-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KPX63vR0WmSERgZTAimZk64svexhEIa3ChYlGkARZhdKxKl7EN7ZMqO6Pi/ZeyJ6 jYaAuE6sPcyFqJIgSKDt3g== 0001144204-10-005858.txt : 20100208 0001144204-10-005858.hdr.sgml : 20100208 20100208102446 ACCESSION NUMBER: 0001144204-10-005858 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100208 DATE AS OF CHANGE: 20100208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CADIZ INC CENTRAL INDEX KEY: 0000727273 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 770313235 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-35468 FILM NUMBER: 10579132 BUSINESS ADDRESS: STREET 1: 550 SOUTH HOPE STREET STREET 2: SUITE 2850 CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 213-271-1600 MAIL ADDRESS: STREET 1: 550 SOUTH HOPE STREET STREET 2: SUITE 2850 CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER COMPANY: FORMER CONFORMED NAME: CADIZ LAND CO INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC AGRICULTURAL HOLDINGS INC DATE OF NAME CHANGE: 19920602 FORMER COMPANY: FORMER CONFORMED NAME: ARIDTECH INC DATE OF NAME CHANGE: 19880523 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Frost Gamma Investments Trust CENTRAL INDEX KEY: 0001380896 IRS NUMBER: 460464745 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 4400 BISCAYNE BOULEVARD, 15TH FLOOR CITY: MIAMI STATE: FL ZIP: 33137 BUSINESS PHONE: 305-575-6000 MAIL ADDRESS: STREET 1: 4400 BISCAYNE BOULEVARD, 15TH FLOOR CITY: MIAMI STATE: FL ZIP: 33137 FORMER COMPANY: FORMER CONFORMED NAME: Frost Gamma Investment Trust DATE OF NAME CHANGE: 20061113 SC 13G/A 1 v173462_sc13ga.htm SC 13G/A
SECURITIES AND EXCHANGE COMMISSION
 
WASHINGTON, D.C. 20549
 
 
SCHEDULE 13G
(Rule 13d-102)
Under the Securities Exchange Act of 1934
 
INFORMATION TO BE INCLUDED IN STATEMENTS PURSUANT TO RULES
13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b)
(Amendment No. 1 )*
 
Cadiz Inc.
(Name of Issuer)
 
COMMON STOCK
(Title of Class of Securities)
 
127537207
(CUSIP Number)
 
12/31/2009
(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed.
 
¨           Rule 13d-1(b)
 
¨           Rule 13d-1(c)
 
x           Rule 13d-1(d)
 
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
Page 1 of 5 Pages
 
 
CUSIP No. 127537207
SCHEDULE 13G
Page 2 of 5 Pages
 
1
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
  
FROST GAMMA INVESTMENTS TRUST
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                                      (a) o
(b) o
3
SEC USE ONLY
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
    
FLORIDA
 
NUMBER OF
5
SOLE VOTING POWER
740,187
SHARES
BENEFICIALLY
6
SHARED VOTING POWER
0
OWNED BY
EACH
7
SOLE DISPOSITIVE POWER
740,187
REPORTING
PERSON WITH
8
SHARED DISPOSITIVE POWER
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
740,187
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES*
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
5.57%
12
TYPE OF REPORTING PERSON*
oo

 
 
 
 
CUSIP No. 127537207
SCHEDULE 13G
Page 3 of 5 Pages

Item 1(a). 
Name of Issuer.  CADIZ, INC.
 
Item 1(b). 
Address of Issuer’s Principal Executive Offices.
 
550 South Hope Street
Suite 2850
Los Angeles, CA  90071
United States

Item 2(a). 
Name of Person Filing.
 
Frost Gamma Investments Trust
 
Item 2(b).
Address of Principal Business Office or, if None, Residence.
 
4400 Biscayne Boulevard
Miami, FL  33137

Item 2(c).
Citizenship.
 
Unites States
 
Item 2(d).
Title of Class of Securities.
 
Common Stock
 
Item 2(e).
CUSIP Number.
 
127537207
 
Item 3.
If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), identify the status of the person filing.
 
Not Applicable
 
Item 4.
Ownership.
 
 
(a)  Amount beneficially owned:
    740,187
 
 
(b)  Percent of class: 
        5.57%
 
(c)  Number of shares as to which such person has:
 
      
(i) Sole power to vote or direct the vote:
     740,187
 
 
(ii) Shared power to vote or direct the vote:
    0
 
 
(iii) Sole power to dispose or direct the disposition of:
  740,187
 
 
(iv) Shared power to dispose or direct the disposition of:
        0

 
 
 
 
CUSIP No. 127537207
SCHEDULE 13G
Page 4 of 5 Pages
 
Item 5.
Ownership of Five Percent or Less of a Class.
 
If this Statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following.  ¨
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
 
Not Applicable
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
 
Not Applicable
 
Item 8.
Identification and Classification of Members of the Group.
 
Not Applicable
 
Item 9.
Notice of Dissolution of Group.
 
Not Applicable
 
Item 10.
Certification.
 
Not Applicable

 
 
 
 
CUSIP No. 127537207
SCHEDULE 13G
Page 5 of 5 Pages

SIGNATURES
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

February 2, 2010
   Frost Gamma Investments Trust
 
/s/ Phillip Frost, MD
 
  By:     Phillip Frost, MD
 
  Title:  Trustee

 
 
 
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