Brookdale Senior Living Inc.
|
(Name of Issuer)
|
Common Stock, par value $0.01 per share
|
(Title of Class of Securities)
|
37944Q 10 3
|
(CUSIP Number)
|
David N. Brooks
|
Secretary, Vice President and General Counsel
|
c/o Fortress Investment Group LLC
|
1345 Avenue of the Americas
|
New York, New York 10105
|
(212) 798-6100
|
(Name, Address and Telephone Number of Person
|
Authorized to Receive Notices and Communications)
|
February 20, 2014
|
(Date of Event which Requires Filing of this Statement)
|
CUSIP No. 37944Q 10 3
|
Page 2 of 13 Pages
|
|||
1
|
NAME OF REPORTING PERSONS
FIG LLC
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
|
(a) | |
(b) | X |
|
||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS (See Instructions)
Not applicable
|
|||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
-0-
|
||
8
|
SHARED VOTING POWER
-20,285,916-
|
|||
9
|
SOLE DISPOSITIVE POWER
-0-
|
|||
10
|
SHARED DISPOSITIVE POWER
-18,541,558-*
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-20,285,916-
|
|||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
16.3% (based on 124,285,473 shares of common stock outstanding (excluding unvested restricted shares) as of November 4, 2013)
|
|||
14
|
TYPE OF REPORTING PERSON (See Instructions)
OO
|
CUSIP No. 37944Q 10 3
|
Page 3 of 13 Pages
|
|||
1
|
NAME OF REPORTING PERSONS
Fortress Operating Entity I LP
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
|
(a) | |
(b) | X |
|
||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS (See Instructions)
Not applicable
|
|||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
-0-
|
||
8
|
SHARED VOTING POWER
-20,285,916-
|
|||
9
|
SOLE DISPOSITIVE POWER
-0-
|
|||
10
|
SHARED DISPOSITIVE POWER
-18,541,558-*
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-20,285,916-
|
|||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
16.3% (based on 124,285,473 shares of common stock outstanding (excluding unvested restricted shares) as of November 4, 2013)
|
|||
14
|
TYPE OF REPORTING PERSON (See Instructions)
PN
|
CUSIP No. 37944Q 10 3
|
Page 4 of 13 Pages
|
|||
1
|
NAME OF REPORTING PERSONS
FIG Corp.
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
|
(a) | |
(b) | X |
|
||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS (See Instructions)
Not applicable
|
|||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
-0-
|
||
8
|
SHARED VOTING POWER
-20,285,916-
|
|||
9
|
SOLE DISPOSITIVE POWER
-0-
|
|||
10
|
SHARED DISPOSITIVE POWER
-18,541,558-*
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-20,285,916-
|
|||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
16.3% (based on 124,285,473 shares of common stock outstanding (excluding unvested restricted shares) as of November 4, 2013)
|
|||
14
|
TYPE OF REPORTING PERSON (See Instructions)
CO
|
CUSIP No. 37944Q 10 3
|
Page 5 of 13 Pages
|
|||
1
|
NAME OF REPORTING PERSONS
Fortress Investment Group LLC
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
|
(a) | |
(b) | X |
|
||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS (See Instructions)
Not applicable
|
|||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
-0-
|
||
8
|
SHARED VOTING POWER
-20,285,916—
|
|||
9
|
SOLE DISPOSITIVE POWER
-0-
|
|||
10
|
SHARED DISPOSITIVE POWER
-18,541,558-*
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-20,285,916—
|
|||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
16.3% (based on 124,285,473 shares of common stock outstanding (excluding unvested restricted shares) as of November 4, 2013)
|
|||
14
|
TYPE OF REPORTING PERSON (See Instructions)
OO
|
CUSIP No. 37944Q 10 3
|
Page 6 of 13 Pages
|
|||
1
|
NAME OF REPORTING PERSONS
Wesley R. Edens
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
|
(a) | |
(b) | X |
|
||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS (See Instructions)
Not applicable
|
|||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
-0-
|
||
8
|
SHARED VOTING POWER
-20,285,916—
|
|||
9
|
SOLE DISPOSITIVE POWER
-831,069-
|
|||
10
|
SHARED DISPOSITIVE POWER
-17,593,826-*
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-20,285,916—
|
|||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
16.3% (based on 124,285,473 shares of common stock outstanding (excluding unvested restricted shares) as of November 4, 2013)
|
|||
14
|
TYPE OF REPORTING PERSON (See Instructions)
IN
|
CUSIP No. 37944Q 10 3
|
Page 7 of 13 Pages
|
|||
1
|
NAME OF REPORTING PERSONS
Randal A. Nardone
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
|
(a) | |
(b) | X |
|
||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS (See Instructions)
Not applicable
|
|||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
-0-
|
||
8
|
SHARED VOTING POWER
-20,285,916-
|
|||
9
|
SOLE DISPOSITIVE POWER
-913,289-
|
|||
10
|
SHARED DISPOSITIVE POWER
-0-
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-20,285,916-
|
|||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
16.3% (based on 124,285,473 shares of common stock outstanding (excluding unvested restricted shares) as of November 4, 2013)
|
|||
14
|
TYPE OF REPORTING PERSON (See Instructions)
IN
|
Item 2.
