-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SmPYGFNN6kzbSp6fd4suPGNOrSKkW90UlqLxmtxkX9GDHGEiwdO/H5ii6yKrHAGx jpCyfnpM/hbwDOUtFR2dGQ== 0000929638-09-001342.txt : 20090814 0000929638-09-001342.hdr.sgml : 20090814 20090814113252 ACCESSION NUMBER: 0000929638-09-001342 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 EFFECTIVENESS DATE: 20090814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Oceanwood Capital Management LLP CENTRAL INDEX KEY: 0001381042 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12041 FILM NUMBER: 091013369 BUSINESS ADDRESS: STREET 1: 4 ALBEMARLE STREET CITY: LONDON STATE: X0 ZIP: WIS 4GA BUSINESS PHONE: 0207 758 5525 MAIL ADDRESS: STREET 1: 4 ALBEMARLE STREET CITY: LONDON STATE: X0 ZIP: WIS 4GA 13F-HR 1 oceanwood13f_082009.txt 13F REPORT FOR PERIOD ENDING 06/30/2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Oceanwood Capital Management LLP Address: 4 Albemarle Street London, England W1S 4GA Form 13F File Number: 028-12041 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: William C. Nicholas Title: Chief Operating Officer Phone: +44 207 758 5525 Signature, Place, and Date of Signing: /s/ William C. Nicholas London, England 14 August 2009 ________________________________________________________________________________ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 18 Form 13F Information Table Value Total: 45,334 (x$1000) List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. FORM 13F INFORMATION TABLE NAME OF REPORTING MANAGER: OCEANWOOD CAPITAL MANAGEMENT LLP As of 06/30/09
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Name of Title of CUSIP Value Shares or SH/ PUT/ Investment Other Voting Issuer Class Number (x$1000) Principal PRN CALL Discretion Managers Authority Amount Sole Shared None ALCOA INC COM 013817101 8,189 792,780 SH SOLE NONE 792,780 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 476 12,300 SH SOLE NONE 12,300 CEMEX SAB DE CV SPON ADR NEW 151290889 540 57,800 SH SOLE NONE 57,800 CHINA TRANSINFO TECHNLGY COR COM 169453107 295 62,942 SH SOLE NONE 62,942 COLONIAL BANCGROUP INC COM 195493309 58 93,701 SH SOLE NONE 93,701 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 480 16,000 SH SOLE NONE 16,000 ISHARES TR MSCI EMERG MKT 464287234 1,612 50,000 CALL SOLE NONE 50,000 LG DISPLAY CO LTD SPONS ADR REP 50186V102 550 44,000 SH SOLE NONE 44,000 OPEN JT STK CO-VIMPEL COMMUN SPONSORED ADR 68370R109 777 66,000 SH SOLE NONE 66,000 ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF 780097788 644 65,764 SH SOLE NONE 65,764 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 780097747 740 71,154 SH SOLE NONE 71,154 SCHERING PLOUGH CORP COM 806605101 10,550 420,000 SH SOLE NONE 420,000 SCHERING PLOUGH CORP PFD CONV MAN07 806605705 3,174 14,000 SH SOLE NONE 14,000 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 565 60,000 SH SOLE NONE 60,000 VALE S A ADR 91912E105 5,289 300,000 SH SOLE NONE 300,000 WYETH COM 983024100 10,294 226,800 SH SOLE NONE 226,800 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 542 40,000 SH SOLE NONE 40,000 ZHONGPIN INC COM 98952K107 559 54,000 SH SOLE NONE 54,000
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