0001381055-12-000003.txt : 20120201 0001381055-12-000003.hdr.sgml : 20120201 20120201124811 ACCESSION NUMBER: 0001381055-12-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120201 DATE AS OF CHANGE: 20120201 EFFECTIVENESS DATE: 20120201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Penbrook Management LLC CENTRAL INDEX KEY: 0001381055 IRS NUMBER: 133983976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12868 FILM NUMBER: 12561742 BUSINESS ADDRESS: STREET 1: 570 LEXINGTON AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-702-6625 MAIL ADDRESS: STREET 1: 570 LEXINGTON AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 sec12311113f.txt United States Securities and Exchange Commission Washington, D.C. 20549 Form 13F Form 13F Cover Page Report for the Calendar Year or Quarter Ended, December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Penbrook Managment, LLC Address: 570 Lexington Avenue New York, NY 10022 13F File Number: 28-12868 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Barbara Burke Dicostanzo Title: Managing Member Phone: 212-702-6625 Signature, Place, and Date of Signing: Barbara Burke Dicostanzo New York, New York January 27, 2012 Report Type (Check only one): [ X ] 13F HOLDINGS REPORTS [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 155 Form 13F Information Table Value Total: 76564 (times 1,000) List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M COMPANY COM 88579Y101 205 2507 SH SOLE 2507 ABBOTT LABORATORIES COM 002824100 216 3840 SH SOLE 3840 ABERDEEN ASIA PACIFIC INCOME F COM 003009107 539 73471 SH SOLE 73471 ACCELERIZE NEW MEDIA INC COM 00430M101 150 500000 SH OTHER 500000 ACCURAY INCORPORATED COM 004397105 93 22100 SH SOLE 22100 ALLERGAN INC COM 018490102 798 9100 SH SOLE 9100 ALLIANCE FIBER OPTIC PRODS INC COM 018680306 697 90951 SH SOLE 90951 161 20960 SH OTHER 20960 AMAZON.COM INC COM 023135106 857 4950 SH SOLE 4950 AMERICAN BIO MEDICA CORP COM 024600108 47 274500 SH SOLE 274500 17 99814 SH OTHER 99814 ANALYSTS INTL CORP NEW COM 032681207 211 37824 SH SOLE 37824 ANGEION CORPORATION COM 03462H404 319 61149 SH SOLE 61149 ARRIS GROUP INC COM 04269Q100 697 64451 SH SOLE 64451 AUTOMATIC DATA PROCESSING INC COM 053015103 644 11928 SH SOLE 11928 AXCELIS TECHNOLOGIES INC COM 054540109 422 317500 SH SOLE 317500 133 100000 SH OTHER 100000 Aurizon Mines Ltd COM 05155p106 514 104300 SH SOLE 104300 BECTON DICKINSON & CO COM 075887109 344 4600 SH SOLE 4600 BERKSHIRE HATHAWAY INC DEL CL COM 084670702 538 7050 SH SOLE 7050 BOTTOMLINE TECHNOLOGIES (DE) I COM 101388106 1621 69970 SH SOLE 69970 BROADVISION INC NEW COM 111412706 364 33550 SH SOLE 33550 282 26000 SH OTHER 26000 BROOKS AUTOMATION INC NEW COM 114340102 1252 121917 SH SOLE 121917 Baytex Energy Corp. COM 07317q105 3064 54815 SH SOLE 54815 CALUMET SPECIALTY PRODS PARTNE COM 131476103 1453 72068 SH SOLE 72068 CARBO CERAMICS INC COM 140781105 765 6201 SH SOLE 6201 CAS MEDICAL SYSTEMS INC NEW COM 124769209 104 60000 SH SOLE 60000 CHEVRON CORPORATION COM 166764100 285 2674 SH SOLE 2674 CHIMERA INVESTMENT CORPORATION COM 16934Q109 29 11400 SH SOLE 11400 CHINA TRANSINFO TECHNOLOGY COR COM 169453107 246 70250 SH SOLE 70250 123 35000 SH OTHER 35000 CISCO SYSTEMS INC COM 17275R102 248 13700 SH SOLE 13700 CONOCOPHILLIPS