|
Identity and Background
|
Item 4.
|
Purpose of Transaction
|
Item 5.
|
Interest in Securities of the Issuer
|
Item 7.
|
Material to be Filed as Exhibits
|
Exhibit
|
Description
|
99.1
|
Joint Filing Agreement, dated November 12, 2010, by and among Fortress RIC Coinvestment Fund LP, FIG LLC, Fortress Operating Entity I LP, FIG Corp., Fortress Investment Group LLC, Wesley R. Edens and Randal A. Nardone. (Incorporated by reference to Exhibit 99.1 to the Schedule 13D/A filed by the afore-referenced persons on November 12, 2010).
|
99.2
|
Letter Agreement, dated February 20, 2014, by and among Brookdale Senior Living Inc., FIG LLC and the other signatories thereto.
|
FIG LLC
|
||
By:
|
/s/ David N. Brooks
|
|
David N. Brooks
its Secretary, Vice-President and General Counsel
|
FORTRESS OPERATING ENTITY I LP
|
||
By:
|
FIG Corp., as General Partner
|
|
By:
|
/s/ David N. Brooks
|
|
David N. Brooks
its Secretary, Vice-President and General Counsel
|
FIG CORP.
|
||
By:
|
/s/ David N. Brooks
|
|
David N. Brooks
its Secretary, Vice-President and General Counsel
|
FORTRESS INVESTMENT GROUP LLC
|
||
By:
|
/s/ David N. Brooks
|
|
David N. Brooks
its Secretary, Vice-President and General Counsel
|
By:
|
/s/ Wesley R. Edens
|
|
Wesley R. Edens
|
By:
|
/s/ Randal A. Nardone
|
|
Randal A. Nardone
|
NAME
|
PRINCIPAL OCCUPATION
|
Wesley R. Edens
|
Co-Chairman of the Board of Directors and Principal of Fortress Investment Group LLC
|
Peter L. Briger, Jr.
|
Co-Chairman of the Board of Directors and Principal of Fortress Investment Group LLC
|
Randal A. Nardone
|
Principal and Director of Fortress Investment Group LLC
|
Michael E. Novogratz
|
Principal and Director of Fortress Investment Group LLC
|
Daniel N. Bass
|
Chief Financial Officer and Treasurer of Fortress Investment Group LLC
|
David Brooks
|
Secretary, Vice President and General Counsel of Fortress Investment Group LLC
|
Richard N. Haass
|
President of the Council on Foreign Relations. The Council on Foreign Relations’ address is The Harold Pratt House, 58 East 68th Street, New York, NY 10021.
|
Douglas L. Jacobs
|
Director of Doral Financial Corporation. Doral Financial Corporation's address is 1451 Franklin D. Roosevelt Avenue, San Juan, Puerto Rico 00920-2717.
|
David B. Barry
|
President of Ironstate Development Company. Ironstate Development Company’s address is 50 Washington Street, Hoboken, NJ 07030.
|
George W. Wellde, Jr.
|
Chairman of the Board of Trustees of the University of Richmond. The Board of Trustees’ address is Maryland Hall, Suite 200, 28 Westhampton Way, University of Richmond, VA 23173
|
NAME
|
PRINCIPAL OCCUPATION
|
Wesley R. Edens
|
Co-Chairman of the Board of Directors and Principal of Fortress Investment Group LLC
|
Peter L. Briger, Jr.
