0001144204-14-007764.txt : 20140212 0001144204-14-007764.hdr.sgml : 20140212 20140212084625 ACCESSION NUMBER: 0001144204-14-007764 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140212 DATE AS OF CHANGE: 20140212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Wright Investors Service Holdings, Inc. CENTRAL INDEX KEY: 0001279715 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 134005439 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80180 FILM NUMBER: 14596797 BUSINESS ADDRESS: STREET 1: 100 SOUTH BEDFORD ROAD, SUITE 2R CITY: MOUNT KISCO STATE: NY ZIP: 10549 BUSINESS PHONE: (914) 242-5700 MAIL ADDRESS: STREET 1: 100 SOUTH BEDFORD ROAD, SUITE 2R CITY: MOUNT KISCO STATE: NY ZIP: 10549 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL PATENT DEVELOPMENT CORP DATE OF NAME CHANGE: 20040211 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Frost Gamma Investments Trust CENTRAL INDEX KEY: 0001380896 IRS NUMBER: 460464745 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 4400 BISCAYNE BOULEVARD, 15TH FLOOR CITY: MIAMI STATE: FL ZIP: 33137 BUSINESS PHONE: 305-575-6000 MAIL ADDRESS: STREET 1: 4400 BISCAYNE BOULEVARD, 15TH FLOOR CITY: MIAMI STATE: FL ZIP: 33137 FORMER COMPANY: FORMER CONFORMED NAME: Frost Gamma Investment Trust DATE OF NAME CHANGE: 20061113 SC 13G/A 1 v368095_sc13ga.htm SC 13G/A

 

SECURITIES AND EXCHANGE COMMISSION

 

WASHINGTON, D.C. 20549

 

 

  

SCHEDULE 13G

(Rule 13d-102) 

Under the Securities Exchange Act of 1934

 

INFORMATION TO BE INCLUDED IN STATEMENTS PURSUANT TO RULES

13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b)

(Amendment No. 3 )*

 

WRIGHT INVESTORS’ SERVICE HOLDINGS INC.
(Name of Issuer)
 
COMMON STOCK
(Title of Class of Securities)
 
982345100
(CUSIP Number)
 
12/31/2013
(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed.

 

¨Rule 13d-1(b)

 

xRule 13d-1(c)

 

¨Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

Page 1 of 5 Pages

 

 
 

 

CUSIP No. 982345100 SCHEDULE 13G Page 2 of 5 Pages

 

1

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

FROST GAMMA INVESTMENTS TRUST

46-0464745

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

 

(a) ¨

(b) ¨

 

3

SEC USE ONLY

 

 

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

FLORIDA

 

 


NUMBER OF		 5 SOLE VOTING POWER 1,325,017

SHARES

BENEFICIALLY

 6 SHARED VOTING POWER 0
OWNED BY
EACH		 7 SOLE DISPOSITIVE POWER 1,325,017
REPORTING
PERSON WITH		 8 SHARED DISPOSITIVE POWER 0

9 1,325,017  
10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES*

 

 

 

¨

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

7.17%

  
12

TYPE OF REPORTING PERSON*

oo

  

 

 
 

 

CUSIP No. 982345100 SCHEDULE 13G Page 3 of 5 Pages

 

Item 1(a).Name of Issuer. Wright Investors’ Service Holdings Inc.

 

Item 1(b).Address of Issuer’s Principal Executive Offices.

 

777 Westchester Avenue

White Plains, NY 10604

 

Item 2(a).Name of Person Filing.

 

Frost Gamma Investments Trust

 

Item 2(b).Address of Principal Business Office or, if None, Residence.

 

4400 Biscayne Boulevard

Miami, FL 33137

 

Item 2(c).Citizenship.

 

The Trust is established in Florida

 

Item 2(d).Title of Class of Securities.

 

Common Stock

 

Item 2(e).CUSIP Number.

 

982345100

 

Item 3.If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), identify the status of the person filing.

 

Not Applicable

 

Item 4.Ownership.

 

(a)  Amount beneficially owned: 1,325,017

 

(b)  Percent of class:   7.17% *

 

*The percentages used herein and in the rest of Item 4 are calculated based upon the 18,475,347

shares of Common Stock issued and outstanding as of November 8,2013 per the 10-Q filed on

November 13, 2013.

 

(c) Number of shares as to which such person has:

 

(i)  Sole power to vote or direct the vote:   1,325,017

(ii)  Shared power to vote or direct the vote:   0

(iii)  Sole power to dispose or direct the disposition of:   1,325,017

(iv)  Shared power to dispose or direct the disposition of:   0

 

 
 

 

CUSIP No. 982345100 SCHEDULE 13G Page 4 of 5 Pages

 

Item 5.Ownership of Five Percent or Less of a Class.

 

If this Statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. ¨

 

Item 6.Ownership of More than Five Percent on Behalf of Another Person.

 

Not Applicable

 

Item 7.Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

 

Not Applicable

 

Item 8.Identification and Classification of Members of the Group.

 

Not Applicable

 

Item 9.Notice of Dissolution of Group.

 

Not Applicable

 

Item 10.Certification.

 

Not Applicable

 

 
 

 

CUSIP No. 982345100 SCHEDULE 13G Page 5 of 5 Pages

 

SIGNATURES

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 12, 2014
  Frost Gamma Investments Trust
   
  /s/ Phillip Frost, MD
  By:     Phillip Frost, MD
   
  Title:  Trustee