SOLE 3000
54 24450 SH OTHER 24450
ROYAL DUTCH SHELL PLC SPONS COM 780259206 533 7600 SH SOLE 7600
SAN JUAN BASIN ROYALTY TR-UBI COM 798241105 575 29661 SH SOLE 29661
SEACHANGE INTERNATIONAL INC COM 811699107 742 95400 SH SOLE 95400
SHORETEL INC COM 825211105 648 114000 SH SOLE 114000
329 58000 SH OTHER 58000
SMITH MICRO SOFTWARE INC COM 832154108 402 172600 SH SOLE 172600
70 30000 SH OTHER 30000
SOUNDBITE COMMUNICATIONS INC COM 836091108 47 15700 SH OTHER 15700
STEREOTAXIS INC COM 85916J102 76 116438 SH SOLE 116438
23 36000 SH OTHER 36000
SUCAMPO PHARMACEUTICALS INC CL COM 864909106 604 81125 SH SOLE 81125
168 22500 SH OTHER 22500
SYNOPSYS INC COM 871607107 1832 59750 SH SOLE 59750
368 12000 SH OTHER 12000
Seabridge Gold Inc COM 811916105 1875 93325 SH SOLE 93325
402 20000 SH OTHER 20000
TERADYNE INC COM 880770102 1312 77680 SH SOLE 77680
TETRA TECHNOLOGIES INC-DEL COM 88162F105 173 18400 SH SOLE 18400
THOMSON REUTERS CORP COM 884903105 780 27000 SH SOLE 27000
TIME WARNER CABLE INC COM 88732J207 239 2933 SH SOLE 2933
TIME WARNER INC NEW COM 887317303 295 7802 SH SOLE 7802
TITAN ENERGY WORLDWIDE INC NEW COM 88828R204 6 200000 SH OTHER 200000
VERIZON COMMUNICATIONS COM 92343V104 1072 28035 SH SOLE 28035
WEBSTER FINANCIAL CORP COM 947890109 782 34488 SH SOLE 34488
209 9200 SH OTHER 9200
WYNDHAM WORLDWIDE CORPORATION COM 98310W108 395 8485 SH SOLE 8485
Western Copper And Gold Corp COM 95805v108 150 104900 SH SOLE 104900
ZIX CORPORATION COM 98974P100 1 250 SH SOLE 250
146 50000 SH OTHER 50000
A WTS ELOT INC DEL 29014Q113 0 14815 SH SOLE 14815
O SULLIVAN INDS HLDGS INC SR P 67104Q205 0 10900 SH SOLE 10900
BLACKSTONE GROUP L P UNIT REPS 09253U108 217 13600 SH SOLE 13600
CALUMET SPECIALTY PRODS PARTNE 131476103 267 10100 SH OTHER 10100
GLOBAL PARTNERS LP SBI UNIT RE 37946R109 1187 51111 SH SOLE 51111
114 4900 SH OTHER 4900
LEGACY RESERVES LP UNIT REPRES 524707304 604 20878 SH SOLE 20878
SANDRIDGE PERMIAN TR COM UNIT 80007A102 128 5500 SH SOLE 5500
117 5000 SH OTHER 5000
EATON VANCE TAX ADVANTAGED DIV 27828G107 1160 69356.091SH SOLE 69356.091
FIDELITY INTERMEDIATE BOND FUN 315912105 273 25000.000SH SOLE 25000.000
INVESCO VAN KAMPEN MUNICIPAL T 46131J103 142 10000.000SH SOLE 10000.000