|
Co-Chairman of the Board of Directors and Principal of Fortress Investment Group LLC
|
Randal A. Nardone
|
Principal and Director of Fortress Investment Group LLC
|
Michael E. Novogratz
|
Principal and Director of Fortress Investment Group LLC
|
Daniel N. Bass
|
Chief Financial Officer and Treasurer of Fortress Investment Group LLC
|
David Brooks
|
Secretary, Vice President and General Counsel of Fortress Investment Group LLC
|
NAME
|
PRINCIPAL OCCUPATION
|
Wesley R. Edens
|
Co-Chairman of the Board of Directors and Principal of Fortress Investment Group LLC
|
Peter L. Briger, Jr.
|
Co-Chairman of the Board of Directors and Principal of Fortress Investment Group LLC
|
Randal A. Nardone
|
Principal and Director of Fortress Investment Group LLC
|
Michael E. Novogratz
|
Principal and Director of Fortress Investment Group LLC
|
Daniel N. Bass
|
Chief Financial Officer and Treasurer of Fortress Investment Group LLC
|
David Brooks
|
Secretary, Vice President and General Counsel of Fortress Investment Group LLC
|
NAME
|
PRINCIPAL OCCUPATION
|
Wesley R. Edens
|
Co-Chairman of the Board of Directors and Principal of Fortress Investment Group LLC
|
Peter L. Briger, Jr.
|
Co-Chairman of the Board of Directors and Principal of Fortress Investment Group LLC
|
Randal A. Nardone
|
Principal and Director of Fortress Investment Group LLC
|
Michael E. Novogratz
|
Principal and Director of Fortress Investment Group LLC
|
Daniel N. Bass
|
Chief Financial Officer and Treasurer of Fortress Investment Group LLC
|
David Brooks
|
Secretary, Vice President and General Counsel of Fortress Investment Group LLC
|
BROOKDALE SENIOR LIVING INC.
|
|||
By:
|
/s/ T. Andrew Smith
|
||
Name: T. Andrew Smith
Title: Chief Executive Officer
|
FORTRESS INVESTMENT FUND IV (FUND A) L.P.
FORTRESS INVESTMENT FUND IV (FUND B) L.P.
FORTRESS INVESTMENT FUND IV (FUND C) L.P.
FORTRESS INVESTMENT FUND IV (FUND D) L.P.
FORTRESS INVESTMENT FUND IV (FUND E) L.P.
FORTRESS INVESTMENT FUND IV (FUND F) L.P.
FORTRESS INVESTMENT FUND IV (FUND G) L.P.
FORTRESS INVESTMENT FUND IV
(COINVESTMENT FUND A) L.P.
FORTRESS INVESTMENT FUND IV
(COINVESTMENT FUND B) L.P.
FORTRESS INVESTMENT FUND IV
(COINVESTMENT FUND C) L.P.
FORTRESS INVESTMENT FUND IV
(COINVESTMENT FUND D) L.P.
FORTRESS INVESTMENT FUND IV
(COINVESTMENT FUND F) L.P.
FORTRESS INVESTMENT FUND IV
(COINVESTMENT FUND G) L.P.
By its General Partner Fortress Fund IV GP L.P.
By its General Partner Fortress Fund IV GP Holdings Ltd.
|
|||
By:
|
/s/ John Morrissey
|
||
Name: John Morrissey
Title: Chief Financial Officer
|
FORTRESS RIC COINVESTMENT FUND LP
By its General Partner RIC Coinvestment Fund GP LLC
|
|||
By:
|
/s/ John Morrissey
|
||
Name: John Morrissey
Title: Chief Financial Officer
|
RANDAL NARDONE (as Permitted Transferee of PRIN 3N HOLDING LLC)
|
|||
By:
|
/s/ Randal Nardone
|
||
Randal Nardone
|
WESLEY EDENS (as Permitted Transferee of PRIN 2 HOLDING LLC)
|
|||
By:
|
/s/ Wesley Edens
|
||
Wesley Edens
|
DBD BKD LLC (as Permitted Transferee of Drawbridge Special Opportunities Fund LP)
|
|||
By:
|
/s/ David N. Brooks
|
||
Name: David N. Brooks
Title: Authorized Signatory
|
DBO BKD LLC (as Permitted Transferee of Drawbridge Special Opportunities Fund Ltd.)
|
|||
By:
|
/s/ David N. Brooks
|
||
Name: David N. Brooks
Title: Authorized Signatory
|
FIG LLC
|
|||
By:
|
/s/ David N. Brooks
|
||
Name: David N. Brooks
Title: Secretary
|