COM 20825C104 252 3452 SH SOLE 3452 Copper North Mng Crop COM 21751r107 13 52700 SH SOLE 52700 Core Laboratories Nv COM n22717107 1446 12688 SH SOLE 12688 Crescent Point Energy Corp COM 22576c101 1209 27402 SH SOLE 27402 DAEGIS INC COM 233720101 212 110800 SH OTHER 110800 DATA I/O CORP COM 237690102 1631 424750 SH SOLE 424750 710 185000 SH OTHER 185000 DOT HILL SYS CORP COM 25848T109 35 26225 SH SOLE 26225 Daylight Energy Ltd COM 239590201 206 20869 SH SOLE 20869 Duluth Metals Ltd COM 26443r100 905 431050 SH SOLE 431050 777 370000 SH OTHER 370000 ELOT INC NEW COM 29014Q105 0 76122 SH SOLE 76122 EMCORE CORP COM 290846104 200 232100 SH SOLE 232100 99 115000 SH OTHER 115000 EXXON MOBIL CORP COM 30231G102 313 3687 SH SOLE 3687 Eastmain Resources Inc COM 27743m106 20 20000 SH SOLE 20000 Enerplus Corporation COM 292766102 983 38806 SH SOLE 38806 FEI CO COM 30241L109 1587 38920 SH SOLE 38920 1020 25000 SH OTHER 25000 FIDELITY NATIONAL FINANCIAL IN COM 31620R105 1288 80865 SH SOLE 80865 FIRST AMERICAN FINANCIAL CORPO COM 31847R102 395 31213 SH SOLE 31213 FISERV INC COM 337738108 300 5107 SH SOLE 5107 Foster Wheeler Ag Us Listed COM h27178104 272 14200 SH SOLE 14200 Full Metal Minerals Ltd COM 35968c406 2 11962 SH SOLE 11962 GENERAL ELECTRIC CO COM 369604103 732 40853 SH SOLE 40853 GENIE ENERGY LTD CL B COM 372284208 280 35308 SH SOLE 35308 GOOGLE INC CL A COM 38259P508 1027 1590 SH SOLE 1590 Gold Group Mining Inc. COM 34141A107 109 100000 SH OTHER 100000 HANSEN MEDICAL INC COM 411307101 238 92125 SH SOLE 92125 159 61800 SH OTHER 61800 HARRIS & HARRIS GROUP INC COM 413833104 746 215675 SH SOLE 215675 204 59000 SH OTHER 59000 HARVARD BIOSCIENCE INC COM 416906105 666 172150 SH SOLE 172150 464 120000 SH OTHER 120000 IBIZ TECHNOLOGY CORP NEW COM 45103B205 0 71000 SH SOLE 71000 IDT CORPORATION CLASS B NEW COM 448947507 335 35708 SH SOLE 35708 IMMERSION CORP COM 452521107 802 154751 SH SOLE 154751 285 55000 SH OTHER 55000 IMMUNOMEDICS INC COM 452907108 113 34000 SH SOLE 34000 INFOSPACE INC NEW COM 45678T300 511 46500 SH SOLE 46500 INTERLINK ELECTRONICS COM 458751104 94 470300 SH SOLE 470300 190 950968 SH OTHER 950968 INTERNATIONAL BUSINESS MACHINE COM 459200101 410 2230 SH SOLE 2230 INTEVAC INC COM 461148108 231 31150 SH SOLE 31150 Inx Inc COM 46185W109 986 112630 SH SOLE 112630 JOHN WILEY & SONS INC-CL A COM 968223206 373 8400 SH SOLE 8400 JOHNSON & JOHNSON COM 478160104 986 15036 SH SOLE 15036 LEAPFROG ENTERPRISES INC COM 52186N106 715 127925 SH SOLE 127925 520 93000 SH OTHER 93000 LIME ENERGY CO NEW COM 53261U205 318 100000 SH SOLE 100000 223 70000 SH OTHER 70000 LTX-CREDENCE CORPORATION NEW COM 502403207 437 81715 SH SOLE 81715 MAGMA DESIGN AUTOMATION INC COM 559181102 194 27000 SH SOLE 27000 359 50000 SH OTHER 50000 MCGRAW HILL COMPANIES INC COM 580645109 247 5500 SH SOLE 5500 MENTOR GRAPHICS CORP COM 587200106 474 34960 SH SOLE 34960 273 20120 SH OTHER 20120 MFS INTERMEDIATE INCOME TRUST COM 55273C107 1586 251803 SH SOLE 251803 MICROSOFT CORP COM 594918104 1338 51549 SH SOLE 51549 260 10000 SH OTHER 10000 MISSION NEWENERGY LTD NPV US L COM Q62163110 75 33000 SH OTHER 33000 MOODYS CORP COM 615369105 886 26300 SH SOLE 26300 Maudore Minerals Ltd COM 577279102 619 118800 SH SOLE 118800 427 82000 SH OTHER 82000 NANOPHASE TECHNOLOGIES CORP COM 630079101 12 30900 SH SOLE 30900 NOVO NORDISK A S ADR COM 670100205 2985 25900 SH SOLE 25900 NUTRISYSTEM INC COM 67069D108 145 11200 SH SOLE 11200 NUVEEN NEW YORK MUNICIPAL VALU COM 67062M105 784 79000 SH SOLE 79000 Northern Dynasty Minerals Ltd COM 66510m204 213 35300 SH SOLE 35300 Northisle Copper & Gold Inc. COM 66644r103 13 52700 SH SOLE 52700 Novartis Ag-Sponsored Adr COM 66987v109 320 5600 SH SOLE 5600 Novozymes A/S Us Listed COM k7317j133 382 12500 SH SOLE 12500 ORBITZ WORLDWIDE INC COM COM 68557K109 249 66350 SH SOLE 66350 188 50000 SH OTHER 50000 PALL CORP COM 696429307 457 8000 SH SOLE 8000 PARKER DRILLING CO COM 701081101 260 36300 SH SOLE 36300 PERCEPTRON INC COM 71361F100 546 114800 SH SOLE 114800 POWER INTEGRATIONS INC COM 739276103 365 11000 SH SOLE 11000 PUTNAM MASTER INTERMEDIATE INC COM 746909100 333 65489 SH SOLE 65489 Pacific Rubiales Energy Corp COM 69480u206 301 16200 SH SOLE 16200 Penn West Petroleum COM 707887105 237 11947 SH SOLE 11947 Peyto Exploration And Developm COM 717046106 2708 113383 SH SOLE 113383 RADIANT LOGISTICS INC COM 75025X100 59 24450 SH OTHER 24450 RAM ENERGY RESOURCES INC COM 75130P109 157 50000 SH SOLE 50000 ROYAL DUTCH SHELL PLC SPONS COM 780259206 585 8000 SH SOLE 8000 SAN JUAN BASIN ROYALTY TR-UBI COM 798241105 675 29650 SH SOLE 29650 SEACHANGE INTERNATIONAL INC COM 811699107 674 95900 SH SOLE 95900 SHORETEL INC COM 825211105 473 74100 SH SOLE 74100 319 50000 SH OTHER 50000 SMITH MICRO SOFTWARE INC COM 832154108 194 171820 SH SOLE 171820 34 30000 SH OTHER 30000 SOUNDBITE COMMUNICATIONS INC COM 836091108 35 15700 SH OTHER 15700 STEREOTAXIS INC COM 85916J102 96 116438 SH SOLE 116438 30 36000 SH OTHER 36000 SUCAMPO PHARMACEUTICALS INC CL COM 864909106 359 81125 SH SOLE 81125 100 22500 SH OTHER 22500 SYNOPSYS INC COM 871607107 1168 42950 SH SOLE 42950 Seabridge Gold Inc COM 811916105 1509 93655 SH SOLE 93655 322 20000 SH OTHER 20000 TERADYNE INC COM 880770102 1067 78280 SH SOLE 78280 TETRA TECHNOLOGIES INC-DEL COM 88162F105 172 18400 SH SOLE 18400 THOMSON REUTERS CORP COM 884903105 707 26500 SH SOLE 26500 TIME WARNER INC NEW COM 887317303 282 7802 SH SOLE 7802 TITAN ENERGY WORLDWIDE INC NEW COM 88828R204 9 200000 SH OTHER 200000 VERIZON COMMUNICATIONS COM 92343V104 1153 28732 SH SOLE 28732 WEBSTER FINANCIAL CORP COM 947890109 707 34658 SH SOLE 34658 188 9200 SH OTHER 9200 WYNDHAM WORLDWIDE CORPORATION COM 98310W108 323 8545 SH SOLE 8545 Western Copper And Gold Corp COM 95805v108 163 105400 SH SOLE 105400 XPO LOGISTICS INC COM 983793100 433 35025 SH OTHER 35025 A WTS ELOT INC DEL 29014Q113 0 14815 SH SOLE 14815 O SULLIVAN INDS HLDGS INC SR P 67104Q205 0 10900 SH SOLE 10900 BLACKSTONE GROUP L P UNIT REPS 09253U108 191 13600 SH SOLE 13600 CALUMET SPECIALTY PRODS PARTNE 131476103 204 10100 SH OTHER 10100 GLOBAL PARTNERS LP SBI UNIT RE 37946R109 1124 51400 SH SOLE 51400 107 4900 SH OTHER 4900 LEGACY RESERVES LP UNIT REPRES 524707304 587 20774 SH SOLE 20774 SANDRIDGE PERMIAN TR COM UNIT 80007A102 125 5500 SH SOLE 5500 114 5000 SH OTHER 5000 EATON VANCE TAX ADVANTAGED DIV 27828G107 1012 69321.622SH SOLE 69321.622 FIDELITY INTERMEDIATE BOND FUN 315912105 272 25000.000SH SOLE 25000.000 INVESCO VAN KAMPEN MUNICIPAL T 46131J103 140 10000.000SH SOLE 10000.000